Lisa F. Santos v. Social Security Administration, Commissioner

CourtCourt of Appeals for the Eleventh Circuit
DecidedApril 17, 2018
Docket17-13605
StatusUnpublished

This text of Lisa F. Santos v. Social Security Administration, Commissioner (Lisa F. Santos v. Social Security Administration, Commissioner) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Lisa F. Santos v. Social Security Administration, Commissioner, (11th Cir. 2018).

Opinion

Case: 17-13605 Date Filed: 04/17/2018 Page: 1 of 20

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT ________________________

No. 17-13605 Non-Argument Calendar ________________________

D.C. Docket No. 9:17-cv-80064-DLB

LISA F. SANTOS,

Plaintiff-Appellant,

versus

SOCIAL SECURITY ADMINISTRATION, COMMISSIONER,

Defendant-Appellee.

________________________

Appeal from the United States District Court for the Southern District of Florida ________________________

(April 17, 2018)

Before MARCUS, MARTIN and JILL PRYOR, Circuit Judges.

PER CURIAM:

Lisa Santos, a former practicing attorney proceeding pro se, appeals the

district court’s order affirming the denial of her applications for Social Security

Income (“SSI”) and Disability Insurance Benefits (“DIB”) by an administrative Case: 17-13605 Date Filed: 04/17/2018 Page: 2 of 20

law judge (“ALJ”) on behalf of the Commissioner of Social Security. In denying

Santos’s claims, the ALJ found that Santos had medically determinable

impairments from affective disorder, anxiety disorder, and alcohol and substance

abuse addiction disorder that limited her ability to work. As for Santos’s residual

functional capacity (“RFC”), the ALJ found that in light of her impairments and

the medical opinions of two agency psychological examiners (Drs. Theodore

Weber and Lauriann Sandrik), Santos would be able to perform simple, routine,

and repetitive tasks at a non-production-rate pace with occasional interactions from

supervisors, coworkers, and the public. The ALJ added that Santos’s subjective

complaints of her symptoms did not establish a disability claim because there were

discrepancies between her testimony and the record about her history of substance

abuse and the medical evidence. The ALJ found that, based on Santos’s RFC, she

could not return to her previous occupation as an attorney but a significant number

of jobs existed in the national economy that she would be able to do.

On appeal, Santos argues that: (1) the ALJ failed to include all of the social

limitations supported by the record, including limitations confirmed by Weber,

Sandrik, and Dr. Ilene Kaskel, a consulting physician for a state agency evaluating

similar claims; (2) the ALJ violated due process by not allowing her to cross-

examine Dr. Robert Seifer, the agency’s consulting examiner; (3) the ALJ applied

an erroneous definition of “episodes of decompensation” in assessing the severity

2 Case: 17-13605 Date Filed: 04/17/2018 Page: 3 of 20

of her impairments; (4) the ALJ improperly rejected records of her psychiatric

history from her prior treating physicians, Drs. Ronald Kurlander and Christopher

Mahon; (5) the ALJ erred in giving little weight to, and effectively rejecting, the

opinion of Dr. Raul Rodriguez, a physician she consulted before the ALJ’s hearing

on the merits of her claims; and (6) the ALJ improperly considered her testimony

regarding the severity of her symptoms, requiring her testimony to be taken as true

as a matter of law. After thorough review, we affirm.

Our review of an agency’s final determination is limited to whether

substantial evidence supports the ALJ’s findings and whether the correct legal

standards were applied. Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002)

(per curiam). Substantial evidence is more than a scintilla, and is the relevant

evidence a reasonable person would accept as adequate to support a conclusion.

Winschel v. Comm’r of Soc. Sec., 631 F.3d 1176, 1178 (11th Cir. 2011). We will

not decide facts anew, reweigh the evidence, or substitute our judgment for that of

the ALJ. Id. An error is harmless if it does not affect the ALJ’s ultimate decision.

See Diorio v. Heckler, 721 F.2d 726, 728 (11th Cir. 1983).

When the Appeals Council denies review, we consider only the evidence

actually presented to the ALJ to decide whether substantial evidence supports the

ALJ’s decision. Falge v. Apfel, 150 F.3d 1320, 1323 (11th Cir. 1998). We will

not address arguments not raised in the district court, except for arguments that

3 Case: 17-13605 Date Filed: 04/17/2018 Page: 4 of 20

were impliedly intended for appeal in a party’s argument before the district court.

Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1161 (11th Cir. 2004); Henry v.

Comm’r of Soc. Sec., 802 F.3d 1264, 1269 (11th Cir. 2015). Arguments raised for

the first time in a reply brief are not properly before us. Thacker v. Tenn. Valley

Auth., 868 F.3d 979, 982 (11th Cir. 2017).

First, we are unpersuaded by Santos’s claim that the ALJ’s RFC finding was

not supported by substantial evidence. Titles II and XVI of the Social Security

Act, which govern DIB and SSI, define “disability” as the “inability to engage in

any substantial gainful activity by reason of any medically determinable physical

or mental impairment which . . . has lasted or can be expected to last for a

continuous period of not less than 12 months.” 42 U.S.C. §§ 423(d)(1)(A),

1382c(a)(3)(A); see also Crayton v. Callahan, 120 F.3d 1217, 1219 (11th Cir.

1997). In assessing the merits of a claim for DIB or SSI, an ALJ engages in a five-

step process. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). The first step asks if the

claimant is currently working. If she is not, step two addresses whether she has a

severe medically determinable physical or mental impairment that falls under

certain duration requirements. If she has one of these impairments, step three

examines whether the impairment meets certain severity requirements. If the

impairment is sufficiently severe, then the claimant will be found disabled. If the

impairment does not meet prescribed requirements, the ALJ proceeds to step four,

4 Case: 17-13605 Date Filed: 04/17/2018 Page: 5 of 20

which asks whether the claimant possesses sufficient RFC to continue doing her

past relevant work. Finally, if the claimant does not possess the RFC to do her past

relevant work, step five asks whether, considering the claimant’s RFC, age,

education, and work experience, she can make an adjustment to other work. Id. §§

404.1520(a)(4), 416.920(a)(4).

A claimant bears the burden of proof for establishing the existence of a

disability and must produce evidence in support of a claim, including at the RFC

stage. Ellison v. Barnhart, 355 F.3d 1272, 1276 (11th Cir. 2003); 20 C.F.R. §§

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Related

Crayton v. Callahan
120 F.3d 1217 (Eleventh Circuit, 1997)
Falge v. Apfel
150 F.3d 1320 (Eleventh Circuit, 1998)
Andrew T. Wilson v. Jo Anne B. Barnhart
284 F.3d 1219 (Eleventh Circuit, 2002)
Ellison v. Barnhart
355 F.3d 1272 (Eleventh Circuit, 2003)
Billy D. Crawford v. Comm. of Social Security
363 F.3d 1155 (Eleventh Circuit, 2004)
Bobby Dyer v. Jo Anne B. Barnhart
395 F.3d 1206 (Eleventh Circuit, 2005)
Richardson v. Perales
402 U.S. 389 (Supreme Court, 1971)
Mathews v. Eldridge
424 U.S. 319 (Supreme Court, 1976)
Winschel v. Commissioner of Social Security
631 F.3d 1176 (Eleventh Circuit, 2011)
Larry Bonner v. City of Prichard, Alabama
661 F.2d 1206 (Eleventh Circuit, 1981)
Thomas Scott Henry v. Commissioner of Social Security
802 F.3d 1264 (Eleventh Circuit, 2015)
Gary Thacker v. Tennessee Valley Authority
868 F.3d 979 (Eleventh Circuit, 2017)

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