1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 LONNIE LEWIS, Case No. 21-cv-00477-EMC
8 Plaintiff, ORDER GRANTING DEFENDANTS’ 9 v. MOTION TO DISMISS
10 TAMMY FOSS, et al., Docket No. 22 11 Defendants.
12 13 14 I. INTRODUCTION 15 Lonnie Dave Lewis, a prisoner at the Salinas Valley State Prison, filed this pro se civil 16 rights action under 42 U.S.C. § 1983. On April 21, 2021, the Court dismissed the complaint with 17 leave to amend, finding that Mr. Lewis had stated a claim against Defendants Rakitin and Bassi 18 for Eighth Amendment violations, but that more facts were required to state a claim against 19 Defendants Foss and Atchley. Docket No. 11 at 3-5. 20 Mr. Lewis filed a first amendment complaint (“FAC”), providing more facts as to his 21 allegations against Defendants Foss and Atchley. See Docket No. 15 (“FAC”). On October 4, 22 2021, the Court reviewed the FAC pursuant to 28 U.S.C. § 1915A, found that when Mr. Lewis’s 23 allegations were liberally construed, he had stated claims for relief against all Defendants, and 24 ordered Defendants to respond to Mr. Lewis’s claims. See Docket No. 17. 25 Defendants now move to dismiss the FAC pursuant to Federal Rule of Civil Procedure 26 12(b)(6). See Docket No. 22 (“dismissal motion” or “MTD”). Defendants argue that Mr. Lewis 27 has failed to state any claim for relief. For the reasons stated below, the Court agrees, and this 1 II. BACKGROUND 2 Mr. Lewis alleges the following in the FAC: 3 When Mr. Lewis arrived at Salinas Valley on or about December 4, 2018, he was assigned 4 to a cell that had “approximately a foot of rainwater on the cell floor.” FAC at 3. Water also was 5 leaking into the cell from the ceiling and the top of the walls. See id. Mr. Lewis informed “floor 6 staff” and requested to be moved, but his request was denied. 7 From December 2018 through January 2019, Mr. Lewis’s cell flooded on a regular basis. 8 See id. During this period, Mr. Lewis “made several requests” to Defendant Rakitin, the “B1 9 Senior Officer,” to rehouse Mr. Lewis. Id. These requests were denied. See id. On or about 10 January 1, 2019, Mr. Lewis “sent a letter” to Defendant Foss, then the warden of SVSP, 11 explaining that his cell leaked and asking to be rehoused. Id. at 8. Defendant Foss did not 12 respond to Mr. Lewis’s letter. See id. 13 On January 14, 2019, Mr. Lewis slipped and fell due to the accumulated water in his cell, 14 injuring his lower back and tailbone. See id. at 3. 15 The same day Mr. Lewis fell, he was sent to the clinic due to that fall. See id. at 4. 16 Defendant Bassi, a nurse in the clinic, “perform[ed] a perfunctory examination on” Mr. Lewis. Id. 17 After taking Mr. Lewis’s blood pressure and asking “routine questions,” id., “[Defendant Bassi] 18 looked at [Mr. Lewis’s] back for about ten seconds,” Opp. at 5. Mr. Lewis was given aspirin and 19 told to submit a sick call slip. See FAC at 4. 20 In the weeks after Mr. Lewis’s fall, he “sent numerous letters” to Defendant Foss 21 informing her of the “substandard healthcare” he received for his injury. See id. at 8. Defendant 22 Foss did not respond until May 2019. See id. 23 Mr. Lewis filed a grievance in which he requested the leaks in his cell be fixed or that he 24 be rehoused. See id. at 6. Defendant Atchley, then the chief deputy warden at SVSP, “granted 25 both request[s]” on April 19, 2019. Id. In June of 2019, Mr. Lewis sent Defendant Atchley a 26 “G22 Form” stating that Mr. Lewis had not been moved, and the cell leaks had not been fixed. Id. 27 Defendant Atchley did not respond to this form. See id. 1 III. DISCUSSION 2 A. Dismissal Standard 3 Federal Rule of Civil Procedure 12(b)(6) permits a defendant to move to dismiss a 4 complaint on the ground that there is a “failure to state a claim upon which relief can be granted.” 