Linda McKinzie v. Carolyn Colvin

634 F. App'x 177
Court of Appeals for the Ninth Circuit·Decided December 18, 2015·No. 13-16995·Unpublished·Cited by 1 cases

Opinions

MEMORANDUM **

Linda McKinzie appeals the district court’s judgment affirming the decision of the Commissioner of the Social Security Administration (“Commissioner”) denying supplemental security income (“SSI”) benefits.1 We have jurisdiction pursuant to 28 U.S.C. § 1291, and we reverse. We review de novo a district court’s order upholding the Commissioner’s denial of benefits. Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir.2012).

McKinzie challenges the Commissioner’s determination on three grounds, arguing that the ALJ erred when he (1) discounted her treating physician’s residual functional capacity (“RFC”) assessment and assigned greater weight to an assessment by the agency’s consulting examiner; (2) failed to fully credit McKinzie’s testimony regarding the severity and impact of her pain; and (3) issued an RFC determination that was not supported by substantial evidence in the record as a whole.

1. Our case law and the applicable regulations favor “the opinion of a treating physician over non-treating physicians” and the opinions of examining physicians over non-examining physicians. Orn v. Astrue, 495 F.3d 625, 631 (9th Cir.2007); 20 C.F.R. § 404.1527. The ALJ must make findings regarding which record evidence to credit and must provide a detailed and thorough summary of the facts—including conflicting clinical evidence—that explains his interpretation of that information. Om, 495 F.3d at 632 (citing Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir.1989)).

The ALJ failed to identify specific reasons for discounting the opinion evidence provided by McKinzie’s primary care physician, Dr. Duke. He found that Dr. Duke’s analysis was contradicted by the evaluation of Dr. Sarma, a consulting physician, and he also found that Dr. Sar-ma’s assessment of McKinzie’s RFC rebutted the opinions of her treating physicians.

Neither of those grounds supports the ALJ’s credibility determination of Dr. Duke, nor are they supported by substantial evidence in the record as a whole. McKinzie provided over a dozen contemporaneous clinical medical records from 2004 through 2010, including objective medical test results that supported her complained-of symptoms and her medical diagnoses. Dr. Duke, who had been McKinzie’s physician for over ten years, evaluated his notes and the information in McKinzie’s full medical record to complete two sets of RFC questionnaires.

In contrast, Dr. Sarma did not receive or review McKinzie’s medical records, and he based his RFC assessment on a single medical examination. That RFC assessment was not supported by the weight of [180] the record evidence and also contradicted the RFC assessment provided in McKin-zie’s first disability benefits application, when she was younger and her symptoms were less severe. Dr. Sarma offered no explanation for his conclusion that McKin-zie had fewer RFC limitations than in her prior application. The ALJ also failed to indicate what weight, if any, he assigned to Dr. Duke’s opinions; instead, he only stated that Dr. Duke’s opinions were inconsistent with Dr. Sarma’s opinions. Because the ALJ’s credibility determination was not supported by substantial evidence, it was error for the ALJ to discount Dr. Duke’s opinions.

2. An ALJ must conduct a two-step analysis to determine whether testimony regarding subjective pain is credible. First, he must assess whether the claimant has presented objective medical evidence of an underlying impairment “which could reasonably be expected to produce the pain or other symptoms alleged.” Lingenfelter v. Astrue, 504 F.3d 1028, 1036 (9th Cir.2007) (citing Bunnell v. Sullivan, 947 F.2d 341, 344 (9th Cir.1991) (en banc)). If the claimant presents adequate, objective evidence, and if there is no evidence of malingering, the ALJ must provide specific findings if he finds the claimant’s testimony of pain not credible. Id.; Reddick v. Chater, 157 F.3d 715, 722 (9th Cir.1998).

Despite objective medical test results (EMGs, nerve conduction studies) that substantiated McKinzie’s pain and symptom testimony, the ALJ discredited McKinzie’s testimony on two bases.’ He noted that McKinzie’s activities of daily living “indicate that she is not as limited as stated by Dr. Duke.” He then stated that “[t]he claimant’s statements concerning the intensity, persistence and limiting effects of these symptoms are not credible to the extent they are inconsistent with the above residual functional capacity assessment.”

Neither of those statements bears on McKinzie’s credibility. The ALJ’s first statement relates to Dr. Duke’s credibility, not the credibility of the claimant. The ALJ’s second statement is the kind of boilerplate language that “falls short of meeting the ALJ’s responsibility to provide a discussion of the evidence and the reason or reasons upon which his adverse determination is based.” Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1103 (9th Cir.2014) (internal quotation marks omitted) (quoting 42 U.S.C. § 405(b)(1)); Lingenfelter, 504 F.3d at 1035-36. Because the ALJ has provided no legally-suffieient basis for rejecting McKinzie’s testimony, we credit as true McKinzie’s pain and symptom testimony and accept her testimony as fact. Lingenfelter, 504 F.3d at 1040-41.

3. A claimant’s residual functional capacity is the “maximum degree to which [an] individual retains the capacity for sustained performance of the physical-mental requirements of jobs.” 20 O.F.R. Pt. 404, Subpt. P, App. 2, § 200.00(c). The Commissioner must evaluate the claimant’s physical abilities and limitations in the context of her capacity to engage in regular, continuing work activity. Id. § 404.1545(b); Lester v. Chater, 81 F.3d 821, 833 (9th Cir.1996).

When setting McKinzie’s RFC, the ALJ relied almost exclusively on the reports of two consulting physicians, doctors Sarma and Griffith, as well as the prior RFC analysis from McKinzie’s first application for disability benefits. Both extensive objective medical evidence and contemporary clinical notes by McKinzie’s treating physicians indicated that McKin-zie’s carpal tunnel syndrome rendered her unable to engage in tasks requiring fine motor skills and repetitive use of her [181] hands. The ALJ, without addressing that evidence, determined that McKinzie could frequently engage in reaching, handling, and fingering with certain limitations.

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Linda McKinzie v. Carolyn Colvin, 634 F. App'x 177 (9th Cir. 2015).

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