Linda Horton v. GE

Court of Appeals for the Sixth Circuit·Decided September 9, 2026·No. 25-5958·Published

Opinion

RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 26a0257p.06

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

LINDA HORTON, Individually and as Executrix of the │

Estate of Barney Horton, Jr., │

Plaintiff-Appellee, │ │

v. > No. 25-5958 │ │

GENERAL ELECTRIC COMPANY, │ Defendant-Appellant, │ │ │

CARDINAL INDUSTRIAL INSULATION CO. INC., et al., │ Defendants. │

Appeal from the United States District Court for the Western District of Kentucky at Louisville.

No. 3:25-cv-00100—Rebecca Grady Jennings, District Judge.

Argued: July 22, 2026

Decided and Filed: September 9, 2026

Before: BOGGS, KETHLEDGE, and THAPAR, Circuit Judges.

COUNSEL

ARGUED: William M. Jay, GOODWIN PROCTER LLP, Washington, D.C., for Appellant. Stephanie B. Garlock, PUBLIC CITIZEN LITIGATION GROUP, Washington, D.C., for Appellee. ON BRIEF: Gregory Scott Gowen, Robert E. Ranney, FULTZ MADDOX DICKENS PLC, Louisville, Kentucky, for Appellant. Stephanie B. Garlock, Adam R. Pulver, PUBLIC CITIZEN LITIGATION GROUP, Washington, D.C., Paul J. Kelley, SATTERLEY & KELLEY, PLLC, Louisville, Kentucky, for Appellee. Jeffrey R. White, AMERICAN ASSOCIATION FOR JUSTICE, Washington, D.C., for Amicus Curiae.

No. 25-5958 Horton v. GE, et al. Page 2

OPINION

BOGGS, Circuit Judge. Linda Horton (“Horton”), individually and as the executrix of the estate of her now-deceased husband Barney Horton, Jr., filed suit in Kentucky state court against General Electric (“GE”) and a number of other defendants for various Kentucky-law claims arising from exposure to asbestos-containing products that resulted in Mr. Horton contracting malignant mesothelioma. Mr. Horton filed an affidavit in state court disclaiming any claims arising from his military service when GE’s counsel asked about federal removal. GE removed the case to federal court under 28 U.S.C. § 1442 in order to assert a federal-contractor defense. GE alleged that Mr. Horton was exposed to asbestos while serving in the Navy from 1968 to 1972, and that GE was the supplier for asbestos-containing turbines on a ship on which he served, the USS Cascade. Subsequent to removal, Horton filed an Amended Complaint that also explicitly disclaimed any claims arising from Mr. Horton’s military service. Horton then moved for remand, which the district court granted.

For the reasons discussed below, we affirm.

I

Barney Horton, Jr., (Mr. Horton) was employed as a millwright at GE’s Appliance Park in Louisville, Kentucky for more than a decade. While at GE, Mr. Horton worked with equipment and products containing asbestos. His father had similarly worked as a millwright in GE’s Appliance Park, and Mr. Horton was exposed to asbestos dust on his father’s clothes as a child. In May of 2024, Mr. Horton was diagnosed with malignant mesothelioma, a cancer caused by exposure to asbestos.

On November 21, 2024, the Plaintiffs1 filed a civil lawsuit against GE and other defendants in the Jefferson Circuit Court, asserting various Kentucky-law claims, including strict

1The suit was originally filed by Barney Horton, Jr., and Linda Horton. On March 19, 2025, Horton filed a notice advising that Barney Horton, Jr., was deceased. On June 6, 2025, the district court granted Horton’s request to substitute Linda Horton, as Executrix of the Estate of Barney Horton, Jr., for Barney Horton, Jr., in this case.

No. 25-5958 Horton v. GE, et al. Page 3

liability failure to warn, strict liability design and manufacturing defect, negligent failure to exercise ordinary care, negligent failure to warn, negligence per se, personal injuries, loss of consortium, and punitive damages. All of these claims arose from the alleged exposure of Mr. Horton to asbestos-containing materials manufactured, sold, or utilized by General Electric and other defendants.

