Lionel Dunn v. Louis M. Sullivan, M.D., Secretary of Health and Human Services

962 F.2d 13, 1992 U.S. App. LEXIS 23429, 1992 WL 92728
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 23, 1992
Docket89-16506
StatusUnpublished

This text of 962 F.2d 13 (Lionel Dunn v. Louis M. Sullivan, M.D., Secretary of Health and Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lionel Dunn v. Louis M. Sullivan, M.D., Secretary of Health and Human Services, 962 F.2d 13, 1992 U.S. App. LEXIS 23429, 1992 WL 92728 (9th Cir. 1992).

Opinion

962 F.2d 13

NOTICE: Ninth Circuit Rule 36-3 provides that dispositions other than opinions or orders designated for publication are not precedential and should not be cited except when relevant under the doctrines of law of the case, res judicata, or collateral estoppel.
Lionel DUNN, Plaintiff-Appellant,
v.
Louis M. SULLIVAN, M.D., Secretary of Health and Human
Services, Defendant-Appellee.

No. 89-16506.

United States Court of Appeals, Ninth Circuit.

Argued and Submission Deferred March 14, 1991.
Submitted April 15, 1992.
Decided April 23, 1992.

Before BEEZER and NOONAN, Circuit Judges, and SINGLETON, District Judge.*

MEMORANDUM**

Lionel Dunn appeals the district court's grant of summary judgment affirming the decision of the Secretary of Health and Human Services ("Secretary") to deny his application for Supplemental Security Income benefits under Title XVI of the Social Security Act, as amended. We vacate and remand to the district court, with instructions to remand to the Secretary for further proceedings.

Dunn claims (1) the Appeals Council erred in overlooking significant evidence of diminished capacity due to necessary medication; (2) the Appeals Council erred in weighing Dunn's testimony of disabling pain; (3) the Appeals Council erred in rejecting the opinion of a treating physician, Dr. Everest, without making sufficient findings in support of that rejection; and (4) there was not substantial evidence to support the finding that Dunn was not disabled prior to February 1, 1986. We address each of these claims in turn, for the guidance of the Secretary upon remand.

FACTS

Lionel Dunn was born in 1927. He completed the eighth grade and later obtained a General Equivalency Degree. In 1945, he joined the Army and served our nation for twelve years. After leaving the armed services, Dunn ran a restaurant and bar, sold automobiles, and worked as a janitor. This most recent position as a janitor frequently required heavy lifting, bending down, and climbing. In 1975, while employed as a janitor, Dunn injured his back attempting to lift a heavy oil drum. He has not engaged in any substantial work since that time.

Dunn applied for Supplemental Security Income disability benefits on February 11, 1983. He was denied benefits in a final decision made on July 19, 1984. Dunn brought this action in district court pursuant to sections 205(g) and 1631(c)(3) of the Social Security Act, 42 U.S.C. §§ 405(g) and 1383(c)(3). Dunn persuaded the district court that the final decision of July 19, 1984 was erroneous; a remand to the Secretary for further proceedings was ordered on February 18, 1986.

On March 14, 1986, the Appeals Council, complying with the remand, ordered a hearing before an administrative law judge. Dunn had in the interim filed a second application for benefits. After initial and reconsideration denials, Dunn demanded a hearing on his second application. A consolidated hearing on both applications was held on July 10, 1986. Dunn testified at this hearing that he continued to have pain in his lower back and in his right leg, and had trouble moving and bending. He also suffered depression. He stated that he walked with a cane, sometimes employed a neck brace, and slept on the floor. He testified that he took pain medication to relieve these symptoms, but he suffered side-effects from the medication, including sleepiness and nausea.

There was medical evidence in the record to support Dunn's allegations of pain. In November 1977, Norman M. Harris, M.D. concluded that Dunn, though not completely disabled, did suffer from a permanent partial disability and was precluded from working at heavy janitorial work. Arthur M. Auerbach, M.D. treated Dunn for back pain from September 1978 to December 1981, and also concluded that Dunn could not perform the heavy janitorial work which he had in the past. He treated Dunn with a back support, physical therapy, a TNS stimulator, and painkillers including Darvocet and Clinoril.

In an opinion dated May 17, 1984, treating physician Russell Everest, M.D. stated that Dunn's pain was consistent with chronic nerve root irritation revealed by an electromyogram. This nerve root irritation had in Dr. Everest's opinion diminished Dunn's ability to stand or sit or walk, to bend or climb, or to lift and carry weight. On September 22, 1984, Dr. Everest stated that Dunn was unable to perform a full range of sedentary work. On February 15, 1985, he noted that Dunn had a continuing diagnosis of lumbar radiculopathy and the limitations imposed by that condition precluded him from performing even sedentary work for six more months. On November 20, 1985, he indicated that Dunn's condition continued unabated.

On remand, the administrative law judge ("ALJ") found that Dunn was not disabled, and issued a decision containing recommended conclusions on December 30, 1986. The Appeals Council rejected this conclusion, however.1 In a final decision dated January 27, 1988, the Council found that Dunn was disabled after February 1, 1986, but was not disabled before that time. It is this decision which we review.

STANDARD OF REVIEW

We effectively review the judgment of the Appeals Council,2 since our review of the judgment of the district court is de novo. Gamer v. Secretary of Health & Human Servs., 815 F.2d 1275, 1278 (9th Cir.1987). The Secretary's decision to deny benefits will be disturbed only if it is not supported by substantial evidence or is based on legal error. Green v. Heckler, 803 F.2d 528, 529 (9th Cir.1986); see also 42 U.S.C. § 405(g). Substantial evidence is "more than a mere scintilla," Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L.Ed.2d 842 (1971) (internal quotation marks omitted), but "less than a preponderance." Sorenson v. Weinberger, 514 F.2d 1112, 1119 n. 10 (9th Cir.1975). Substantial evidence is "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Richardson v. Perales, 402 U.S. at 401, 91 S.Ct. at 1427 (internal quotation marks omitted). To determine whether the Secretary's decision is supported by substantial evidence, we " 'review the administrative record as a whole, weighing both the evidence which supports and [that which] detracts from the ALJ's conclusion.' " Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir.1989) (quoting Davis v. Heckler, 868 F.2d 323, 326 (9th Cir.1989)).

The ALJ is responsible for determining credibility, including the resolution of conflicts in medical testimony. Allen v. Heckler, 749 F.2d 577, 579 (9th Cir.1984). The ALJ is also responsible for resolving ambiguities. Vincent v. Heckler, 739 F.2d 1393, 1394 (9th Cir.1984).

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Related

Richardson v. Perales
402 U.S. 389 (Supreme Court, 1971)

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