5 A motion to dismiss should be granted if the plaintiff fails to proffer “enough facts to state a claim 6 to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007) 7 (abrogating Conley v. Gibson, 355 U.S. 41 (1957)). The Court “must accept as true all of the 8 factual allegations contained in the complaint,” Erickson v. Pardus, 551 U.S. 89, 94 (2007), and 9 must construe pro se pleadings liberally, Hebbe v. Pliler, 627 F.3d 338, 341-42 (9th Cir. 2010). 10 The Court need not accept as true allegations that are legal conclusions, unwarranted deductions of 11 fact or unreasonable inferences. See Sprewell v. Golden State Warriors, 266 F.3d 979, 988, 12 amended, 275 F.3d 1187 (9th Cir. 2001). 13 B. Eighth Amendment Standard 14 The “‘treatment a prisoner receives in prison and the conditions under which he is confined 15 are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan, 511 U.S. 825, 832 16 (1994). The Eighth Amendment requires prison officials to “ensure that inmates receive adequate 17 food, clothing, shelter, and medical care,” and to “‘take reasonable measures to guarantee the 18 safety of the inmates.’” Id. 19 To establish an Eighth Amendment claim on a condition of confinement, such as an 20 excessive risk to health or safety, a prisoner-plaintiff must show: (1) an objectively, sufficiently 21 serious, deprivation, and (2) that the official was, subjectively, deliberately indifferent to the 22 inmate’s health or safety. See id. at 834. The objective prong may be satisfied by the existence of 23 a serious medical need if the failure to address that need “could result in further significant injury 24 or the unnecessary and wanton infliction of pain.” Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 25 2006) (internal quotation marks omitted). A defendant is deliberately indifferent if he knows that 26 an inmate faces a substantial risk of serious harm and disregards that risk by failing to take 27 reasonable steps to abate it. Farmer, 511 U.S. at 837. The defendant must not only “be aware of 1 he “must also draw the inference.” Id. There must be “harm caused by the indifference,” although 2 the harm does not need to be substantial. See Jett, 439 F.3d at 1096. 3 C. Analysis 4 Defendants argue that Mr. Lewis’s allegations of a leaky roof fail to satisfy the objective 5 prong of an Eighth Amendment analysis; that as to Defendant Bassi, Mr. Lewis has alleged mere 6 medical negligence which is insufficient to state an Eighth Amendment violation; and that as to 7 Defendant Atchley, Mr. Lewis has failed to show any knowledge of the allegedly unsatisfactory 8 conditions. See generally, MTD. 9 The Court will examine Defendants’ arguments regarding the leaky roof before examining 10 Defendants’ arguments regarding Defendant Bassi’s mental state. Because the Court agrees that 11 Mr. Lewis’s allegations of a leaky roof are insufficient to satisfy the Eighth Amendment’s 12 objective prong, the Court need not examine Defendants’ second argument as to Defendant 13 Atchley. 14 1. Mr.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 LONNIE LEWIS, Case No. 21-cv-00477-EMC
