Lepine, et al. v. NH Dept, of Correct
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Opinion
Lepine, et al. v. NH Dept, of Correct CV-97-072-M 09/30/99 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
William Lepine, et al.. Plaintiffs
v. Civil No. 97-72-M
Paul Brodeur, Commissioner, New Hampshire Department of Corrections, et al.. Defendants
O R D E R
Plaintiffs, a group of inmates currently or formerly
incarcerated at the New Hampshire State Prison ("NHSP"),
seek damages and injunctive relief pursuant to 42 U.S.C. § 1983.
They allege that defendants committed numerous "violations of
Constitutional rights. State tort laws. Federal Postal
regulations. Federal Copyright laws and this Court's prior
orders." Plaintiffs' complaint at para. 1. Generally speaking,
plaintiffs challenge aspects of the New Hampshire Department of
Corrections Policy and Procedure Directive governing inmate mail
service (the "PPD") that prohibit inmates from receiving or
possessing material depicting "homosexual acts, bestiality,
bondage, sadomasochism, or sex involving children." The PPD is
unconstitutionally over-broad, plaintiffs say, to the extent it
precludes male inmates from receiving publications containing photographs of nude female models shown posing in various lesbian
love scenes. Plaintiffs also challenge the prison's handling of
coming and outgoing inmate mail, claiming that it is often lost,
misdirected, and opened unlawfully.
By order dated February 5, 1998, the court approved the
Magistrate Judge's Report and Recommendation and granted, in
part, defendants' motion to dismiss. Specifically, the court
dismissed all of plaintiffs' state law tort claims as well as
their section 1983 claims for money damages against all
defendants in their official capacities. Freeman v. Brodeur, No.
97-72-M, slip op. (D.N.H. February 5, 1998) (document no. 44).
Additionally, a number of the original plaintiffs (including
Leonard Freeman) have voluntarily withdrawn their claims. The
eight remaining plaintiffs in this action are: William Lepine,
Steven Roy, John Clancy, Francis Pierce, Jr., Marc Adams, Karl
Sagar, Darren Starr, and Charles Drenas, Jr.
Defendants have moved for summary judgment as to all of
plaintiffs' remaining claims. Plaintiffs object.
Standard of Review
Summary judgment is appropriate when the record reveals "no
genuine issue as to any material fact and . . . the moving party
2 is entitled to a judgment as a matter of law." Fed. R. Civ. P.
56(c) . When ruling upon a party's motion for summary judgment,
the court must "view the entire record in the light most
hospitable to the party opposing summary judgment, indulging all
reasonable inferences in that party's favor." Griqqs-Rvan v.
Smith, 904 F.2d 112, 115 (1st Cir. 1990).
Discussion
Before addressing the substance of defendants' motion for
summary judgment, it is probably helpful to first identify the
nature of plaintiffs' claims. Their complaint arguably sets
forth seven counts, each of which relates in some way to the
manner in which the prison handles inmate mail. A fair reading
of the complaint reveals that the following claims are raised:
1. Count One - Plaintiffs assert that defendants willfully breached a prior order of this court and are, therefore, in contempt. Complaint para. 48.
2. Count Two - Plaintiffs assert that the PPD provisions censoring certain inmate mail (e.g., the prohibition against inmates possessing or receiving any graphic depictions of homosexual conduct) violate their First Amendment rights. Complaint, para. 49.
3. Count Three - Plaintiffs attempt to assert a private right of action for alleged violations of "U.S. Postal Regulations and Federal laws pertaining to the handling of U.S. Mail." Complaint, para. 50.
3 4. Count Four - Plaintiffs assert that, by "damaging, losing, stealing and seizing plaintiffs' property without returning it," defendants violated their property rights and various New Hampshire criminal statutes. Complaint, para. 51.
5. Count Five - Plaintiffs assert that defendants violated federal copyright laws and their First Amendment freedom of expression by "seizing Plaintiffs' copyrightable creative works without returning them." Complaint, para. 52.
6. Count Six - Plaintiffs say that defendants violated various federal postal statutes and regulations, as well as plaintiffs' constitutional right of reasonable access to the courts, by "losing mail addressed to attorneys. Courts, and civil rights organizations." Complaint, para. 53.
7. Count Seven - Plaintiffs claim that defendants violated their "property rights" by "implementing a harsher publications standard after reguiring inmates to order their magazines through subscriptions." Complaint, para. 54.
I. Preliminary Matters.
A. Count One.
The court will treat Count One as a motion to hold
defendants in contempt for having knowingly violated a prior
order of this court. That motion is denied.
B. Count Two.
4 In Count Two of their complaint, plaintiffs allege that
various provisions of the challenged PPD violate their First
Amendment rights. Those claims are addressed in detail below.
C. Count Three.
Count Three asserts a claim based upon alleged violations of
federal postal laws and regulations, but no private right of
action exists. See, e.g.. Contemporary Mission, Inc. v. United
States Postal Service, 648 F.2d 97, 103 n.7 (2d Cir. 1981);
Buggulev v. Barr, 893 F.Supp. 967, 971 (D.Kan. 1995). As to that
claim, therefore, defendants are entitled to judgment as a matter
of law.
D. Count Four.
To the extent Count Four asserts a private cause of action
for alleged violations of unidentified provisions of New
Hampshire's criminal code, that state law claim was dismissed by
prior order. To the extent it asserts a section 1983 claim
for alleged deprivations of property without due process, the
court will address it below.
E. Count Five.
5 As to Count Five (alleged violations of federal copyright
laws ) , plaintiffs have not advanced any arguments (nor have they
produced any evidence) in support of that claim. Given that the
claim appears meritless on its face and has not been developed,
the court deems that claim, to the extent a cognizable cause of
action might exist, to have been waived.
F. Count Six.
As to Count Six, there is, as noted above, no private cause
of action for alleged violations of federal postal laws and
regulations and defendants are entitled to summary judgment. To
the extent that plaintiffs assert that defendants violated their
constitutional rights and deprived them of meaningful access to
the courts by opening and/or discarding privileged "legal mail,"
defendants are likewise entitled to judgment as a matter of law.1
1 Parenthetically, the court notes that plaintiffs' memorandum in opposition to summary judgment (document no. 81) suggests that certain unidentified "Defendants, in stormtrooper manner, rifled Plaintiffs Roy and Adams legal work and seized numerous pieces of evidence" and, in so doing, violated the First and Fourteenth Amendments. See id., "Argument 6." Importantly, however, plaintiffs' complaint raises no such claim.
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Lepine, et al. v. NH Dept, of Correct CV-97-072-M 09/30/99 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
William Lepine, et al.. Plaintiffs
v. Civil No. 97-72-M
Paul Brodeur, Commissioner, New Hampshire Department of Corrections, et al.. Defendants
O R D E R
Plaintiffs, a group of inmates currently or formerly
incarcerated at the New Hampshire State Prison ("NHSP"),
seek damages and injunctive relief pursuant to 42 U.S.C. § 1983.
They allege that defendants committed numerous "violations of
Constitutional rights. State tort laws. Federal Postal
regulations. Federal Copyright laws and this Court's prior
orders." Plaintiffs' complaint at para. 1. Generally speaking,
plaintiffs challenge aspects of the New Hampshire Department of
Corrections Policy and Procedure Directive governing inmate mail
service (the "PPD") that prohibit inmates from receiving or
possessing material depicting "homosexual acts, bestiality,
bondage, sadomasochism, or sex involving children." The PPD is
unconstitutionally over-broad, plaintiffs say, to the extent it
precludes male inmates from receiving publications containing photographs of nude female models shown posing in various lesbian
love scenes. Plaintiffs also challenge the prison's handling of
coming and outgoing inmate mail, claiming that it is often lost,
misdirected, and opened unlawfully.
