Leroy S. Robinson, Jr. v. Robert A. McDonald

28 Vet. App. 178, 2016 U.S. Vet. App. LEXIS 1061, 2016 WL 3752395
CourtUnited States Court of Appeals for Veterans Claims
DecidedJuly 14, 2016
Docket15-0715
StatusPublished
Cited by4 cases

This text of 28 Vet. App. 178 (Leroy S. Robinson, Jr. v. Robert A. McDonald) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leroy S. Robinson, Jr. v. Robert A. McDonald, 28 Vet. App. 178, 2016 U.S. Vet. App. LEXIS 1061, 2016 WL 3752395 (Cal. 2016).

Opinions

ORDER

PER CURIAM:

Pending before the Court are the appellant’s June 23, 2015, motion disputing the content of the record before the agency (RBA) pursuant to Rule 10(b) of the Court’s Rules of Practice and Procedure (Rules) and the appellant’s January 27, 2016, motion to suspend Secretarial action pursuant to Rule 8 of the Court’s Rules. For the reasons that follow, the Court will direct the Secretary to assemble all of the appellant’s paper source documents and provide them to the appellant’s representative for review pursuant to Rule 10(d) of the Court’s Rules. The Court will dismiss the appellant’s January 27, 2016, motion to suspend Secretarial action.

I. BACKGROUND

On February 20, 2015, the appellant filed a Notice of Appeal from a December 3, 2014, Board of Veterans’ Appeals (Board) decision that denied entitlement to an effective date earlier than December 3, 2004, for the grant of service connection for post-traumatic stress disorder (PTSD). On April 28, 2015, the Secretary served the appellant with a copy of the RBA and filed notice of the same with the Court pursuant to Rule 10(a)(5) of the Court’s Rules. On June 23, 2015, the appellant filed a motion pursuant to Rule 10(b) disputing the content of the RBA. In that motion, the appellant argued that several documents were missing from the RBA, including part of his August 2001 VA Form 21-526, “Application for Compensa[180]*180tion and/or Pension” (claims form), as well as records from the Atlanta, Georgia, VA medical center (VAMC) dated between 1992 and 2008. Appellant’s June 23, 2015, Motion (Mot.) at 1. The appellant further noted that he had submitted a “request to examine documents in the original paper claims file” pursuant to Rule 10(d) of the Court’s Rules. Id.

On July 9, 2015, the Court stayed proceedings in this case. Following the parties’ unsuccessful attempts to resolve the dispute, the Clerk of the Court (Clerk) issued an order on October 9, 2015, directing the Secretary to respond within 15 days with a more detailed description of his attempts to resolve the dispute and permitting the appellant to file a reply to the Secretary’s response. In his October 26, 2015, response, the Secretary stated that “a review of the documents contained in the Veterans Benefits Management System (VBMS) and Virtual VA (WA) electronic databases, which now officially comprise [the ajppellant’s claims file, indicates that the RBA [(that was served on the appellant) ] is a true and accurate copy of the documents contained therein.” Secretary’s Oct. 26, 2015, Response (Resp.) at 2. He further acknowledged that “the August 2001 Application appeared to be missing pages, and that with the exception of Atlanta VAMC documents dated from January 1992 and from 2002 to 2008, the record is absent any additional records from that facility.” Id.

With respect to the appellant’s request to examine the original paper claims file, the Secretary responded that the paper documents had been “scanned and uploaded” prior to the Board’s decision and that the “ ‘original paper claims file’ as it was once known is not available for review, as the official claims file in this case, as it was before the Board at the time of its decision, ... is now entirely electronic in nature.” Id. at 3. The Secretary noted that he had proposed that the parties enter into a joint motion for remand predicated upon a failure in the duty to assist but that the appellant declined to do so. Id. at 2.

The appellant filed a reply on November 4, 2015. In it, he argued that he has a right under Rule 10(d) to inspect the paper originals that were scanned into VBMS and WA, notwithstanding the Secretary’s position that those databases now constitute the “official claims file.” Appellant’s Nov. 4,2015, Reply at 2, 4.

On November 19, 2015, the appellant’s motion disputing the RBA was assigned to a single Judge for resolution. On December 11, 2015, the Court directed the Secretary to respond with additional information regarding the appellant’s contentions, noting that “the Secretary’s unwillingness to provide the appellant with records previously associated with the paper claims file is based largely on what appears to be a mid-adjudication shift in how VA has defined the ‘claims file.’ ” Robinson v. McDonald, No. 15-0715, at *2 (Vet.App. Dec. 11, 2015) (unpublished order).

The Secretary filed his response on January 6, 2016. In it, the Secretary stated that, “[wjhile some paper source materials may still exist, they do not constitute the claims file and are now considered duplicates or non-records.” Secretary’s Jan. 6, 2016, Resp. at 7. He indicated that scanning of the paper documents for conversion into the electronic claims folder was completed by a third-party vendor utilizing quality control processes “such that on average, the likelihood of a paper document being accurately reproduced in the eFolder [in VBMS] meets or exceeds 99 percent.” Secretary’s Jan. 6, 2016, Resp. at 8-9. He further explained that “[a]s early as December 6, 2011, VA had informed all regional offices and centers that ‘quality control processes utilized by con[181]*181tract scanning vendors [were] sufficient to allow for the destruction of vendor-scanned documents without any additional quality assurance review.’ ” Id. at 9 (citing Exhibit (Exh.) C, VA Fast Letter 11-24, dated Dec. 6, 2011). As a result, “[t]he paper documents in VA’s possession pertaining to [the a]ppellant ... were separated, digitized, stored separately and slated for destruction pursuant to VA’s stated procedures.” Id. at 10. He argued that, because VA’s digitization and planned disposal of paper records comported with the law, VA was under no obligation to produce the paper originals and that a review of VBMS and VVA was sufficient to satisfy the requirements of Rule 10. Id. at 21, 11-23.

On January 8, 2016, this case was submitted to a panel for decision pursuant to Section 1(b)(4) of the Court’s internal operating procedures. On January 22, 2016, the Court ordered the parties and invited amici curiae to submit memoranda of law addressing the following questions:

(1) Does an appellant have the right to inspect and copy his or her source documents in an appeal to this Court, regardless of VA’s transition to an electronic records management system?
(2) Must the Secretary keep a copy of the source documents after scanning such documents into VBMS or VVA?
(3) Following VA’s transition to an electronic records management system, what constitutes the “record before the agency” for purposes of Rule 10? In answering this question, consider the implications, if any, of Bell v. Derwinski, 2 Vet.App. 611 (1992) (per curiam order) for the Secretary’s obligations under Rule 10(a). See also U.S. Vet. App. R. 10(d).
(4) The Secretary relies on federal statutes and regulations governing the managing of records by executive agencies ... Is there a distinction between government documents generated by an agency relating to its internal functioning and rulemaking responsibilities and documents pertaining to ongoing litigation or claims processes? To the extent that there may be a conflict, do Rule 10’s requirements trump this body of law?
(5)What are the due process implications, if any, of the Secretary’s failure to provide a claimant’s source documents in an appeal filed at this Court?

Robinson v. McDonald,

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28 Vet. App. 178, 2016 U.S. Vet. App. LEXIS 1061, 2016 WL 3752395, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leroy-s-robinson-jr-v-robert-a-mcdonald-cavc-2016.