Leroy Yates, Jr. v. Iowa Board of Medicine

CourtCourt of Appeals of Iowa
DecidedAugust 31, 2022
Docket20-1581
StatusPublished

This text of Leroy Yates, Jr. v. Iowa Board of Medicine (Leroy Yates, Jr. v. Iowa Board of Medicine) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Leroy Yates, Jr. v. Iowa Board of Medicine, (iowactapp 2022).

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 20-1581 Filed August 31, 2022

LEROY YATES, JR., Plaintiff-Appellant,

vs.

IOWA BOARD OF MEDICINE, Defendant-Appellee. ________________________________________________________________

Appeal from the Iowa District Court for Polk County, Jeanie K. Vaudt, Judge.

A cosmetic surgeon challenges a judicial review order affirming Iowa Board

of Medicine findings of professional incompetency, practice harmful to the public,

unethical and unprofessional conduct, inappropriate prescribing, and improper

record management. AFFIRMED.

Benjamin D. Rust II of The Law Offices of Benjamin D. Rust II, L.L.C.,

Orlando, Florida, for appellant.

Thomas J. Miller, Attorney General, and Anagha Dixit, Assistant Attorney

General, for appellee.

Considered by Tabor, P.J., Badding, J., and Danilson, S.J.*

*Senior judge assigned by order pursuant to Iowa Code section 602.9206

(2022). 2

TABOR, Presiding Judge.

LeRoy Yates, an obstetrician-gynecologist by training and most recently a

cosmetic surgeon by practice, appeals a judicial review order upholding Iowa

Board of Medicine (the Board) sanctions. Dr. Yates argues the district court erred

in finding substantial evidence to support the Board’s findings. He also alleges

prosecutorial misconduct, conflicts of interest, and a due process violation.

Because the Board’s decision is supported by substantial evidence, we affirm. We

do not reach the merits of his other objections because he failed to preserve error.

I. Facts and Prior Proceedings

Dr. Yates graduated from medical school in 1986 and completed a

residency in obstetrics and gynecology in 1990. He practiced in that field for over

two decades. He also took up cosmetic surgery, launching his own clinic in 2012.

At the Diamond Medical Spa and Vein Clinic in Davenport, Dr. Yates specialized

in liposuction—doing hundreds of procedures between 2012 and 2017. Among

those procedures, Dr. Yates performed fifty autologous fat transfer breast

augmentations and more than two dozen “Brazilian butt lifts.”1

Three years after Dr. Yates opened his clinic, the Board started receiving

complaints about his practice. Three plastic surgeons from the Quad Cities and

one former patient raised issues of surgical incompetency, poor patient care, and

poor record keeping.2

1 One of Dr. Yates’s patients described this procedure: “He did liposuction and then he injected the fat he removed” back into the buttocks “to plump certain areas up.” 2 Dr. Benjamin Van Raalte also alleged that Dr. Yates engaged in false advertising,

a count rejected by the Board. Dr. Yates had a contentious history with Dr. Van Raalte, who performed liposuction on Yates’s wife, M.Y., in 1995. M.Y. was dissatisfied with the results and went to her husband for further liposuction 3

In response to those complaints, the Board conducted a peer review of

Dr. Yates’s patients. That review closed in July 2016 with a statement of charges,

including professional incompetency; practice harmful or detrimental to the public;

unethical or unprofessional conduct; inappropriate prescribing; fraud in

representations about skill or ability; knowingly making misleading, deceptive,

untrue, or fraudulent representations in the practice of medicine and surgery; use

of untruthful or improbable statements in advertisements; and improper

management of medical records.

As the district court observed, after the Board issued its charges, this matter

“took a winding path.” It was continued from September 2016 to February 2017 at

Dr. Yates’s request. Then the administrative law judge (ALJ) continued the

hearing again so that Dr. Yates could obtain a neuropsychological exam and a

clinical competency evaluation by the Center for Personalized Education for

Physicians (CPEP). After receiving those assessments, the Board amended its

charges in October 2017. It also issued an emergency adjudicative order

concluding that there was a “serious immediate threat to patient health” if Dr. Yates

continued to practice before final resolution of the pending charges. On Dr. Yates’s

motion, in February 2018 the Board amended that order to remove allegations that

he suffered from a medical condition that impaired his ability to practice medicine.

Still, the amended order prohibited him from engaging in cosmetic surgery.

and a fat transfer breast augmentation a year later. The Board considered Dr. Yates’s treatment of his own wife in its factual findings and tied that finding to the count for inappropriate prescribing of controlled substances. 4

Following several more continuances and a second peer review to evaluate

another patient’s case, the Board amended its charges again in December 2018.

The Board held a hearing in June 2019 and issued its findings in December 2019.

The Board found that Dr. Yates deviated from the accepted standard of practice in

all eleven patient cases that it investigated.3 The decision cited Dr. Yates for five

violations: professional incompetency, practice harmful or detrimental to the public,

unethical or unprofessional conduct, inappropriate prescribing, and improper

management of medical records. The Board ordered Dr. Yates to pay a civil

penalty of $5000. It also prohibited him from practicing cosmetic surgery until he

completed a Board-approved training to remedy deficiencies in his knowledge and

skills as outlined in his CPEP evaluation. Finally, the Board imposed a five-year

term of probation for Dr. Yates’s return to the practice of cosmetic surgery.

Dr. Yates sought judicial review of the Board’s decision. The district court

rejected his challenges. He now appeals that judicial review order.

II. Scope and Standards of Review

We review contested case proceedings before licensing boards for

correction of legal error. Christiansen v. Iowa Bd. of Educ. Exam’rs, 831 N.W.2d

179, 186 (Iowa 2013). Determining witness credibility and weighing the evidence

are tasks for the agency. Id. By contrast, our job is to be sure that the agency’s

findings are supported by substantial evidence. Id. at 192. If they are, we are

bound by them. Id. In other words, we do not reweigh the evidence. Burns v. Bd.

of Nursing, 495 N.W.2d 698, 699 (Iowa 1993). When interpreting administrative

3We will discuss his treatment of several of individual patients as we analyze Dr. Yates’s substantial-evidence argument. 5

rules, we apply the principles governing statutory construction. Motor Club of Iowa

v. Dep’t of Transp., 251 N.W.2d 510, 518 (Iowa 1977). We grant the Board

“substantial deference when it interprets its own regulations,” so long as its

interpretation does not violate the rule’s “plain language and clear meaning.” See

Des Moines Area Reg’l Transit Auth. v. Young, 867 N.W.2d 839, 842 (Iowa 2015)

(citation omitted).

As for the judicial review decision, we apply principles from Iowa Code

chapter 17A (2016) to decide whether we reach the same conclusion as the district

court. Am. Eyecare v. Dep’t of Hum.

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