8 Plaintiff, ORDER GRANTING DEFENDANTS’ 9 v. MOTION TO DISMISS
10 TAMMY FOSS, et al., Docket No. 22 11 Defendants.
12 13 14 I. INTRODUCTION 15 Lonnie Dave Lewis, a prisoner at the Salinas Valley State Prison, filed this pro se civil 16 rights action under 42 U.S.C. § 1983. On April 21, 2021, the Court dismissed the complaint with 17 leave to amend, finding that Mr. Lewis had stated a claim against Defendants Rakitin and Bassi 18 for Eighth Amendment violations, but that more facts were required to state a claim against 19 Defendants Foss and Atchley. Docket No. 11 at 3-5. 20 Mr. Lewis filed a first amendment complaint (“FAC”), providing more facts as to his 21 allegations against Defendants Foss and Atchley. See Docket No. 15 (“FAC”). On October 4, 22 2021, the Court reviewed the FAC pursuant to 28 U.S.C. § 1915A, found that when Mr. Lewis’s 23 allegations were liberally construed, he had stated claims for relief against all Defendants, and 24 ordered Defendants to respond to Mr. Lewis’s claims. See Docket No. 17. 25 Defendants now move to dismiss the FAC pursuant to Federal Rule of Civil Procedure 26 12(b)(6). See Docket No. 22 (“dismissal motion” or “MTD”). Defendants argue that Mr. Lewis 27 has failed to state any claim for relief. For the reasons stated below, the Court agrees, and this 1 II. BACKGROUND 2 Mr. Lewis alleges the following in the FAC: 3 When Mr. Lewis arrived at Salinas Valley on or about December 4, 2018, he was assigned 4 to a cell that had “approximately a foot of rainwater on the cell floor.” FAC at 3. Water also was 5 leaking into the cell from the ceiling and the top of the walls. See id. Mr. Lewis informed “floor 6 staff” and requested to be moved, but his request was denied. 7 From December 2018 through January 2019, Mr. Lewis’s cell flooded on a regular basis. 8 See id. During this period, Mr. Lewis “made several requests” to Defendant Rakitin, the “B1 9 Senior Officer,” to rehouse Mr. Lewis. Id. These requests were denied. See id. On or about 10 January 1, 2019, Mr. Lewis “sent a letter” to Defendant Foss, then the warden of SVSP, 11 explaining that his cell leaked and asking to be rehoused. Id. at 8. Defendant Foss did not 12 respond to Mr. Lewis’s letter. See id. 13 On January 14, 2019, Mr. Lewis slipped and fell due to the accumulated water in his cell, 14 injuring his lower back and tailbone. See id. at 3. 15 The same day Mr. Lewis fell, he was sent to the clinic due to that fall. See id. at 4. 16 Defendant Bassi, a nurse in the clinic, “perform[ed] a perfunctory examination on” Mr. Lewis. Id. 17 After taking Mr. Lewis’s blood pressure and asking “routine questions,” id., “[Defendant Bassi] 18 looked at [Mr. Lewis’s] back for about ten seconds,” Opp. at 5. Mr. Lewis was given aspirin and 19 told to submit a sick call slip. See FAC at 4. 20 In the weeks after Mr. Lewis’s fall, he “sent numerous letters” to Defendant Foss 21 informing her of the “substandard healthcare” he received for his injury. See id. at 8. Defendant 22 Foss did not respond until May 2019. See id. 23 Mr. Lewis filed a grievance in which he requested the leaks in his cell be fixed or that he 24 be rehoused. See id. at 6. Defendant Atchley, then the chief deputy warden at SVSP, “granted 25 both request[s]” on April 19, 2019. Id. In June of 2019, Mr. Lewis sent Defendant Atchley a 26 “G22 Form” stating that Mr. Lewis had not been moved, and the cell leaks had not been fixed. Id. 27 Defendant Atchley did not respond to this form. See id. 1 III. DISCUSSION 2 A. Dismissal Standard 3 Federal Rule of Civil Procedure 12(b)(6) permits a defendant to move to dismiss a 4 complaint on the ground that there is a “failure to state a claim upon which relief can be granted.” 5 A motion to dismiss should be granted if the plaintiff fails to proffer “enough facts to state a claim 6 to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007) 7 (abrogating Conley v. Gibson, 355 U.S. 41 (1957)). The Court “must accept as true all of the 8 factual allegations contained in the complaint,” Erickson v. Pardus, 551 U.S. 89, 94 (2007), and 9 must construe pro se pleadings liberally, Hebbe v. Pliler, 627 F.3d 338, 341-42 (9th Cir. 2010). 