By order dated February 5, 1998, the court approved the
Magistrate Judge's Report and Recommendation and granted, in
part, defendants' motion to dismiss. Specifically, the court
dismissed all of plaintiffs' state law tort claims as well as
their section 1983 claims for money damages against all
defendants in their official capacities. Freeman v. Brodeur, No.
97-72-M, slip op. (D.N.H. February 5, 1998) (document no. 44).
Additionally, a number of the original plaintiffs (including
Leonard Freeman) have voluntarily withdrawn their claims. The
eight remaining plaintiffs in this action are: William Lepine,
Steven Roy, John Clancy, Francis Pierce, Jr., Marc Adams, Karl
Sagar, Darren Starr, and Charles Drenas, Jr.
Defendants have moved for summary judgment as to all of
plaintiffs' remaining claims. Plaintiffs object.
Standard of Review
Summary judgment is appropriate when the record reveals "no
genuine issue as to any material fact and . . . the moving party
2 is entitled to a judgment as a matter of law." Fed. R. Civ. P.
56(c) . When ruling upon a party's motion for summary judgment,
the court must "view the entire record in the light most
hospitable to the party opposing summary judgment, indulging all
reasonable inferences in that party's favor." Griqqs-Rvan v.
Smith, 904 F.2d 112, 115 (1st Cir. 1990).
Discussion
Before addressing the substance of defendants' motion for
summary judgment, it is probably helpful to first identify the
nature of plaintiffs' claims. Their complaint arguably sets
forth seven counts, each of which relates in some way to the
manner in which the prison handles inmate mail. A fair reading
of the complaint reveals that the following claims are raised:
1. Count One - Plaintiffs assert that defendants willfully breached a prior order of this court and are, therefore, in contempt. Complaint para. 48.
2. Count Two - Plaintiffs assert that the PPD provisions censoring certain inmate mail (e.g., the prohibition against inmates possessing or receiving any graphic depictions of homosexual conduct) violate their First Amendment rights. Complaint, para. 49.
3. Count Three - Plaintiffs attempt to assert a private right of action for alleged violations of "U.S. Postal Regulations and Federal laws pertaining to the handling of U.S. Mail." Complaint, para. 50.
3 4. Count Four - Plaintiffs assert that, by "damaging, losing, stealing and seizing plaintiffs' property without returning it," defendants violated their property rights and various New Hampshire criminal statutes. Complaint, para. 51.
5. Count Five - Plaintiffs assert that defendants violated federal copyright laws and their First Amendment freedom of expression by "seizing Plaintiffs' copyrightable creative works without returning them." Complaint, para. 52.
6. Count Six - Plaintiffs say that defendants violated various federal postal statutes and regulations, as well as plaintiffs' constitutional right of reasonable access to the courts, by "losing mail addressed to attorneys. Courts, and civil rights organizations." Complaint, para. 53.
7. Count Seven - Plaintiffs claim that defendants violated their "property rights" by "implementing a harsher publications standard after reguiring inmates to order their magazines through subscriptions." Complaint, para. 54.
I. Preliminary Matters.
A. Count One.
The court will treat Count One as a motion to hold
defendants in contempt for having knowingly violated a prior
order of this court. That motion is denied.
B. Count Two.
4 In Count Two of their complaint, plaintiffs allege that
various provisions of the challenged PPD violate their First
Amendment rights. Those claims are addressed in detail below.
C. Count Three.
Count Three asserts a claim based upon alleged violations of
federal postal laws and regulations, but no private right of
action exists. See, e.g.. Contemporary Mission, Inc. v. United
States Postal Service, 648 F.2d 97, 103 n.7 (2d Cir. 1981);
Buggulev v. Barr, 893 F.Supp. 967, 971 (D.Kan. 1995). As to that
claim, therefore, defendants are entitled to judgment as a matter
of law.
D. Count Four.
To the extent Count Four asserts a private cause of action
for alleged violations of unidentified provisions of New
Hampshire's criminal code, that state law claim was dismissed by
prior order. To the extent it asserts a section 1983 claim
for alleged deprivations of property without due process, the
court will address it below.
E. Count Five.
5 As to Count Five (alleged violations of federal copyright
laws ) , plaintiffs have not advanced any arguments (nor have they
produced any evidence) in support of that claim. Given that the
claim appears meritless on its face and has not been developed,
the court deems that claim, to the extent a cognizable cause of
action might exist, to have been waived.
F. Count Six.
As to Count Six, there is, as noted above, no private cause
of action for alleged violations of federal postal laws and
regulations and defendants are entitled to summary judgment. To
the extent that plaintiffs assert that defendants violated their
constitutional rights and deprived them of meaningful access to
the courts by opening and/or discarding privileged "legal mail,"
defendants are likewise entitled to judgment as a matter of law.1
1 Parenthetically, the court notes that plaintiffs' memorandum in opposition to summary judgment (document no. 81) suggests that certain unidentified "Defendants, in stormtrooper manner, rifled Plaintiffs Roy and Adams legal work and seized numerous pieces of evidence" and, in so doing, violated the First and Fourteenth Amendments. See id., "Argument 6." Importantly, however, plaintiffs' complaint raises no such claim. Instead, it merely asserts that defendants' policy and practice concerning the handling and delivery of prisoners' legal mail somehow violated plaintiffs' constitutional rights. Accordingly, the court need not address plaintiffs' apparent claim (raised only in their legal memorandum) that some of them were subjected to unlawful or unconstitutional cell shake-downs or confiscation of arguably privileged materials already in their possession.
6 With regard to their claim that defendants have deprived
them of meaningful access to the courts, plaintiffs have provided
little, if any, support for their conclusory assertion that
defendants unlawfully opened, destroyed, misdirected, or tampered
with their legal mail. To be sure, it is settled that prison
officials may only open an inmate's legal mail in his or her
presence. See Wolff v. McDonnell, 418 U.S. 539, 576-77 (1974).
It is, however, egually well established that prison regulations
may lawfully reguire all privileged inmate mail to be
specifically marked as, for example, originating from an
attorney. I d . ("We think it entirely appropriate that the State
reguire any such communications to be specially marked as
originating from an attorney, with his name and address being
given, if they are to receive special treatment. It would also
certainly be permissible that prison authorities reguire that a
lawyer desiring to correspond with a prisoner, first identify
himself and his client to the prison officials, to assure that
the letters marked privileged are actually from members of the
bar.") (emphasis in original). See also United States v. Stotts,
925 F.2d 83 (4th Cir. 1991) (discussing federal prison
regulations concerning prisoner mail, which distinguish between
"general mail" and "special mail," the latter of which must be
clearly labeled and, if originating from an attorney's office,
7 must bear his or her name as well as some indication that he or
she is an attorney).
In this case, the challenged prison regulations specifically
provide that all arguably privileged mail directed to an inmate
must bear the word "privileged" on the outside of the envelope
and must originate from a designated agency or individual
(including the inmate's legal counsel). See PPD 5.26 IV(F).
Plaintiffs have not, however, submitted any envelopes which
conform to the foregoing regulations and which they claim were
unlawfully opened. Nor have they submitted affidavits or
deposition testimony from anyone who claims to have mailed
privileged material to an inmate that was either not delivered or
returned to sender. To survive a motion for summary judgment,
plaintiffs must do more than merely repeat the unsupported
allegations set forth in their complaint. Here, they have failed
to do so.
