Liles v. Saffle

945 F.2d 333, 1991 WL 180096
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 16, 1991
DocketNo. 90-6380
StatusPublished
Cited by28 cases

This text of 945 F.2d 333 (Liles v. Saffle) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Liles v. Saffle, 945 F.2d 333, 1991 WL 180096 (10th Cir. 1991).

Opinion

SEYMOUR, Circuit Judge.

Respondent James L. Saffle appeals from the district court’s order granting ha-beas relief to petitioner Mark Roy Liles, under 28 U.S.C. § 2254, from his conviction for first degree murder and sentence of death.1 In vacating the conviction, the district court determined that, under Ake v. Oklahoma, 470 U.S. 68, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985), the state trial court had [335]*335deprived petitioner of due process by denying his pretrial motion for state funds to employ a psychiatrist in aid of his defense. We affirm.

On August 31, 1982, the State of Oklahoma charged petitioner with murder occurring during the commission of an armed robbery. See Okla.Stat.Ann. tit. 21, § 701.7 B. A jury convicted petitioner of first degree murder and sentenced him to death, finding the existence of two aggravating factors: the killing was especially heinous, atrocious, or cruel, and petitioner posed a continuing threat to society. See Okla.Stat.Ann. tit. 21, § 701.12.

The Oklahoma Court of Criminal Appeals upheld petitioner’s conviction. Liles v. State, 702 P.2d 1025 (Okla.Crim.App.1985), cert. denied, 476 U.S. 1164, 106 S.Ct. 2291, 90 L.Ed.2d 732 (1986). He subsequently challenged his conviction and sentence through two state post-conviction proceedings, again without avail. Liles v. State, No. PC-87-391 (Okla.Crim.App. July 9, 1987), cert. denied, 484 U.S. 933, 108 S.Ct. 308, 98 L.Ed.2d 266 (1987); Liles v. State, No. PC-88-589 (Okla.Crim.App. Apr. 25, 1989), cert. denied, 493 U.S. 945, 110 S.Ct. 353, 107 L.Ed.2d 341 (1989).

Petitioner then filed this petition for ha-beas relief in the United States District Court for the Western District of Oklahoma, asserting thirteen grounds for relief. He moved for summary judgment on the ground that the trial court had deprived him of due process by denying his motion for funds to employ a psychiatric expert. The district court granted petitioner’s motion for summary judgment, relying upon Ake, 470 U.S. 68, 105 S.Ct. 1087.2

On appeal, respondent challenges the district court’s determination that the trial court deprived petitioner of due process by denying him psychiatric assistance at both the guilt and the sentencing phases of his trial. This court will review an order granting summary judgment de novo. Abercrombie v. City of Catoosa, 896 F.2d 1228, 1230 (10th Cir.1990). Summary judgment is appropriate only if there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Id.; Fed.R.Civ.P. 56(c) (1991).

The Supreme Court premised its decision in Ake on the principle that “a criminal trial is fundamentally unfair if the State proceeds against an indigent defendant without making certain that he has access to the raw materials integral to the building of an effective defense.” 470 U.S. at 77,105 S.Ct. at 1093. Applying that principle to the issue of “whether, and under what conditions, the participation of a psychiatrist is important enough to preparation of a defense to require the State to provide an indigent defendant with access to competent psychiatric assistance in preparing the defense,” id., the Court determined that, although

[a] defendant’s mental condition is not necessarily at issue in every criminal proceeding, ... when a defendant demonstrates to the trial judge that his sanity at the time of the offense is to be a significant factor at trial, the State must, at a minimum, assure the defendant access to a competent psychiatrist who will conduct an appropriate examination and assist in evaluation, preparation, and presentation of the defense.

Id. at 82-83,105 S.Ct. at 1095-96. Similarly, under certain circumstances, due process also entitles a criminal defendant to court-appointed psychiatric assistance during the sentencing phase of a capital proceeding. Id. at 83-84, 105 S.Ct. at 1096-97.

A criminal defendant is entitled to psychiatric assistance at trial when he is able to make “an ex parte threshold showing to the trial court that his sanity is likely to be a significant factor in his defense.” Id. at 82-83, 105 S.Ct. at 1095-96. See United States v. Austin, 933 F.2d 833, 841 (10th Cir.1991).

[336]*336[I]f “sanity” or “mental capacity” defenses [are] to be defense issues, they must be established by a “clear showing” by the indigent defendant as “genuine,” “real” issues in the case. In order for a defendant’s mental state to become a substantial threshold issue, the showing must be clear and genuine, one that constitutes a “close” question which may well be decided one way or the other. It must be one that is fairly debatable or in doubt.

Cartwright v. Maynard, 802 F.2d 1203, 1211 (10th Cir.1986) (citing United States v. Sloan, 776 F.2d 926 (10th Cir.1985)), rev’d on other grounds, 822 F.2d 1477, 1478 n. 2 (10th Cir.1987) (en banc), aff'd, 486 U.S. 356, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988). General allegations supporting a request for court appointment of a psychiatric expert, without substantive supporting facts, and undeveloped assertions that psychiatric assistance would be beneficial to the defendant will not suffice to require the appointment of a psychiatrist to aid in the preparation of a criminal defense. Davis v. Maynard, 869 F.2d 1401, 1407 (10th Cir.1989), vacated on other grounds, — U.S. -, 110 S.Ct. 1516, 108 L.Ed.2d 756 (1990); Cartwright, 802 F.2d at 1211.

In cases such as this, in which the trial court denied a criminal defendant court-appointed psychiatric assistance prior to the Supreme Court’s determination in Ake, but to which Ake’s standard applies, the question presented is whether, “upon review of the entire record, [petitioner] could have made a threshold showing under Ake that ‘his sanity at the time of the offense is to be a significant factor at trial_’” Cartwright, 802 F.2d at 1212 (emphasis in original). The record before this court supports the district court’s determination that petitioner could have made this showing.3

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Shannon Craig Parker v. State of Mississippi
273 So. 3d 695 (Mississippi Supreme Court, 2019)
Alverson v. Workman
595 F.3d 1142 (Tenth Circuit, 2010)
Miller v. Bell
655 F. Supp. 2d 838 (E.D. Tennessee, 2009)
Ramdass v. Angelone
187 F.3d 396 (Fourth Circuit, 1999)
Fitzgerald v. State
1998 OK CR 68 (Court of Criminal Appeals of Oklahoma, 1998)
Moore v. Reynolds
153 F.3d 1086 (Tenth Circuit, 1998)
John Walter Castro, Sr. v. Ron Ward
138 F.3d 810 (Tenth Circuit, 1998)
United States v. Hildebrand
928 F. Supp. 841 (N.D. Iowa, 1996)
Boliek v. Delo
912 F. Supp. 1199 (W.D. Missouri, 1995)
Castro v. Oklahoma
71 F.3d 1502 (Tenth Circuit, 1995)
Castro v. State of Oklahoma
71 F.3d 1502 (Tenth Circuit, 1995)
Benjamin Brewer v. Dan Reynolds
51 F.3d 1519 (Tenth Circuit, 1995)
Wilkerson v. Whitley
28 F.3d 498 (Fifth Circuit, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
945 F.2d 333, 1991 WL 180096, Counsel Stack Legal Research, https://law.counselstack.com/opinion/liles-v-saffle-ca10-1991.