Levoria Jefferson v. Aldolphus Hicks

364 F. App'x 281
CourtCourt of Appeals for the Eighth Circuit
DecidedFebruary 3, 2010
Docket09-1911
StatusUnpublished
Cited by4 cases

This text of 364 F. App'x 281 (Levoria Jefferson v. Aldolphus Hicks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Levoria Jefferson v. Aldolphus Hicks, 364 F. App'x 281 (8th Cir. 2010).

Opinion

PER CURIAM.

This is an appeal from an order granting Plaintiffs’ motion for default judgment. We affirm.

Procedural background. Plaintiffs filed a sexual harassment cause of action on September '20, 2004 against the Helena/West Helena School District, the Superintendent of the School District, Members of the Board of Education of the School District (collectively, “the District Defendants”), and Defendant Aldolphus Hicks (“Hicks”). Hicks was served on September 25, 2004. He had a pending bankruptcy petition. According to Hicks, he was told by his bankruptcy attorney that he did not have to answer the Plaintiffs’ lawsuit because the Plaintiffs would have to get the permission of the bankruptcy court to sue him. 2 Hicks did not answer the complaint; the District Defendants answered on October 8, 2004. Hicks attended a deposition for this case on June 29, 2005. Hicks’s bankruptcy case was dismissed in December of 2005, but he still did not answer the complaint. The Plaintiffs settled with the District Defendants on August 26, 2008, and sought a default judgment against Hicks. On September 11, 2008, the district court 3 granted the Plaintiffs’ motion for default judgment. On November 17, 2008, Plaintiffs filed a motion for hearing to determine the amount of the default judgment. On November 20, 2008, Hicks filed an answer to Plaintiffs’ complaint.

On January 29, 2009, the district court conducted a hearing on the plaintiffs’ motion for default judgment. At the hearing, Hicks made an oral motion to set aside the September 8, 2008 order. The district court denied the motion, struck Hicks’s answer and directed the Clerk to enter default judgment pursuant to Rule 55(b) of the Federal Rules of Civil Procedure. The hearing on default judgment was continued to February 17, 2009, at which time the court found in favor of the Plaintiffs and directed the parties to submit briefs on the issue of damages. Hicks submitted a brief, again asking the district court to set aside the default. The court refused to set aside the default, and a judgment in the amount of $240,000 was entered on March 25, 2009.

Issues on appeal. Hicks argues that the district court should have set aside the default because Hicks’s failure to answer was based on excusable neglect. Moreover, Hicks argues, the district court erred by not considering damages against him under the Arkansas Contribution Among Joint Tortfeasors Act.

Standard of review. The district court denied Hicks’s motion to set aside the default judgment on grounds of excusable neglect pursuant to Rule 60(b). Fed. R. Civ. Proc. 60(b). “The rule provides for extraordinary relief which may be granted only upon an adequate showing of exceptional circumstances.” Jones v. Swanson, 512 F.3d 1045, 1048 (8th Cir.2008) (internal quotation marks and citation omitted). “We will reverse a district court’s ruling *283 on a Rule 60(b) motion only if there was a clear abuse of the court’s broad discretion.” Bennett v. Dr. Pepper/Seven Up, Inc., 295 F.3d 805, 807 (8th Cir.2002) (citation omitted).

Excusable neglect. Under Rule 60(b)(1), a district court may grant relief from final judgment because of “mistake, inadvertence, surprise, or excusable neglect.” Fed.R.Civ.P. 60(b)(1). Hicks argues that his failure to answer Plaintiffs’ complaint was based on excusable neglect-advice of counsel.

“Excusable neglect ‘is understood to encompass situations in which the failure to comply with a filing deadline is attributable to negligence.’ ” Ceridian Corp. v. SCSC Corp., 212 F.3d 398, 403 (8th Cir.2000) (quoting Pioneer Inv. Services Co. v. Brunswick Associates Ltd. Partnership, 507 U.S. 380, 394, 113 S.Ct. 1489, 123 L.Ed.2d 74 (1993)). Whether a party’s neglect of a deadline is excusable “is an equitable decision turning on all relevant circumstances surrounding the party’s omission.” Id. (internal quotation marks and citations omitted). “Although inadvertence, ignorance of the rules, or mistakes construing the rules do not usually constitute excusable neglect, it is clear that excusable neglect ... is a somewhat elastic concept and is not limited strictly to omissions caused by circumstances beyond the control of the movant.” Id. (internal quotation marks and citation omitted). The factors to be considered include “the danger of prejudice to the [Plaintiffs], the length of the delay and its potential impact on judicial proceedings, the reason for the delay, including whether it was within the reasonable control of the [Rule 60(b) ] movant, and whether the movant acted in good faith.” Johnson v. Dayton Elec. Mfg. Co., 140 F.3d 781, 784 (8th Cir.1998) (quoting Pioneer, 507 U.S. at 395, 113 S.Ct. 1489). Whether the defaulted party appears to have any meritorious defenses is also a relevant factor. See Union Pacific R. Co. v. Progress Rail Services Corp., 256 F.3d 781, 783 (8th Cir.2001).

Here, the length of the delay and reason for the delay weigh heavily against a finding of “excusable neglect”. This court has stated that Pioneer “did not alter the traditional rule that mistakes of law do not constitute excusable neglect:

Soon after Pioneer; it was established [in the Eleventh Circuit] that attorney error based on a misunderstanding of the law was an insufficient basis for excusing a failure to comply with a deadline. And, no circuit that has considered the issue after Pioneer has held that an attorney’s failure to grasp the relevant procedural law is ‘excusable neglect.’”

Ceridian, 212 F.3d at 404 (citations omitted). Any reliance by Hicks on his bankruptcy attorney’s advice does not constitute excusable neglect.

Moreover, whether he received the erroneous advice from his bankruptcy attorney or the bankruptcy court, Hicks’s bankruptcy case was dismissed by December 2005, and he still failed to file an answer for almost three more years. He was clearly aware of the pendency of this suit. Reliance on any protection from the bankruptcy court after his petition for relief was dismissed does not constitute excusable neglect. This determination is certainly within the discretion of the district court. Furthermore, nothing in the record indicates that filing an answer was outside Hicks’s ability. Indeed, he retained an attorney in 2005 to sue the Helena/West Helena School District for wrongful discharge, and contacted his current attorney in 2006 on another matter.

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364 F. App'x 281, Counsel Stack Legal Research, https://law.counselstack.com/opinion/levoria-jefferson-v-aldolphus-hicks-ca8-2010.