More importantly, however, plaintiffs have failed to allege
(much less provide any evidence to support) any claim that
defendants' conduct actually "hindered [their] efforts to pursue
a legal claim." Lewis v. Casey, 518 U.S. 343, 351 (1996).
Stated somewhat differently, the record is devoid of any reference to an essential element of all claims asserting a
deprivation of meaningful access to the courts: actual injury.
See i d . ("He might show, for example, that a complaint he
prepared was dismissed for failure to satisfy some technical
reguirement which, because of deficiencies in the prison's legal
assistance facilities, he could not have known. Or that he had
suffered some arguably actionable harm that he wished to bring
before the courts, but was so stymied, . . . that he was unable
even to file a complaint."). In fact, the record suggests that
plaintiffs have suffered no such injury. Rather, they have
succeeded in presenting their constitutional claims to this court
and have filed a substantial number of pleadings in this matter,
not the least of which are their memoranda in opposition to
defendants' motion for summary judgment.
For the foregoing reasons, defendants are entitled to
summary judgment on Count Six of plaintiffs' complaint.
G. Count Seven.
It is difficult to discern exactly what plaintiffs are
claiming in Count Seven. To the extent they assert that the
prison's mail regulations violate their First Amendment rights,
that claim is subsumed within Count Two (which is discussed below). To the extent they say that they have been deprived of
property without due process and just compensation, that claim is
subsumed within Count Four (which is also discussed below).
Count Seven is, therefore, dismissed (and, even if the court were
to consider it on the merits, defendants would, for the reasons
set forth below, be entitled to judgment as a matter of law).
Having distilled plaintiffs' claims and reorganized their
complaint into an understandable form, it appears that the
substance of their viable claims is set forth in Counts Two and
Four. Count Two alleges that plaintiffs' First Amendment rights
have been unconstitutionally infringed by: (1) the NHSP
regulations governing the possession of sexually explicit
materials (particularly the provision proscribing possession of
graphic depictions of homosexual sexual conduct); and (2) the
NHSP regulations concerning bulk mail. Count Four alleges that,
by mishandling or misdirecting various items of prisoner mail
(including the proscribed sexually explicit materials at issue in
Count Two), defendants deprived plaintiffs of property without
due process and just compensation.
II. Count Two - The PPD Governing Prisoner M a i l .
10 Plaintiffs assert that defendants' enforcement of various
prison regulations governing the delivery of mail to prisoners
violates their First Amendment rights. Specifically, plaintiffs
claim:
The Defendants, in applying unlawful, unreasonable, oppressive, and inconsistent censorship standards have violated the Plaintiffs' First Amendment rights that guarantee the freedom to read and view whatever they choose.
Complaint, para. 49.
Before addressing the merits of plaintiffs' specific
challenges to the prison's mail regulations, it is appropriate to
focus on a few basic, well-established constitutional principles.
Perhaps the most important, at least from plaintiffs'
perspective, is that inmates do not lose their First Amendment
rights (including the right to receive mail) solely because they
are incarcerated. See, e.g., Turner v. Saflev, 482 U.S. 78, 84
(1987) ("Prison walls do not form a barrier separating prison
inmates from the protections of the Constitution."). It is,
however, clearly established that inmates' First Amendment rights
necessarily yield when they can reasonably be viewed as
conflicting with legitimate penological goals. So, while inmates
retain their right to receive mail, that right is subject to
11 reasonable prison regulation that is rationally related to the
advancement of legitimate penological goals. See Turner v.
Saflev, supra; Thornburgh v. Abbott, 490 U.S. 401 (1989) .
A. The PPD Provisions Banning Possession of Materials Depicting Homosexual Acts.
The challenged portion of the PPD provides, in pertinent
part, that prisoners may neither receive nor possess:
Obscene material, including publications containing explicit descriptions, advertisements, or pictorial representations of homosexual acts, bestiality, bondage, sadomasochism, or sex involving children.
Department of Corrections Policy and Procedure Directive 5.26
IV(C)(3)(a). Plaintiffs appear to acknowledge the legitimate and
rational justifications underlying a policy that precludes male
inmates from possessing explicit depictions of men engaged in
homosexual acts. Nevertheless, they argue that there is no
legitimate penological interest advanced by prohibiting male
inmates from possessing sexually explicit materials depicting
women engaged in homosexual acts.
In considering the constitutionality of the challenged PPD,
the court employs a deferential standard of review.
12 [W]hen a prison regulation impinges on inmates' constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests. In our view, such a standard is necessary if prison administrators . . ., and not the courts, are to make the difficult judgments concerning institutional operations.
Turner v. Saflev, 482 U.S. at 89 (citation and internal guotation
marks omitted). And, to determine whether the regulation barring
materials containing depictions of homosexual acts is
constitutionally permissible, the court must consider four
factors: (1) whether there is a valid, rational connection
between the policy and the legitimate governmental interest
advanced as justification for it; (2) whether there are
alternative means by which prisoners might exercise the right
infringed; (3) whether the impact of accommodating the asserted
constitutional right will have a substantial negative impact on
other inmates, correctional officers, and/or the allocation of
prison resources generally; and, finally, (4) whether the policy
is an "exaggerated response" to the prison's asserted concerns.
See Turner v. Saflev, 482 U.S. at 89-91. With regard to the
final factor, the Supreme Court has made clear that prison
officials are not reguired to implement the "least restrictive"
means available to advance legitimate penological goals. I d ., at
90. That is, "prison officials do not have to set up and then
shoot down every conceivable alternative method of accommodating
13 the [inmate's] constitutional complaint." Id., at 90-91.
Rather, if the inmate can point to an "alternative that fully
accommodates [his or her] rights at de minimus cost to valid
penological interests, a court may consider that as evidence that
the regulation does not satisfy the reasonable relationship
test." I d ., at 91.
Considering the challenged prison policy in light of the
four factors identified by the Supreme Court in Turner and the
arguments advanced by plaintiffs, the court concludes that the
PPD does not unconstitutionally infringe upon plaintiffs' First
Amendment rights. First, there is a valid and rational
connection between the PPD's provisions and the legitimate
governmental interests asserted to justify it. The PPD was
implemented in an effort to maintain prison security, facilitate
rehabilitation of inmates, and reduce sexual harassment of female
correctional officers. The Warden has testified that the policy
was implemented, in part, as a response to legitimate concerns
that allowing inmates to possess sexually explicit material
depicting women engaged in homosexual acts would "significantly
adversely affect [female] correctional officers' working
environment and safety." Affidavit of Warden Michael Cunningham,
at para. 14. Plainly, efforts aimed at "protecting the safety of
14 guards . . . is a legitimate interest, and . . . reducing sexual
harassment [of female guards] in particular likewise is
legitimate." Mauro v. Arpaio, ___ F.3d. , 1999 WL 618006 at
*3 (9th Cir. August 17, 1999). Additionally, the Warden
testified that:
The head of the sexual offender program was also consulted and has advised that sexually explicit material may be significant in perpetuating a number of dangerous and undesirable traits, including portraying women as sex objects, using sex for control, reinforcing sexual addictions, increasing the likelihood of sexual approaches to staff and its use as a contraband within the prison.
