Lindsey v. State ex rel. Department of Corrections

1979 OK 35, 593 P.2d 1088, 1979 Okla. LEXIS 196
CourtSupreme Court of Oklahoma
DecidedMarch 6, 1979
DocketNo. 51735
StatusPublished
Cited by2 cases

This text of 1979 OK 35 (Lindsey v. State ex rel. Department of Corrections) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lindsey v. State ex rel. Department of Corrections, 1979 OK 35, 593 P.2d 1088, 1979 Okla. LEXIS 196 (Okla. 1979).

Opinion

HODGES, Justice.

The questions presented on appeal are whether: 1) the Department of Corrections may demote a correctional officer for failure to sign a statement which he did not know to be true, and 2) the jurisdiction which the district court as a court of review has to inquire into the reasonableness of the Department’s administrative action.

Paul A. Lindsey, appellee, a State Merit System employee of the Department of Corrections [Department] with the grade of Correctional Officer II, was reduced to Correctional Officer I for alleged inefficiency.1 The basis for his reduction in grade was his failure to complete and sign a required report. The demotion was appealed to the State Personnel Board which conducted a hearing and sustained the demotion. Review proceedings were instituted by appel-lee in District Court pursuant to the Administrative Procedures Act, 75 O.S.1971 § 318.

Title 57 O.S.Supp.1978 § 138(A)(D) requires that the accumulated credits for good conduct, blood donations, and training program participation of every inmate of the state correctional institutions be tallied and filed each month by the institution where the sentence is being served. A copy of the record is sent to the Department of Corrections, and a copy provided the respective inmate.2 In accordance with this stat[1090]*1090ute, the Oklahoma Department of Corrections developed form DOC-063001, and the administration of Oklahoma State Reformatory instituted a procedure whereby each supervisor of designated groups of inmates was assigned the duty of maintaining the forms.

The information contained in the report is given in the form of a statement that: a named inmate performed specified activities; he is to receive time reduction credits for days indicated by marks on a calendar which is contained on the report; and that the total credits for the month equal a number filled in by the preparer of the form. At the bottom of the page the preparer signs his name above one signature line and directly across is another signature line under which are the words “Approved (Warden-Supt.).”

The Merit System job description for Correctional Officer II includes maintenance of records and charts, and preparation of routine reports as part of the examples of work performed. One of the assigned duties of the appellee was the preparation of a monthly tally of the credits earned by the inmates assigned to the appellee for supervision.

The appellee was in charge of six inmates. The assignment to the appellee of the duty of preparing the inmate time credit report was communicated to the appellee by the Warden at staff meetings and through the appellee’s immediate supervisor. The maintenance of the reports was begun at Oklahoma State Reformatory the latter part of September, or the first part of October, 1976. The appellee admitted to the State Personnel Board that he did not prepare the October report, except for the days which he worked. The Warden of the Oklahoma State Reformatory testified to the State Personnel Board that the report, submitted by the appellee at the end of November, was properly filled in for only four or five days and that the remainder of the report was blank; that when he discussed this with the appellee, the appellee stated:

“. . . [that he just didn’t feel like he could fill out the report.”

When the appellee discussed with the Warden his reasons for refusing to complete the November report, he stated that he would report information gathered from his personal knowledge, or information gathered from written reports of one who had personal knowledge. Thereupon, the Warden gave the appellee a direct order to complete the report. The order was not followed and the appellee’s immediate supervisor completed the report.

The appellee was reduced in grade to Correctional Officer I on the grounds of inefficiency.3 The Warden testified that the reduction was to a position that did not require the preparation of reports.

After considering the evidence and testimony presented, the State Personnel Board upheld the Department’s demotion of the appellee.

Upon appeal of the Personnel Board’s Order to the District Court of Oklahoma County, the Court considered the matter on the record, entered its Order which mandat[1091]*1091ed appellee’s retroactive reinstatement, and required that appellee complete the form only for those inmates under his daily control and supervision.4

I

Appellant asserts on appeal that the District Court did not act within its jurisdiction in promulgating the order prescribing the remedial action to be taken by the Department. We do not agree. The reviewing court is granted the authority in the exercise of proper judicial discretion to modify, reverse or remand the Department’s order pursuant to 75 O.S.1971 § 322.5 It may affirm the decision of the agency if it is found to be valid and free from prejudicial error.

II

It is also alleged on appeal that the District Court exceeded its authority in finding that the appellee’s demotion was not reasonable under the evidence. It is argued that the evidence that appellee failed to properly complete the necessary reports is made conclusive by his admission that he failed to do so. We find this argument to be highly unpersuasive.

The testimony reflects that the appellee felt that he could not fill out the report unless he either (1) had personal knowledge that it was true or (2) had some reasonable assurance of its truth. He agreed to complete the form on the basis of co-workers’ verification but none was furnished. Despite an ostensible system for garnering the necessary information, in actuality appellee had no reasonable nor reliable method for finding out whether credits were earned. Appellee did prepare and sign the required report, setting forth the information which he knew to be true. He was charged with inefficiency because he would not state more. It is appellee’s position that to be efficient on the terms set by his superiors would have been a derogation of his duty as Correctional Officer II, for it must be presumed that the requirement that he main[1092]*1092tain records necessarily implies that he do so truthfully, accurately, and in good faith. To order appellee to act in a manner which might be construed as a falsification of records in violation of the criminal statutes is beyond the statutory and constitutional power of appellant.6 To deprive him of his status in grade, and reduce his pay because he refused to obey such an order is unreasonable, arbitrary, and capricious.

Public employment may not be conditioned upon the surrender of constitutional rights.7 The government as employer is bound by the requirements of substantive due process. A regulation not reasonably related to a valid state interest may not stand in the face of a due process attack.8 Appellant’s actions must be measured against the government’s interest in controlling and rehabilitating its prison population. Title 57 O.S.Supp.1978 § 138 implements a method for giving inmates time off their sentence when they participate in specified activities. Appellee concedes that institution of a record-keeping system for earned credits is rationally related to the statutory purpose.

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Lindsey v. STATE EX REL. DEPT. OF CORR.
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Bluebook (online)
1979 OK 35, 593 P.2d 1088, 1979 Okla. LEXIS 196, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lindsey-v-state-ex-rel-department-of-corrections-okla-1979.