Liberty Mutual Insurance v. Diamante

194 F.R.D. 20, 46 Fed. R. Serv. 3d 1224, 2000 U.S. Dist. LEXIS 8521, 2000 WL 791190
District Court, D. Massachusetts·Decided June 14, 2000·No. No. CIV. A. 97-10744-RCL·Published·Cited by 4 cases

Opinion

FINAL ORDER ON NON-PARTY JAMES PARRILLA’S EMERGENCY MOTION TO QUASH THIRD PARTY SUBPOENAS AND REQUEST FOR SANCTIONS (# 502)

COLLINGS, Chief United States Magistrate Judge.

INTRODUCTION

Rule 45(c)(1), Fed.R.Civ.P., provides that:

A party or an attorney responsible for the issuance and service of a subpoena shall take reasonable steps to avoid imposing undue burden or expense on a person subject to that subpoena. The court on behalf of which the subpoena was issued shall enforce this duty and impose upon the party or attorney in breach of this duty an appropriate sanction, which may include, but is not limited to, lost earnings and a reasonable attorney’s fee.

James Parrilla, a non-party to this litigation, is the husband of Maria Parrilla, also a non-party, who was employed as an office manager for a named defendant, one Corey Cutler, Esquire. James Parrilla seeks an award of $3240 in attorney’s fees on the ground that plaintiffs’ attorney breached the duty imposed by Rule 45(c)(1), Fed.R.Civ.P., by issuing subpoenas to him, his credit union and his mortgagor.1 I find that his request has merit for the reasons which follow.2

THE FACTS LEADING UP TO THE SUBPOENA TO JAMES PARRILLA

Maria Parrilla appeared for a deposition on June 17, 1998; in response to questions, she asserted, inter alia, her Fifth Amendment rights and refused to answer most of the questions posed. Evidently, Corey Cutler, Esquire,3 was also deposed at or about the same time and responded by invoking his Fifth Amendment rights. In 1999, Cutler changed his mind and stated that he would answer questions and not invoke any privilege not to answer. When that fact was communicated to plaintiffs’ counsel by Cutler’s attorney, plaintiffs’ counsel asked if that were also true of Maria Parrilla. Cutler’s attorney stated that he could not say since he did not represent Ms. Parrilla and she no longer worked for Mr. Cutler.

Plaintiffs’ attorney then contacted the firm of Rosenberg, Libby which had represented Ms. Parrilla in 1998. On February 16, 2000, Donald H. Libbey, Esquire, of that firm, wrote to plaintiffs’ attorney stating that the firm no longer represented Ms. Parrilla. Attorney Libbey ended his letter with the statement that “If after you subpoena [Ms. Parrilla], she contacts our office and/or then asks us to represent her at her deposition, I will notify you immediately.” (# 534, Exh. A)

Thereafter, subpoenas were served on Ms. Parrilla at her last known place of employment. She failed to appear on January 6, 2000 for the deposition. A subpoena was then served at her residence at 73 Rowe Street, Roslindale. She again failed to appear on February 22, 2000 for the deposition. Thereafter, on March 3, 2000, a deposition notice was issued to 73 Rowe Street commanding Ms. Parrilla’s attendance at a deposition on March 21, 2000.

On March 9, 2000, Julie Kfoury, an investigator for Liberty Mutual, went to 73 Rowe Street in order to locate Ms. Parrilla. When she arrived at 73 Rowe Street, she observed a vehicle in the driveway which she knew to be registered to James and Maria Parrilla. When she rang the doorbell, a man answered and said Ms. Parrilla was at work and gave Ms. Kfoury her telephone number at work. The number was the number at Cutler’s office. Ms. Kfoury gave the man “... a copy of Maria Parrilla’s previously served subpoena, and asked that he make certain that Maria Parrilla received it.”4 (# 535, H 6)

[22]*22Ms. Parrilla did not appear on March 21st. On March 29th, plaintiffs’ counsel spoke with one Steven Rosenberg of the law firm of Rosenberg, Libbey who said that he had spoken to Ms. Parrilla “several weeks earlier [and][a]t that time she told him that she had been subpoenaed.” (# 534, If 13)