Cunningham affidavit, at para. 14. See also Attachment 3 to
Cunningham affidavit (survey of female correctional officers
concerning sexual attitudes of inmates, their behavior toward
female correctional officers, and the officers' views on the
effects of permitting inmates to possess materials depicting
sexual activity between women); Attachment 4 (Letter to Warden
Cunningham from Sexual Offender Program Coordinator, Clinical
Mental Health Counselor, and Chief of Mental Health, all of whom
identified numerous potential risks associated with allowing
inmates to possess sexually explicit material). See also Amatel
v. Reno, 156 F.3d 192 (D.C. Cir. 1998) (generally discussing the
body of research which concludes that exposure to pornography
may, among other things, make men more aggressive and contribute
15 to negative views towards women and sex, and holding that the
"legitimacy of the rehabilitative purpose [of penal facilities]
appears indisputable," and finding that Congress could reasonably
determine that pornography has a negative impact upon a prison's
legitimate efforts to rehabilitate inmates), cert. denied, 119
S.Ct. 2392 (1999).
Defendants need not establish with mathematical certainty
that the presence of graphic, sexually oriented materials
depicting female homosexual contact will necessarily lead to an
increase in inmate aggressiveness or hostility, foster more
substantial harassment of female correctional officers, or
undermine the prison's legitimate efforts to rehabilitate
inmates. There is certainly a sizable volume of scholarly
research available to support either side of that debate.
However, as the Court of Appeals for the District of Columbia
observed, although the scientific evidence on this issue is not
conclusive, "for judges seeking only a reasonable connection
between legislative goals and actions, scientific indeterminacy
is determinative." Amatel, 156 F.3d at 192. In light of the
foregoing, the court concludes that there is a rational
connection between the limited restrictions imposed by the
challenged PPD and legitimate penological interests. See Turner
16 v. Saflev, 482 U.S. at 89; Thornburgh v. Abbott, 490 U.S. at 414-
19.
Next, the court must determine whether the challenged PPD
provides inmates with "alternative means of exercising" the
asserted right. In doing so, however, the court must be
"particularly conscious of the measure of judicial deference owed
to corrections officials ... in gauging the validity of the
regulation." Turner v. Saflev, 482 U.S. at 90 (citation and
internal guotation marks omitted). Again, the challenged PPD
passes muster. Inmates are not prohibited from receiving or
possessing all sexually oriented materials, nor are they barred
from obtaining a variety of publications which depict female
nudity. Instead, the regulations only restrict access to those
materials depicting forms of homosexual sexual behavior
(including depictions of lesbian sexual conduct). See generally
Thornburgh v. Abbott, 490 U.S. at 418 ("As the regulations at
issue in the present case permit a broad range of publications to
be sent, received, and read, this factor [i.e., the "neutrality"
reguirement] is clearly satisfied."); Turner v. Saflev, 482 U.S.
at 92 ("[T]he correspondence regulation does not deprive
prisoners of all means of expression. Rather, it bars
communication only with a limited class of other people with whom
17 prison officials have particular cause to be concerned - inmates
at other institutions within the Missouri prison system.");
O'Lone v. Estate of Shabazz, 482 U.S. 342, 351-52 (1987)
(upholding a restriction on inmates' ability to attend the Muslim
religious ceremony Jumu'ah, concluding that inmates were
permitted to participate in other Muslim religious ceremonies).
In this case, the restrictions imposed by the challenged PPD
are far less expansive than those challenged (and upheld) in
other cases, including, for example, Mauro, supra. There, in
concluding that a prison regulation banning all "materials that
show frontal nudity" was not so broad as to present inmates with
no alternative means by which to exercise their asserted
constitutional rights, the Ninth Circuit, sitting en banc, said:
We agree with the district court that a sensible and expansive view of the constitutional right infringed by the jail's policy is the "right to receive sexually explicit communications." Viewed in this sensible and expansive manner, there are many alternative means available to the inmates. As the district court recognized, although the policy bans all sexually explicit materials depicting frontal nudity, it does not ban sexually explicit letters between inmates and others, nor does it ban sexually explicit articles or photographs of clothed females.
Mauro, ___ F.3d , 1999 WL 618006, at *5.
18 As noted above, inmates at the NHSP are not precluded from
obtaining all materials containing photographs of nude women, nor
are they prohibited from possessing a variety of sexually
oriented materials (both written and graphic). Instead, the
scope of the PPD's restrictions is more limited: inmates may not
possess only those materials containing graphic depictions of
homosexual conduct (including sexual contact between women).
Publications fairly classified as sexual in orientation, such as
Playboy, Penthouse, and Outlaw Biker, do not usually fall within
the scope of the PPD's ban. Thus, inmates have any number of
available avenues by which to exercise their asserted First
Amendment rights. See, e.g., Amatel, 156 F.3d at 202 ("we again
note that the regulation, by its terms only restricts pictures; a
prisoner may read anything he pleases.") (emphasis in original).
The third factor identified in Turner which the court must
consider in determining the validity of the challenged PPD is the
impact that accommodating plaintiffs' asserted constitutional
right would have upon prison personnel, other inmates, and the
allocation of prison resources. Defendants have adeguately
supported their claim that allowing inmates unrestricted access
to materials containing graphic depictions of sexual activity
between women would likely have a substantial negative impact on
19 prison security, exacerbate sexual harassment of female
correctional officers, contribute to the creation of a hostile
work environment, and drain already limited prison resources.
See Mauro, ___ F.3d ___ , 1999 WL 618006, at *5-6; Amatel, 156
F .3d at 196-201.
Finally, the court concludes that the PPD does not
constitute an "exaggerated response" to the legitimate
penological concerns identified by defendants. See Turner v.
Saflev, 482 U.S. at 90-91. The burden is on plaintiffs to show
that there are obvious, easy alternatives to the regulation. See
O' Lone, 482 U.S. at 350; Turner v. Saflev, 482, U.S. at 91.
Plaintiffs have failed to carry that burden. To the extent that
plaintiffs suggest the disputed sexually oriented materials might
simply be withheld from inmates identified as sexual offenders,
such a proposal is unworkable and insufficient to carry their
burden. See, e.g., Amatel, 156 F.3d at 201 ("Even if pornography
could be directed only to those not likely to be adversely
affected, it could find its way to others, interfering with their
rehabilitation and increasing threats to safety.").
For the foregoing reasons, the court concludes that the
challenged PPD, prohibiting prisoners from possessing or
20 receiving graphic depictions of lesbian sexual contact, does not
violate plaintiffs' First Amendment rights. As the Mauro court
observed:
We recognize that there may be a different, less restrictive means of achieving defendants' legitimate objectives. Under Thornburgh, however, the defendants are not reguired to adopt the least restrictive means of achieving these objectives. Rather, the defendants must simply ensure that the policy is reasonably related to legitimate penological interests. Because, under the facts of this case, the prohibition on sexually explicit materials [i.e., those depicting frontal nudity] fulfills this reasonableness test, we hold that the policy does not violate the First Amendment.
Mauro, ___ F.3d , 1999 WL 618006, at *8. See generally,
Amatel, 156 F.3d 192 (discussing the so-called "Ensign Amendment"
and its ban on the use of federal prison funds for the
distribution of commercial material that is sexually explicit or
features photographs or other graphic depictions of nudity2) ;
Giano v. Senkowski, 54 F.3d 1050 (2d Cir. 1995) (upholding prison
regulation prohibiting prisoners from possessing nude or semi-
2 The Ensign Amendment was enacted as section 614 of the Omnibus Consolidated Appropriations Act of 1997. Pub. L. No. 104-208, § 614, 110 Stat. 3009 (Sept. 30, 1996). It prohibits the Federal Bureau of Prisons from using federal funds to "distribute or make available . . . to a prisoner" any commercially published information or material that "is sexually explicit or features nudity." The regulations define "nudity" as "a pictorial depiction where genitalia or female breasts are exposed." 28 C.F.R. § 540.72(b)(2).