10 The Court need not accept as true allegations that are legal conclusions, unwarranted deductions of 11 fact or unreasonable inferences. See Sprewell v. Golden State Warriors, 266 F.3d 979, 988, 12 amended, 275 F.3d 1187 (9th Cir. 2001). 13 B. Eighth Amendment Standard 14 The “‘treatment a prisoner receives in prison and the conditions under which he is confined 15 are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan, 511 U.S. 825, 832 16 (1994). The Eighth Amendment requires prison officials to “ensure that inmates receive adequate 17 food, clothing, shelter, and medical care,” and to “‘take reasonable measures to guarantee the 18 safety of the inmates.’” Id. 19 To establish an Eighth Amendment claim on a condition of confinement, such as an 20 excessive risk to health or safety, a prisoner-plaintiff must show: (1) an objectively, sufficiently 21 serious, deprivation, and (2) that the official was, subjectively, deliberately indifferent to the 22 inmate’s health or safety. See id. at 834. The objective prong may be satisfied by the existence of 23 a serious medical need if the failure to address that need “could result in further significant injury 24 or the unnecessary and wanton infliction of pain.” Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 25 2006) (internal quotation marks omitted). A defendant is deliberately indifferent if he knows that 26 an inmate faces a substantial risk of serious harm and disregards that risk by failing to take 27 reasonable steps to abate it. Farmer, 511 U.S. at 837. The defendant must not only “be aware of 1 he “must also draw the inference.” Id. There must be “harm caused by the indifference,” although 2 the harm does not need to be substantial. See Jett, 439 F.3d at 1096. 3 C. Analysis 4 Defendants argue that Mr. Lewis’s allegations of a leaky roof fail to satisfy the objective 5 prong of an Eighth Amendment analysis; that as to Defendant Bassi, Mr. Lewis has alleged mere 6 medical negligence which is insufficient to state an Eighth Amendment violation; and that as to 7 Defendant Atchley, Mr. Lewis has failed to show any knowledge of the allegedly unsatisfactory 8 conditions. See generally, MTD. 9 The Court will examine Defendants’ arguments regarding the leaky roof before examining 10 Defendants’ arguments regarding Defendant Bassi’s mental state. Because the Court agrees that 11 Mr. Lewis’s allegations of a leaky roof are insufficient to satisfy the Eighth Amendment’s 12 objective prong, the Court need not examine Defendants’ second argument as to Defendant 13 Atchley. 14 1. Mr. Lewis has Failed to Identify an Objectively Serious Condition which Violates 15 the Eighth Amendment 16 As noted above, Mr. Lewis’s Eighth Amendment claim against Defendants Rakitin, Foss, 17 and Atchley is based on the allegation that Mr. Lewis’s prison cell leaked, causing rainwater to 18 pool onto his cell floor, and that Mr. Lewis slipped and fell in this pool after the leak went 19 unfixed. See FAC at 3. 20 Case law is clear that a single defective condition – such as a slippery floor, a leaking roof, 21 or a broken oven – by itself without additional conditions contributing to a threat to an inmate’s 22 safety does not create an objectively sufficient and serious condition to implicate the Eighth 23 Amendment. Osolinski v. Kane, 92 F.3d 934, 938 (9th Cir. 1996). The Ninth Circuit has held that 24 claims regarding slippery floors, without more, “do not state even an arguable claim for cruel and 25 unusual punishment.” Jackson v. Arizona, 885 F.2d 639, 641 (9th Cir. 1989), superseded by 26 statute on other grounds as stated in Lopez v. Smith, 203 F.3d 1122, 1130-31 (9th Cir. 2000).1 27 1 The Ninth Circuit repeatedly has affirmed dismissals of a pro se prisoner’s action, where the 2 prisoner complained only of a leaking roof and the resulting accumulation of water on a cell floor. 