THE SUBPOENAS ISSUED ON MARCH 29, 2000

On March 29th, plaintiffs’ counsel knew that Ms. Parrilla had been served with one or more subpoenas and had not complied with those subpoenas. It was at this juncture that plaintiffs’ counsel issued subpoenas to James Parrilla commanding him to appear for a deposition and to produce his federal tax returns from 1994 to the present and all records relating to any account used by him and his wife from 1994 to the present. On the same day plaintiffs’ counsel issued a subpoena to RTN Federal Credit Union in Wal-tham commanding it to produce copies of all loan applications involving either Mr. or Ms. Parrilla or both. On April 3, 2000, plaintiffs’ attorney issued a subpoena to Mr. Parrilla’s mortgage company in Jacksonville, Florida commanding it to produce all documents relating to any loan applications involving Mr. or Ms. Parrilla or both.

EVENTS OCCURRING AFTER THE SUBPOENAS TO MR. PARRILLA

At some point between the issuance of the subpoenas on March 29th and April 10th, the Parrillas retained Attorney Robert Wolkon of the law firm of Wolkon & Pascucci. On April 10th, Attorney Wolkon spoke with plaintiffs’ counsel. Attorney Wolkon has filed an affidavit (# 536) detailing the content of that conversation. Plaintiffs’ attorney’s affidavit neither acknowledges nor denies that the conversation took place. In view of the failure of plaintiffs’ counsel to contradict the fact of the conversation or its contents as recited by Attorney Wolkon, I accept the facts recited in Attorney Wolkon’s affidavit as true.

Attorney Wolkon avers the following with respect to the April 10th conversation with plaintiffs’ counsel, David O. Brink, Esquire:

I began the telephone conversation by advising Mr. Brink that James Parrilla had absolutely no connection with this case, and had no relevant knowledge regarding the parties, facts, or legal issues in the case. Mr. Brink responded by stating “I need to get Maria in here. I' don’t have any need for Jimmy if you will get Maria in the chair for me. If you get Maria in here, I’ll release Jimmy.” Mr. Brink and [sic] further stated that he had been trying to subpoena Maria Parrilla, but that she had been ignoring his subpoenas. He told me “the reason I subpoenaed Jimmy and all of his bank records was to get Maria to pay attention to my subpoenas. This got her to pay attention.” I informed Mr. Brink that I considered his purposes in issuing a subpoena to Mr. Parrilla solely to pressure his wife into testifying to be entirely improper, and that there were other appropriate procedures to compel Mrs. Parrilla’s testimony. Once again, Mr. Brink stated that if I would arrange for Mrs. Parrilla to testify at a deposition, he would not depose Mr. Parrilla.

# 536, It 10.

On April 11th, Mr. Wolkon filed Non-Party James Parrilla’s Emergency Motion to Quash Third-Party Subpoenas and Request for Sanctions (#502). On May 5th, plaintiffs’ counsel wrote a letter to Mr. Wolkon stating that the plaintiffs were withdrawing their deposition subpoena of Mr. Parrilla. (# 534, Exh. B). Presumably, this was part of an ongoing negotiation to secure Ms. Par-rilla’s testimony. On May 5th, Attorney Wolkon -informed plaintiffs’ attorney that Ms. Parilla would not invoke her Fifth Amendment privilege and would testify.

[23]*23 DISCUSSION

Plaintiffs’ attorney states that:

... [A]ll of the subpoenas [to Mr. Parril-la] were issued in good faith. To this day, plaintiffs do not know where Maria Parril-la’s [sic] works.

Free access — add to your briefcase to read the full text and ask questions with AI

Liberty Mutual Insurance v. Diamante, 194 F.R.D. 20, 46 Fed. R. Serv. 3d 1224, 2000 U.S. Dist. LEXIS 8521, 2000 WL 791190 (D. Mass. 2000).

194 F.R.D. 20 (Liberty Mutual Insurance v. Diamante) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Mount Hope Church v. Bash Back!
705 F.3d 418 (Ninth Circuit, 2012)
Huntair, Inc. v. Climatecraft, Inc.
254 F.R.D. 677 (N.D. Oklahoma, 2008)
Builders Ass'n of Greater Chicago v. City of Chicago
215 F.R.D. 550 (N.D. Illinois, 2003)