21 nude photographs of spouses or girlfriends); Powell v. Riveland,
991 F.Supp. 1249 (W.D.Wash. 1997) (upholding prison regulation
prohibiting prisoners from possessing sexually explicit
material); Snellinq v. Riveland, 983 F.Supp. 930 (E.D.Wash. 1997)
(rejecting inmate's claim that prison policy banning receipt of
written or graphic sexually explicit material violated his First
Amendment rights), aff'd 165 F.3d 917 (9th Cir. 1998).
B. Qualified Immunity as to Plaintiffs' First Amendment Claims Concerning Sexually Explicit Materials.
The Supreme Court has directed that when a gualified
immunity defense is asserted in a constitutional tort case,
courts should first determine whether the plaintiffs'
constitutional rights were, in fact, violated. Only if the court
concludes that a constitutional right was violated, should it
turn to the issue of gualified immunity. See County of
Sacramento v. Lewis, 523 U.S. 833, 841 n.5 (1998); Sieqert v.
Gilley, 500 U.S. 226, 232 (1991). Having concluded that
defendants (and their enforcement of the PPD at issue in this
case) did not violate plaintiffs' constitutional rights, the
court might reasonably forego any discussion of defendants'
entitlement to gualified immunity. Nevertheless, the issues
presented by plaintiffs are complex and it is conceivable that
reasonable minds might disagree as to their proper resolution.
22 Accordingly, a brief discussion of qualified immunity seems
appropriate.
The doctrine of qualified immunity provides that,
"government officials performing discretionary functions,
generally are shielded from liability for civil damages insofar
as their conduct does not violate clearly established statutory
or constitutional rights of which a reasonable person would have
known." Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). This
doctrine recognizes that "officials can act without fear of
harassing litigation only if they reasonably can anticipate when
their conduct may give rise to liability for damages." Davis v.
Scherer, 468 U.S. 183, 195 (1984). "[WJhether an official
protected by qualified immunity may be held personally liable for
an allegedly unlawful official action generally turns on the
'objective legal reasonableness' of the action, . . . assessed in
light of the legal rules that were 'clearly established' at the
time it was taken." Anderson v. Creighton, 483 U.S. 635, 639
(1987). As the Court of Appeals for the First Circuit has
cautioned, however:
[I]n assessing a claim of qualified immunity, it is not sufficient for a court to ascertain in a general sense that the alleged right existed, otherwise "plaintiffs would be able to convert the rule of qualified immunity . . . into a rule of virtually unqualified liability
23 simply by alleging violation of extremely abstract rights."
Borucki v. Ryan, 827 F.2d 836, (1st Cir. 1987) (guoting Anderson,
483 U.S. at 639). "To be 'clearly established,' the 'contours of
the right must be sufficiently clear that a reasonable official
would understand that what he is doing violates that right.'"
Quintero de Quintero v. Aponte-Rogue, 974 F.2d 226, 228 (1st Cir.
1992) (guoting Anderson, 483 U.S. at 640)).
This does not mean that a right is clearly established only if there is precedent of considerable factual similarity. It does mean, however, that the law must have defined the right in a guite specific manner, and that the announcement of the rule establishing the right must have been unambiguous and widespread, such that the unlawfulness of particular conduct will be apparent ex ante to reasonable public officials.
Brady v. Dill, ___ F.3d ___ , 1999 WL 508812 at *10 (1st Cir. July
22, 1999) (citations omitted). Finally, the court notes that,
"The determination whether or not a party is entitled to
gualified immunity is a legal decision and it is reserved for the
court." Whiting v. Kirk, 960 F.2d 248, 250 (1st Cir. 1992).
As indicated above, there is a substantial body of law
upholding prison regulations that restrict inmates' access to
sexually oriented materials (both written and graphic). Many of
those decisions uphold the validity of regulations far broader in
24 scope than those at issue here. See, e.g., Mauro, ___ F.3d ___ ,
1999 WL 618006 (rejecting inmates' constitutional challenge to
regulation banning all "materials that show frontal nudity,"
including personal photographs, drawings, and magazines); Amatel
v. Reno, 156 F.3d 192 (D.C. Cir. 1998) (rejecting prisoners'
constitutional challenge to the Ensign Amendment and the
provisions of 28 C.F.R. § 540.72, which prohibit the use of
federal funds to distribute any material which "features
nudity").
Given those decisions, even assuming a constitutional
violation, one could not reasonably conclude that defendants
knew, or even should have known, that enforcing the PPD and
denying plaintiffs access to a very limited category of graphic,
sexually oriented materials (i.e., those depicting women engaged
in sexual activity) would likely violate plaintiffs' clearly
established constitutional rights. Viewed from a slightly
different perspective, the court cannot conclude that, at any
time relevant to this proceeding, plaintiffs' alleged
constitutional right to receive graphic depictions of sexually
explicit materials (particularly those involving sexual contact
between women) was "clearly established." So, even if plaintiffs
demonstrated that defendants violated their First Amendment
25 rights by enforcing the challenged provisions of the PPD (which
they have not ) , defendants would still be entitled to gualified
immunity.
C. Count Two - The PPD Provisions Concerning Bulk Mail.
The challenged aspects of the PPD, as they relate to so-
called "bulk mail" and mail order catalogs, provide that:
Bulk mail, that advertises or solicits any item or service that inmates are not authorized to receive, will not be forwarded to the inmate but will be removed from the institution an[d] destroyed. Mail order catalogs of popular vendors will be available for use in the library. The Warden or Superintendent can make exceptions to this policy.
PPD 5.26 IV(E)(4). While the scope of their challenge to this
prison regulation is unclear, it appears that plaintiffs simply
allege that it is "facially invalid as it applies to the
rejection of catalogs sent via bulk mail." Plaintiffs' objection
(document no. 81), "Argument No. 4." They do not appear to
challenge that aspect of the PPD which prevents inmates from
receiving "bulk mail" that advertises or solicits products or
services which inmates are not permitted to receive.3
3 Read literally, the PPD does not preclude inmates from receiving mail order catalogs. Instead, it simply provides that catalogs published by popular vendors will be made available to inmates in the prison library. Nevertheless, the parties have presented their respective arguments as if the PPD specifically
26 At least two federal courts have previously considered and
held constitutional prison mail regulations that prohibit inmates
from receiving bulk mail — regulations substantially similar to
(and arguably more restrictive than) the regulation at issue in
this case. See, e.g.. Sheets v. Moore, 97 F.3d 164 (6th Cir.
1996) (rejecting inmate's constitutional challenge to a prison
regulation prohibiting inmates from receiving all "free
advertising material, fliers, and other bulk rate mail"), cert.
denied, 520 U.S. 1122 (1997); Kalasho v. Rapture, 868 F.Supp. 882
(E.D. Mich. 1994) (same). See also Alcala v. Calderon, No. 95-
3329, 1997 WL 446234 (N.D. Cal. July 24, 1997) (holding that
prison regulation prohibiting inmates from receiving "junk mail,"
which was defined as either second or third class mail, was not
unconstitutional).
In this case, there is little doubt that the PPD challenged
by plaintiffs meets the reguirements set forth in Thornburgh,
supra, and Turner, supra, particularly in light of the following
facts: (1) the NHSP processes an enormous volume of mail each
day, see Affidavit of Corporal Louis Currier (testifying that
each day, the NHSP processes approximately 1,000 letters and 600
prohibits prisoners from receiving such catalogs. Perhaps this is because prison officials have actually applied the PPD as if it were an outright ban on inmate possession of catalogs.