3 See, e.g., Pickett v. Nooth, No. 17-35305, 2017 WL 4541428, at *1 (9th Cir. July 28, 2017) 4 (dismissing appeal as frivolous where plaintiff claimed, inter alia, that he slipped and fell in a 5 puddle caused by a leaky roof); Winnop v. Deschutes Cnty., 471 F. App’x 602 (9th Cir. 2012) 6 (same); Gilman v. Woodford, 269 F. App’x 756 (9th Cir. 2008) (“The district court properly 7 determined that the allegations in Gilman’s second amended complaint failed to demonstrate that 8 prison officials’ conduct in maintaining the prison roof and floors violated the Eighth 9 Amendment.”). 10 The Ninth Circuit finds conditions such as a wet and slippery floor to be “minor safety 11 hazards,” which do not violate the Eighth Amendment unless there is some “exacerbating 12 condition[] . . . which render[s] [the prisoner] unable to ‘provide for [his] own safety.’” Osolinski, 13 92 F.3d at 938. In order to state a cognizable claim for relief, there must be some exacerbating 14 condition in addition to the slippery floor. See Frost v. Agnos, 152 F.3d 1124, 1129 (9th Cir. 15 1998) (“[s]lippery floors without protective measures could create a sufficient danger to warrant 16
17 from leaky air conditioning unit, which the defendants knew about and failed to clean up was an appropriate action for negligence, but not deliberate indifference); Reynolds v. Powell, 370 F.3d 18 1028, 1031 (10th Cir. 2004) (concluding that although prisoner complained for two months about accumulated water in the shower, and finally sustained injuries from the slippery floor, “while the 19 standing-water problem was a potentially hazardous condition, slippery floors constitute a daily risk faced by members of the public at large” and is not a sufficiently serious risk of constitutional 20 dimension); Collier v. Garcia, No. 17-5841, 2018 WL659014, *2 (N.D. Cal. Jan. 31, 2018) (dismissing complaint for failure to state a claim when plaintiff slipped and fell even after asking 21 defendants to fix a leak which resulted in a puddle of water in plaintiff’s cell); Wallace v. Haythorne, No. 06-1697 MCE GGH P, 2007 WL 3010755, at *2-*4 (E.D. Cal. Oct. 15, 2007) 22 (finding no Eighth Amendment violation when prisoner fell after his foot slipped into a hole in the floor caused by a missing tile, even if defendants were aware that a non-prisoner employee had 23 previously tripped on one of the holes), aff’d by No. 07-17364, 2009 WL 2015051 (9th Cir. July 2, 2009) (unpublished memorandum disposition); Gilman v. Woodford, No. 05-0337, 2006 WL 24 1049739 (E.D. Cal. April 20, 2006) (granting qualified immunity to defendants when prisoner slipped and fell in puddle of water resulting from leaking ceiling, of which defendants knew), aff’d 25 by No. 06-16157, 2008 WL 686740 (9th Cir. March 12, 2008) (unpublished memorandum disposition); Edwards v. City of New York, No. 08-5787, 2009 WL 2596595 (S.D.N.Y. Aug. 24, 26 2009) (courts have held that allegations of wet conditions leading to a slip-and-fall will not support a Section 1983 claim even where . . . the plaintiff [ ] alleges that the individual defendants 27 had notice of the wet condition but failed to address it.”); Santiago v. Guarini, No. 03-4375, 2004 1 relief” when an inmate alleges facts that exacerbate the danger resulting from such conditions). 2 For example, in Frost, the prisoner-plaintiff was forced to traverse a wet and slippery shower floor 3 while on crutches, and thus was unable to balance himself as well as an uninjured person. See 4 Frost, 152 F.3d at 1129. The Ninth Circuit held that the failure to “provide handicapped- 5 accessible accommodations for a pretrial detainee who wears a leg cast and relies on crutches,” 6 combined with the risk posed by the wet shower floor, was sufficient to state an Eighth 7 Amendment violation. Id. Cf. LeMaire v. Maass, 12 F.3d 1444, 1457 (9th Cir. 1993) (no Eighth 8 Amendment violation where inmate fell on wet and slippery shower floor, even though he was 9 shackled at the time). 