During discovery, on January 22, 2025, GE learned that Mr. Horton had “served in the United States Navy from 1968 to 1972,” including two years of service aboard the “USS Cascade (AD-16).” According to GE’s records, the USS Cascade contained “one or more General Electric marine turbines.”2 Horton also produced documentation of a claim that Mr. Horton submitted to the Department of Veteran Affairs for injuries that Mr. Horton believed arose during his service. The claim included the following sworn “Statement in Support of Claim”:

I am filing a claim for exposure to asbestos, bilateral hearing loss, and bilateral tinnitus as a result of my military service. I worked as a shipfitter and was exposed to asbestos and hazardous noise as a result of my job in the military. I worked on various ships and frequently worked down in the engine room where it was exposed to hazardous noises coming from the pipe metal shop and the sheet fitter shops. I have been seen at the Robley Rex VAMC during 1/1/2013 - 5/21/2024 for all of the aforementioned illnesses.

Based on these records, GE concluded that Mr. Horton’s asbestos-related injury “may have been due in part to exposure to asbestos-containing dust during work related to U.S. Navy turbines manufactured by General Electric pursuant to Navy specifications.”

Counsel for GE raised with Horton’s counsel the possibility of removal based on a federal-officer defense. In response, Horton submitted an affidavit executed by Mr. Horton disclaiming for the purposes of this case any exposure to asbestos from GE’s equipment during his naval career and expressly waiving any claims against Defendants for damages resulting from his time in the Navy.

On February 20, 2025, GE removed this case to federal court pursuant to 28 U.S.C.

§ 1442(a). GE asserted that its actions with respect to equipment provided to the U.S. Navy were

2These documents are not in the court record and have not been produced by GE.

No. 25-5958 Horton v. GE, et al. Page 4

undertaken “pursuant to government contracts and [GE] was acting under an officer or agency of the United States.” GE asserted that it was removing to raise a “government contractor defense” to Horton’s claims arising out of GE’s provision of turbines to the USS Cascade, as well as to any claims for apportionment from GE’s co-defendants based on the same.

Horton later filed a First Amended Complaint, which disclaimed and waived “any cause of action or recovery” for the following injuries:

any injuries caused by or arising out of exposures, of any kind, to asbestos that occurred while Barney Horton, Jr. served in the U.S. Navy. . . [or] that occurred on any U.S. Naval ship or other military vessel, including the U.S.S. Cascade. . . [or] as a result of Barney Horton, Jr.’s work on, or in close proximity to others working on, marine turbines, boilers, generators, and insulation present on any U.S. Naval ship or other military vessel, including but not limited to the U.S.S Cascade.

First Amended Complaint, R.19, PageID 360.

Having waived any claims arising from any exposure that Mr. Horton may have experienced in the Navy, including from any GE equipment, Horton moved to remand. GE opposed.

On October 15, 2025, the district court granted Horton’s motion to remand, holding that GE could not assert a colorable federal defense. Horton v. General Electric Co., No. 3:25-cv- 100-RGJ, 2025 WL 2933858 (W.D. Ky. October 15, 2025).

This appeal followed.

II

The federal-officer-removal statute, 28 U.S.C. § 1442, permits a state-court defendant to remove lawsuits or prosecutions against “any officer (or any person acting under that officer) of the United States or of any agency thereof, in an official or individual capacity, for or relating to any act under color of such office.” 28 U.S.C. § 1442(a)(1). To remove a lawsuit under this provision, the defendant must establish: (1) that it is a federal officer or a “person acting under” a federal officer, (2) that the lawsuit is directed at conduct “for or relating to any act under color of [federal] office,” and (3) that it involves a colorable federal defense. 28 U.S.C. § 1442(a)(1);

No. 25-5958 Horton v. GE, et al. Page 5

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