27 newspapers, magazines, and large envelopes); (2) each individual
piece of non-privileged mail must be logged-in, opened, and
inspected for contraband - a process reguiring substantial prison
resources; (3) large mail items such as catalogs can be used to
smuggle contraband and/or conceal weapons both into and within
the prison; (4) by restricting prisoners' ability to receive a
limited category of mail, the PPD serves to reduce the overall
guantity of flammable material within the prison cell-blocks and
limit the means by which contraband might be smuggled into and
within the prison; and (5) the policy specifically provides an
alternative means by which inmates may view the restricted
materials, by providing that "copies of popular mail order
catalogs will be kept in the library."
Extensive discussion of this issue and/or a painstaking and
detailed recounting of how the challenged PPD meets each element
of the test set forth in Turner is not necessary. The court
certainly appreciates that no bright line rule determines whether
a prison regulation that infringes upon inmates' constitutionally
protected rights is, nevertheless, constitutional; each situation
must be evaluated on its own merits. But, the facts and
circumstances presented in this case are sufficiently similar to
28 those presented in Sheets, supra, and Kalasho, supra, that the
court adopts the reasoning set forth in those opinions.
In short, to the extent the PPD precludes inmates from
receiving certain types of mail order catalogs delivered by "bulk
mail," it does not unconstitutionally abridge plaintiffs' First
Amendment rights because: (1) there is a valid, rational
connection between the policy and the legitimate governmental
interests advanced as justification for it; (2) there are
alternative means by which prisoners might exercise the right
infringed (e.g., ask that the library acguire desired mail order
catalogs; reguest companies which normally communicate with
inmates through the use of bulk mail to send such material by
first class mail; pre-pay the costs associated with having bulk
mail and catalogs delivered by first class mail,4 etc.); (3)
accommodating the asserted constitutional right would have a
4 Of course, one might argue that the means by which mail is delivered to inmates should be of little practical or constitutional significance. However, by restricting inmate access to a limited category of third class mail, the prison can substantially reduce the overall volume of incoming mail, the resources reguired to inspect it, and, in particular, the means by which contraband might be smuggled into and within the facility. Nevertheless, if it were to permit inmates to acguire mail order catalogs by first class mail, the prison might limit that category of mail to only those items which the inmates have a sincere interest in receiving, thereby eliminating materials indiscriminately mailed to a broad cross-section of the public and in which the inmates have no particular interest.
29 substantial negative impact on the allocation of prison resources
generally and would likely contribute to an overall reduction of
prison security by, for example, adding substantially to the
volume of mail which must be inspected each day, by increasing
the risk of contraband being smuggled into and within the prison,
etc. See, e.g., Kalasho, 882 F.Supp. at 888; and, finally, (4)
the policy is not an "exaggerated response" to the prison's
legitimate concerns.
For the foregoing reasons, and for the reasons set forth in
Sheets, supra, and Kalasho, supra, the challenged aspects of the
PPD pass constitutional muster. See also Jones v. North Carolina
Prisoners' Union, 433 U.S. 119, 130-31 (1977) (holding that
"First Amendment speech rights are barely implicated in this
case" because only bulk mailings were at issue, not "mail rights"
themselves and observing that, notwithstanding the provisions of
the challenged prison regulation, there were reasonable
alternative methods by which the inmates could exercise their
First Amendment rights).
D. Qualified Immunity as to Plaintiffs' Claims Concerning the Treatment of Mail Order Catalogs.
Even if plaintiffs could somehow demonstrate that the
challenged prison regulation concerning mail order catalogs
30 amounts to an unconstitutional intrusion upon their First
Amendment rights (which they have not ) , defendants would still be
entitled to the protections afforded by qualified immunity. The
existence of opinions such as Sheets and Kalasho demonstrate
that, at best, the law on this point is unsettled; one certainly
cannot conclude that inmates' constitutional right to nearly
unrestricted access to mail order catalogs is "clearly
established." As the Court of Appeals for the Six Circuit
observed in Sheets, "If federal district judges could reasonably
disagree over the constitutionality of the regulation, then it
can fairly be said that a reasonable official would not have
known that his conduct violated a clearly established right."
Sheets, 97 F.3d at 168. See also Joyce v. Town of Tewksbury,
M a s s ., 112 F.3d 19, 23 (1st Cir. 1997) (Torruella, C.J.,
concurring) ("One would think that a [constitutionally protected]
right cannot possibly be 'clearly established' from the point of
view of the [defendants] when a total of seven judges, including
the district court, the appellate panel, and finally the en banc
First Circuit court, are themselves in disagreement as to the
precise scope of that right."); Scalice v. Davies, No. 92-36909,
1994 WL 192430 (9th Cir. 1994) ("Even assuming that a policy
prohibiting catalogs might violate a prisoner's First Amendment
rights, we cannot say that such rights are so clearly established
31 that [the inmate's] action survives defendant's qualified
immunity defense.").
E. Lack of Notice to Inmates of Rejections under the PPD.
At first glance, plaintiffs' assertion that their
constitutional rights have been violated, insofar as they say the
PPD permits defendants to reject mail order catalogs without
notifying inmates of such rejections, would seem to present a
closer question. To be sure, the Supreme Court has held that
"the decision to censor or withhold delivery" of first class mail
"must be accompanied by minimum procedural safeguards."
Procunier v. Martinez, 416 U.S. 396, 417-18 (1974), overruled in
part b y , Abbott, 490 U.S. 401 (1989) . The Martinez court,
however, expressly declined to extend that holding to the case of
mass mailings. Id., at 408 n.ll. And, at least one court that
has addressed this specific issue (i.e., constitutional
challenges to prison policies that do not require notification to
inmates when bulk mail is discarded) has concluded that such
policies do not unconstitutionally abridge the inmates' First
Amendment rights. See Alcala, supra.
Critically, however, the regulation at issue in this case
provides that prison officials are required to notify inmates
32 whenever any mail is rejected, destroyed, or returned to sender.
See PPD 5.26 IV(M). Such a notification requirement is certainly
consistent with the "procedural safeguards" that must accompany
any decision to "censor or withhold delivery of a particular
letter," as discussed in Martinez.5
A plain reading of that regulation suggests that whenever
prison officials determine that mail will not be delivered to an
inmate because it is a mail order catalog, prison officials must
notify the addressee of that decision. Thus, the policy itself
does not unlawfully abridge plaintiffs' constitutional rights.
Whether there have been isolated occasions on which prison
officials failed to comply with the requirements of that policy
is, of course, a different question. And, to the extent
plaintiffs assert a due process violation stemming from the
misdirection or destruction of their personal property, they
already have an adequate state remedy and, therefore, no federal
5 Of course, it is entirely unclear whether such procedural safeguards are constitutionally mandated when a prison administrator declines, for legitimate penological reasons, to deliver bulk mail "requested by an individual inmate but targeted to a general audience." Abbott, 490 U.S. at 412. As the Abbott court recognized, "the logic of our analyses in Martinez and Turner requires that Martinez be limited to regulations concerning outgoing correspondence." I d ., at 413 (emphasis supplied). Martinez does not, therefore, apply to incoming mass mailings directed to a vast general audience, of which the inmate simply happens to be a member.