10 Here, there is no suggestion in the FAC that Mr. Lewis possessed, or that Defendants knew 11 of, some exacerbating condition contributing to the flooded cell such that Mr. Lewis was unable to 12 observe the water or was otherwise unable to provide for his own safety. Without something more 13 than a slippery floor or a flooded cell, Defendants could not have known about an objectively 14 serious condition creating a substantial risk of serious harm. 15 Because Ninth Circuit precedent requires something more than a slippery wet floor, and 16 Mr. Lewis does not present anything more, his Eighth Amendment claim against Defendants 17 Ratikin, Foss, and Atchley is DISMISSED. For Mr. Lewis’s benefit, the Court explains that 18 although his allegations are insufficient to sue for an Eighth Amendment violation in federal court, 19 this dismissal does not prevent him from filing an action in state court alleging that Defendants 20 were negligent. 21 2. Mr. Lewis has Alleged Mere Medical Negligence by Defendant Bassi 22 Mr. Lewis alleges that Defendant Bassi was deliberately indifferent to his serious medical 23 needs because Defendant Bassi performed only a “perfunctory” medical examination and 24 prescribed him aspirin. FAC at 4. Defendants argue that this allegation is insufficient to state a 25 claim for deliberate indifference to a serious medical need. 26 Defendants are correct. An Eighth Amendment violation requires deliberate indifference, 27 not mere negligence. For example, in Wilhelm v. Rotman, 680 F.3d 1113 (9th Cir. 2012), the 1 operate on plaintiff’s hernia. Id. at 1123. The doctor in question, a surgeon, examined plaintiff for 2 “two seconds” and concluded on the basis of that perfunctory examination that there was “no 3 definite hernia”—despite the fact two doctors had previously diagnosed him with a hernia. Id. at 4 1116–17. The doctor send the plaintiff away with no treatment plan. Id. at 1117. The court found 5 that the allegations against the surgeon were insufficient to show deliberate indifference because 6 the surgeon “decided not to operate because he thought that Plaintiff was not suffering from a 7 hernia.” Accordingly, because the allegations sounded in negligent misdiagnosis, the claims were 8 dismissed. Id. at 1123. 9 Here, Mr. Lewis does not even go so far as to allege that Defendant Bassi’s brief 10 examination resulted in a misdiagnosis or that he was sent away with no treatment plan. Rather, 11 he relies solely on the fact that the examination was brief to argue that it was inadequate. See 12 Opp. at 5; see also FAC at 4. Wilhelm found that “literally, a two second exam,” coupled with a 13 misdiagnosis and zero treatment, was insufficient to state a claim for deliberate indifference; the 14 examination here, which lasted at least “ten seconds,” resulted in the prescription of aspirin, and is 15 not alleged to have been coupled with a misdiagnosis, is similarly insufficient to allege deliberate 16 indifference. 17 Because Mr. Lewis failed to allege facts sufficient to suggest that Defendant Bassi was 18 deliberately indifferent to his serious medical needs, his Eighth Amendment claim against 19 Defendant Bassi is DISMISSED. For Mr. Lewis’s benefit, the Court explains that although his 20 allegations are insufficient to sue for an Eighth Amendment violation in federal court, this 21 dismissal does not prevent him from filing an action in state court alleging that Defendant Bassi 22 was medically negligent. 23 /// 24 /// 25 /// 26 /// 27 /// 1 IV. CONCLUSION 2 For the foregoing reasons, Defendants’ dismissal motion is GRANTED. 3 This order disposes of Docket No. 22. The Clerk is instructed to enter Judgment and close 4 the case. 5 6 IT IS SO ORDERED. 7 8 Dated: August 29, 2022 9 ______________________________________ EDWARD M. CHEN 10 United States District Judge 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27