Lewis v. Miller

111 Misc. 2d 700, 444 N.Y.S.2d 849, 1981 N.Y. Misc. LEXIS 3343
CourtRochester City Court
DecidedNovember 18, 1981
StatusPublished
Cited by4 cases

This text of 111 Misc. 2d 700 (Lewis v. Miller) is published on Counsel Stack Legal Research, covering Rochester City Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lewis v. Miller, 111 Misc. 2d 700, 444 N.Y.S.2d 849, 1981 N.Y. Misc. LEXIS 3343 (N.Y. Super. Ct. 1981).

Opinion

OPINION OF THE COURT

William H. Bristol, J.

By notice of motion dated September 10,1981, the plaintiff seeks an order striking the defendant’s note of issue, statement of readiness and demand for trial de novo. Additionally, plaintiff seeks an order directing entry of judgment in his favor based on a July 28, 1981 arbitration award. Understandably, defendant opposes this motion.

Essentially plaintiff argues that defendant defaulted in defending the case and therefore is precluded from demanding a trial de novo by virtue of 22 NYCRR 28.12. Section 28.12 of title 22 of the Official Compilation of Codes, Rules and Regulations of the State of New York states that “[djemands may be made by any party not in default for a trial de novo”. Plaintiff asserts that he is now entitled to have judgment entered in his favor since the defendant has not made a timely motion to vacate the arbitrators’ award. Understanding defendant’s opposition requires an exposition of the chronology of this case.

Service of a summons on July 21, 1980 commenced plaintiff’s case in Ontario County Court. Thereafter the [701]*701pleadings and bills of particulars were exchanged in an orderly and timely fashion and some seven or so months later the parties stipulated that the case be transferred to Rochester City Court. Because this court has a compulsory arbitration program, the matter went to the arbitration commission when the note of issue was filed in City Court on May 5, 1981. The arbitration commission referred the case to a panel of arbitrators which by notice of hearing dated June 15, 1981 scheduled a hearing for July 1, 1981. Sometime during the week of June 22, because of a preexisting commitment he had involving Supreme Court litigation in Ontario County, defendant’s attorney asked the plaintiff’s attorney to consent to an adjournment of the hearing. Plaintiff’s attorney refused, citing his inability to try the case later in July of 1981 because of pre-existing litigation commitments. Nevertheless, the day before the July 1 scheduled hearing the plaintiff’s attorney relented and agreed to a new hearing date which he set for July 7, 1981. On this date, the plaintiff appeared with an associate of his attorney and with his expert witness ready to try the case. The defendant appeared by his attorney but was not personally present. His attorney explained that he had just learned that the defendant was out of town and unavailable to present his evidence at the hearing. Moreover defendant’s attorney’s secretary, who had been instructed to inform the defendant of the new hearing date, was now on vacation and could not explain whether the defendant had been reached with the new date or exactly what efforts had been made to contact defendant with the new date. Defendant’s counsel then asked for a second adjournment. The attorney representing the plaintiff refused to consent and the arbitration chairman denied the defense counsel’s request. Defense counsel noted his appearance on the record and the matter proceeded in an uncontested fashion with no proof being offered to substantiate the defendant’s counterclaim or to rebut and defend against the plaintiff’s claim. Ultimately, the arbitration panel rendered an award in favor of the plaintiff for $3,100 plus interest from April 18, 1980 which was filed with Rochester City Court on or about July 28, 1981 and served on defendant’s attorney on or about July 29, 1981. Approximately 19 days [702]*702later, on August 17, 1981, defendant filed with the City-Clerk a note of issue and demand for trial de novo along with the statutory fees, and served a copy of these papers on the plaintiff’s attorney.

With this chronology in mind defendant argues that the July 7 hearing date failed to afford him 10 days’ prior notice required by 22 NYCRR 28.6. Also, defendant argues that there has been no default, because he appeared and pleaded the case and appeared “by counsel” (although not in person) at the July 7, 1981 hearing date.

Pursuant to article VI (§28, subd c) of the New York Constitution and CPLR 3405, 22 NYCRR Part 28 established rules governing “alternative dispute resolution by arbitration.” Rochester City Court, a leader in this program, has proven it to be a successful way of expeditiously clearing civil court backlog without sacrificing the quality of justice. (See, e.g., Bayer v Ras, 71 Misc 2d 464.) This court’s records reveal that since September 1, 1970 the arbitration program has disposed of some 16,011 cases. Included in these dispositions were 9,855 trials. And notwithstanding the decrease in litigated personal injury cases as a result of the “no-fault” statute (Insurance Law, art 18) the arbitration program disposed of 790 cases between October 1, 1980 and October 1, 1981. But, as Judge Boehm in Bayer wisely recognized (p 467): “[F]or the arbitration rules to remain effective * * * it was necessary * * * to provide a simple mechanism whereby a disappointed litigant would have his jury trial if he wished one.” Furthermore (p 468): “Since the arbitration program, by making arbitration compulsory, initially deprives the parties of their right to a jury trial, the procedure for obtaining a trial de novo should not be interpreted too narrowly.”

Here, both parties make much of procedural shortcomings — too little notice; improper response to the panel’s award; whether default in defending is the type of default contemplated by 22 NYCRR 28.12. But the common end which all the parties here seek is justice — a chance to have their proverbial “day in court”. The procedure to this end is, and should always be, only a means. It should not become an end itself. “The law favors disposition of contro[703]*703versies on the merits” (Long Is. Trading Corp. v Tuthill, 243 App Div 617; Lesko v Lesko, 79 AD2d 1100, 1101).

CPLR 104 states: “The civil practice law and rules shall be liberally construed to secure the just, speedy and inexpensive determination of every civil judicial proceeding.”

CPLR 2001 states: “At any stage of an action, the court may permit a mistake, omission, defect or irregularity to be corrected, upon such terms as may be just, or, if a substantial right of a party is not prejudiced, the mistake, omission, defect or irregularity shall be disregarded.”

22 NYCRR 28.12 (b) provides: “If the demandant [for a trial de novo] either serves or files a timely demand for trial de novo but neglects through mistake or excusable neglect to do another required act within the time limited, the court where the action was commenced or, if the action was transferred, the court to which it was transferred, may grant an extension of time for curing the omission.”

Taken together, these provisions evidence an intent to prevent forms and technicalities from subverting the substance of justice. And, they grant broad discretion to the courts of this State to carry out this mandate “upon such terms as may be just.” In light of the implication of the arbitration program on the respective parties’ rights to a jury trial, the need for substantial, not merely procedural, justice is even more compelling.

Counsel for plaintiff correctly cites Barasch v Micucci (49 NY2d 594) as authority that “law office failure” as a matter of law is insufficient to serve as a “reasonable excuse” for a default. However, Barasch and its progeny (see, e.g., Bruno v Village of Port Chester, 77 AD2d 580) deal with laxness dismissals in a regular part of court governed by the CPLR.

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Cite This Page — Counsel Stack

Bluebook (online)
111 Misc. 2d 700, 444 N.Y.S.2d 849, 1981 N.Y. Misc. LEXIS 3343, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lewis-v-miller-nyroccityct-1981.