33 cause of action. See Discussion of plaintiffs' due process
claims, infra.6
IV. Count Four - Deprivation of Property Without Due Process.
In Count Four of their complaint, plaintiffs advance the
following claim:
The Defendants, in damaging, losing, stealing and seizing Plaintiffs' property without returning it have violated the Plaintiffs' property rights and State of New Hampshire laws, including larceny and illegal conversion laws.
Complaint, para. 51 (emphasis supplied). As to their asserted
private causes of action for alleged violations of New Hampshire
criminal statutes (to the extent such claims actually exist),
those state law claims were dismissed by prior order. Thus, all
that remains of Count Four is any viable federal claim.
6 To the extent plaintiffs claim that their First Amendment rights, rather than their due process rights, were violated when prison officials allegedly discarded bulk mail without notifying them of that action, defendants would be entitled to gualified immunity. The Supreme Court's express declination to extend its holding in Martinez to mass mailings, and the existence of opinions such as Alcala, make clear that, at a minimum, the law on this issue is unsettled. Conseguently, plaintiffs could not establish that defendants acted knowing that their conduct was likely to violate plaintiffs' clearly established constitutional rights.
34 Read broadly and liberally. Count Four arguably asserts a
claim for deprivation of property without due process. The
specific instances of alleged wrongful conduct on the part of
defendants giving rise to that claim are set forth in the various
submissions by plaintiffs, most notably their affidavits and
responses to interrogatories propounded by defendants. The vast
majority of those claims relate to particular magazines that were
not delivered to one or more plaintiffs because they violated the
PPD banning graphic depictions of homosexual conduct.
The specific property deprivations giving rise to the
constitutional violations alleged in Count Four are as follows:
1. Plaintiff Marc Adams claims that he did not receive several copies of Gallery magazine, a publication to which he claims to have subscribed and which contains, among other things, photographic depictions of nude women. As a result, he claims to have sustained damages egual to the value of the magazines he has been denied and/or the total cost of his annual subscription to Gallery magazine (which is apparently non- refundable). He also asserts that on at least one occasion his copy of Gallery magazine was misdirected and either never arrived at his cell or was delayed. Finally, he claims that one or more letters from his sister were not delivered to him and were either returned to her or destroyed.
2. Plaintiff John Clancy claims that he was denied copies of several publications, including Asian Beauties, Asian Babes, Gallery, and an "unknown" publication, a brochure, and a catalog. He acknowledges, however, that the disclosed publications were rejected pursuant to the PPD provisions restricting prisoner access to
35 certain categories of graphic sexual material. See Affidavit of John Clancy.
3. In response to interrogatories propounded by defendants, plaintiff Charles Drenas asserted that he had been denied "no publications, documents, or any other written or printed material" within the applicable limitations period.7
4. Plaintiff William Lepine asserts that he has been denied only one publication because of its explicit sexual content within the pertinent limitations period: the February, 1998, issue of Playboy Magazine.
5. Plaintiff Francis Peirce claims that he was denied several issues of Gallery magazine, certain letters which contained photographs from "Reaching Out" magazine, and several issues of "Spin Magazine," the denial of which he appears to have appealed to the Warden. He also claims that on several specific instances his personal mail was mishandled, wrongfully opened, damaged, or misdirected.
6. At the time he responded to the interrogatories propounded by defendants, plaintiff Steven Roy said he had no claims that the mailroom had mishandled his personal mail or that he had wrongfully been denied access to any sexually oriented publications. Subseguently, however, Roy claimed that he was denied a mail order catalog from Edward R. Hamilton. See Affidavit of Steven Roy.
7. Plaintiff Karl Sagar claims that he has been denied several issues of Gallery magazine, and says that several "paperback adult reading novels" were rejected and returned to sender at his expense.
8. Plaintiff Darren Starr claims that he was denied a brochure for Brianwood Corp., a publication that apparently advertises books featuring bondage. He also
7 The applicable limitations period in this case is three years. Accordingly, plaintiffs' may seek recourse for any alleged injuries occurring on or after February 18, 1994, or three years prior to the filing of their complaint.
36 complains that on one occasion a letter he addressed to the Warden was delivered instead to the Unit Manager (after he was informed that inmates must communicate within the prison by inmate request slip, rather than through the United States Postal Service). Finally, Starr claims that the library has not provided him access to certain mail order catalogs he wishes to review (i.e., L.L. Bean and Salmon Falls) .
See generally Plaintiffs' responses to interrogatories and the
various affidavits submitted by plaintiffs in opposition to
A. Withholding, Loss, or Destruction of Publications.
At best, plaintiffs' due process claims relate to the loss
or destruction of their personal property (e.g., magazines and
catalogs), for which there is an adequate state remedy: a claim
against the State pursuant to New Hampshire Revised Statutes
Annotated ch. 541-B. That statute provides a meaningful and
adequate avenue by which plaintiffs might seek and, if
appropriate, receive compensation for their alleged losses.
Simply stated, the claims asserting deprivations of property
without due process and just compensation raised in Count Four
are not of constitutional magnitude. See Daniels v. Williams,
474 U.S. 327, 332 (1986) ("We think that the actions of prison
37 custodians in . . . mislaying an inmate's property are quite
remote from the concerns just discussed. Far from an abuse of
power, lack of due care suggests no more than a failure to
measure up to the conduct of a reasonable person. To hold that
injury caused by such conduct is a deprivation within the meaning
of the Fourteenth Amendment would trivialize the centuries-old
principle of due process of law."); Hudson v. Palmer, 468 U.S.
517, 533 (1984) ("[A]n unauthorized intentional deprivation of
property by a state employee does not constitute a violation of
the procedural requirements of the Due Process Clause of the
Fourteenth Amendment if a meaningful postdeprivation remedy for
the loss is available."). See also Parratt v. Tavlor, 451 U.S.
527 (1981), overruled in part b y , Daniels, 474 U.S. 327 (1986) .
B. Qualified Immunity as to Count Four.
As with Count Two, even if plaintiffs could demonstrate that
their procedural due process rights had been violated, defendants
would be entitled to qualified immunity.
Plaintiffs' complaint arguably challenges not only the PPD,
but also defendants' enforcement of the PPD in certain
circumstances, such as their decision to ban certain issues of
Playboy and Gallery magazines. The court (Muirhead, M.J.) has,
38 however, reviewed those publications and found that each does, in
fact, portray "what the [prison publications] review committee
stated it portrays - lesbianism, sadomasochism, or prostitution."
Report and Recommendation, February 10, 1998 (document no. 45) at
2. Thus, because the referenced sexually-oriented materials fall
within the scope of the prison's constitutionally permissible
regulation governing inmates' access to such materials,
defendants would plainly be entitled to gualified immunity as to
each claim that the denial of a specific magazine violated
plaintiffs' constitutionally protected rights.
While plaintiffs' constitutionally protected right to
receive mail is, in the abstract, clearly established, so too is
the authority of prison officials to reasonably restrict that
right under certain circumstances. Here, as noted above, the
prison's policy restricting inmate access to publications that
contain certain types of graphic, sexually oriented materials is
constitutionally sound. But more to the point for purposes of
analyzing defendants' entitlement to gualified immunity,
defendants neither knew nor should they have known that their
decision to enforce the provisions of that policy and prohibit
plaintiffs from obtaining specific materials which plainly fall
within the scope of the PPD likely violated plaintiffs' clearly
39 established constitutional rights. For example, plaintiffs have
failed to demonstrate (nor is it likely that they could
demonstrate) that defendants knew or should have known that
denying them access to, say, the April 1997 issue of Asian
Beauties or the December 1997 issue of Gallery magazine, likely
violated plaintiffs' clearly established First Amendment rights.
Conseguently, even if plaintiffs were to have demonstrated that
their constitutional rights were actually violated when they were
denied access to, for example, a specific issue of Gallery
magazine, defendants would be still entitled to the protections
afforded by gualified immunity.
C. Plaintiffs' Remaining Claims in Count 4.
To the extent plaintiffs assert that, on certain occasions,
particular pieces of non-sexually oriented personal mail were
mishandled or misdirected, nothing in the record suggests that
such alleged incidents involved anything more than occasional
administrative mistakes, committed in the course of handling more
that 1,200 individual pieces of mail daily. See, e.g.. Affidavit
of plaintiff John Clancy ("I do not contend any specific
violation on the part of NHSP mailroom personnel. On several
occasions I have received legal mail which was opened without my
being present, but I believe this was done in error and not with
40 malice. I believe the mailroom personnel have acted in good
faith throughout."). At most, therefore, plaintiffs might
arguably have a state law claim for negligence. Such a claim
does not, however, implicate constitutional notions of due
process. See, e.g., Daniels v. Williams, 474 U.S. at 328 ("We
conclude that the Due Process Clause is simply not implicated by
a negligent act of an official causing unintended loss of or
injury to life, liberty, or property."). See also Gardner v.
Howard, 109 F.3d 427, 431 (8th Cir. 1997) ("We have never held or
suggested that an isolated, inadvertent instance of opening
incoming confidential legal mail will support a § 1983 damages
action."); Smith v. Maschner, 899 F.2d 940, 944 (10th Cir. 1990)
(holding that isolated incidents involving the inadvertent
opening of an inmate's privileged mail, "without any evidence of
improper motive or resulting interference with [his] right to
counsel or to access to the courts, does not give rise to a
constitutional violation"); Stevenson v. Koskev, 877 F.2d 1435
(9th Cir. 1989) (holding that defendant's negligent opening of
inmate's privileged mail did not amount to a violation of the
inmate's constitutionally protected rights); Baggulev v. Barr,
893 F.Supp. 967, 972-73 (D.Kan. 1995) (same); Haston v. Galetka,
799 F.Supp. 1129, 1132 (D. Utah 1992) (holding that in the
absence of any evidence suggesting a pattern of deliberate
41 improper behavior by prison officials in opening his privileged
mail, inmate failed to state a viable § 1983 claim for violations
of his First Amendment rights).
Finally, to the extent that plaintiffs claim that they have
been wrongfully denied access to particular mail order catalogs,
they are apparently free to reguest that prison officials obtain
such catalogs (provided, of course, they are not properly
excludable under the PPD) and make them available to inmates in
the prison library. Should prison officials refuse such a
reguest, inmates can pursue available post-deprivation
administrative remedies. See generally Maschner, 899 F.2d at 944
(concluding that an inmate's "complaint about undelivered
catalogues fails to raise an issue of constitutional magnitude").
See also Allen v. Deland, No. 94-4067, 1994 WL 593917 (10th Cir.
1994) (affirming district court's granting of summary judgment to
prison officials charged with violating inmate's First Amendment
rights for having prevented him from receiving mail order
catalogs).
Conclusion
It is beyond guestion that "though his rights may be
diminished by the needs and exigencies of the institutional
42 environment, a prisoner is not wholly stripped of constitutional
protections when he is imprisoned for crime." Wolff v.
McDonnell, 418 U.S. at 555. "Prison walls do not form a barrier
separating prison inmates from the protections of the
Constitution." Turner v. Saflev, 482 U.S. at 84. Thus, "when a
prison regulation or practice offends a fundamental
constitutional guarantee, federal courts will discharge their
duty to protect constitutional rights." Procunier v. Martinez,
416 U.S. at 405-06.
Nevertheless, in discharging that duty, courts must be
particularly deferential to administrative decisions made by
those charged with operating state and federal prisons.
[C]ourts are ill eguipped to deal with the increasingly urgent problems of prison administration and reform . . . the problems of prisons in America are complex and intractable, and, more to the point, they are not readily susceptible of resolution by decree. Running a prison is an inordinately difficult undertaking that reguires expertise, planning, and the commitment of resources, all of which are peculiarly within the province of the legislative and executive branches of government. Prison administration is, moreover, a task that has been committed to the responsibility of those branches, and separation of powers concerns counsel a policy of judicial restraint. Where a state penal system is involved, federal courts have . . . additional reason to accord deference to the appropriate prison authorities.
43 Tuner v. Saflev, 482 U.S. at 85 (citation and internal quotation
marks omitted). See also Bell v. Wolfish, 441 U.S. 520, 547
(1979) (holding that "prison administrators therefore should be
accorded wide-ranging deference in the adoption and execution of
policies and practices that in their judgment are needed to
preserve internal order and discipline and to maintain
institutional security."). Thus, the Supreme Court has
frequently reiterated "the familiar proposition that lawful
incarceration brings about the necessary withdrawal or limitation
of many privileges and rights, a retraction justified by the
considerations underlying our penal system." Pell v. Procunier,
417 U.S. 817, 822 (1974) (citation and internal quotation marks
omitted).
Consequently, in the context of First Amendment challenges
to prison regulations, inmates retain only those rights which are
not inconsistent with their status as prisoners or with the
legitimate penological goals of the correctional institution.
Id. See also Bell v. Wolfish, 441 U.S. at 545-48; Jones v. North
Carolina Prisoners' Union, 433 U.S. at 129-30. Applying the
appropriately deferential standard of review to the prison mail
regulations at issue in this case, the court concludes that the
NHSP Policy and Procedure Directive precluding inmates from
44 possessing graphic depictions of homosexual conduct (including
sexual contact between women) does not unconstitutionally abridge
plaintiffs' First Amendment rights. Similarly, the NHSP policy
which limits inmates' access to mail order catalogs also
withstands constitutional scrutiny. Moreover, even if plaintiffs
were to have established that their constitutional rights had
been unlawfully infringed by either (or both) of those policies,
defendants would plainly be entitled to the protections afforded
by gualified immunity.
To be sure, one might reasonably guestion the seemingly odd
distinctions that appear to underlie the challenged aspects of
the PPD. After all, the reasons given by prison authorities for
prohibiting inmate access to graphic depictions of homosexual
sexual contact would seem to apply with egual force to graphic
depictions of heterosexual sexual activity. Defendants have not
explained why graphic lesbian materials should pose a
significantly greater risk than graphic heterosexual materials.
But, the basic guestion raised by plaintiffs is whether prison
authorities can lawfully decide to draw the line where they have,
and the answer is that they can. Indeed, they probably could
have lawfully drawn the line even more restrictively, as other
penal institutions have done.
45 Finally, the record demonstrates that defendants are
entitled to judgment as a matter of law with regard to
plaintiffs' due process claims. And, again, even if plaintiffs
were to have demonstrated that their due process rights had been
violated, defendants would plainly be entitled to gualified
For the foregoing reasons, defendants' motion for summary
judgment as to all remaining counts in plaintiffs' complaint
(document no. 78) is granted. The Clerk of Court shall enter
judgment in accordance with this order and close the case.
SO ORDERED.
Steven J. McAuliffe United States District Judge
September 30, 1999
cc: William E. Lepine Steven Roy John Clancy Francis Pierce, Jr. Marc Adams Karl Sagar Darren F. Starr Charles W. Drenas, Jr. Nancy J. Smith, Esg.
Related
Cite This Page — Counsel Stack
Lepine, et al. v. NH Dept, of Correct, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lepine-et-al-v-nh-dept-of-correct-nhd-1999.