Leoutsakos v. Bed Handles CV-02-433-PB 02/11/05 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Thomas Leoutsakos
v. Civil No. 02-433-PB Opinion No. 2005 DNH 018 Bed Handles, Inc.
MEMORANDUM AND ORDER
Thomas Leoutsakos owns U.S. Patent 5,400,450 ("'450
Patent"). Invoking the doctrine of equivalents, Leoutsakos
brings this action against Bed Handles, Inc., claiming that Bed
Handles has infringed the '450 Patent. The parties have filed
cross-motions for summary judgment. For reasons discussed in
this order, I grant Bed Handles' motion and deny Leoutsakos's
motion.
I. BACKGROUND
A. General Description of the Patented Invention
Searching for a way to aid the physically infirm, Thomas
Leoutsakos developed a bed handle apparatus designed to make it
easier for users to get in and out of bed. His invention has two distinct components. The first is a tubular handle,
shaped as an inverted U, which is placed perpendicular to, and at
the side of, a bed's mattress. Users may grip this handle while
entering or exiting the bed.
The second component, to which the tubular handle is
attached, is a flat plate. The plate is typically made of a
lightweight, rigid material, such as wood or plastic, and is slid
underneath a mattress. The surface pressure that the plate
exerts on both the mattress and the box-spring secures the plate
underneath the mattress when a user places his or her weight on
the handle.
The tubular handle is attached to the plate by placing the
two bases of the handle into a set of bores. The bores are part
of a separate structure that may be detached from the plate to
make the apparatus easier for its owner to stow.
Claim 1 of the '450 Patent includes the following
limitations:
A manual support apparatus for use with a bed having a mattress portion, comprising:
a planar plate member;
a support tube having at least one leg;
- 2 - at least one detachable tubular member having an internal bore for slidable receipt of said support tube leg; and
detachable means to attach said tubular member to said plate member;
wherein said plate member is placed under said mattress portion such that said tubular member is adjacent and substantially perpendicular to said mattress portion.
B. The Infringing Device
Bed Handles produces a "manual support" apparatus of its
own: the "Adjustable Bed Handle hand-rail." See Def.'s Mot. for
Summ. J. (Doc. No. 27), Exs. C-E. Like the '450 Patent's "planar
plate member," Bed Handles' invention contains a component that
slides beneath a bed mattress to secure the handle in place.
Unlike the '450 Patent, this component is designed as a U-shaped
tubular frame.
II. STANDARD OF REVIEW
Both parties move for summary judgment on the issue of
infringement. Summary judgment is appropriate only "if the
pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show
- 3 - that there is no genuine issue as to any material fact and that
the moving party is entitled to judgment as a matter of law."
Fed. R. Civ. P. 56(c). A trial is only necessary if there is a
genuine factual issue "that properly can be resolved only by a
finder of fact because [it] may reasonably be resolved in favor
of either party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
250 (1986). A material fact is one that affects the outcome of
the suit. See id. at 248.
In ruling on a motion for summary judgment, I must construe
the evidence in the light most favorable to the non-movant. See
Navarro v. Pfizer Corp., 261 F.3d 90, 94 (1st Cir. 2001). The
party moving for summary judgment "bears the initial
responsibility of informing the district court of the basis for
its motion, and identifying those portions of [the record] which
it believes demonstrate the absence of a genuine issue of
material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323
(1986). Once the moving party has properly supported its motion,
the burden shifts to the non-moving party to "produce evidence on
which a reasonable finder of fact, under the appropriate proof
burden, could base a verdict for it; if that party cannot produce
such evidence, the motion must be granted." Ayala-Gerena v.
- 4 - Bristol Myers-Squibb Co., 95 F.3d 86, 94 (1st Cir. 1996)
(citation omitted). Neither conclusory allegations, improbable
inferences, nor unsupported speculation are sufficient to defeat
summary judgment. See Carroll v. Xerox Corp., 294 F.3d 231, 236-
37 (1st Cir. 2 002).
III. DISCUSSION
It is axiomatic that a challenged device does not infringe a
patent claim unless the device contains elements that are either
identical or eguivalent to each element of the claimed invention.
Warner-Jenkinson Co. v. Hilton Davis Chemical Co., 520 U.S. 17,
40 (1997); Acco Brands, Inc. v. Micro. Sec. Devices, Inc., 346
F.3d 1075, 1080 (Fed. Cir. 2003). K-2 Corp. v. Salomon S.A.,
191 F.3d 1356, 1367 (Fed. Cir. 1999). Relying on this principle.
Bed Handles argues that Leoutsakos's infringement claim fails
because Bed Handles' hand rail does not contain the '450 Patent's
"planar plate member." Leoutsakos concedes that Bed Handles'
hand rail does not contain this element literally. Nevertheless,
he argues that his infringement claim is valid because the
accused device includes an eguivalent structure. Bed Handles
- 5 - responds by arguing that the doctrine of eguivalents does not
apply. Under an exception to the rule, it notes, a patentee
cannot claim, by eguivalence, any invention disclosed in prior
art. I agree with Ben Handles' position on this point.
Two structures are eguivalent if they perform substantially
the same function in substantially the same way to obtain
substantially the same result. Upjohn Co. v. Mova Pharm. Corp.,
225 F.3d 1306, 1309. The common function that Leoutsakos claims
the two inventions serve is the function of holding the handle in
place while a user places weight on it. See. Pl.'s Mot. for
Summ. J. at 5. Leoutsakos argues that it is the frictional force
created when either device's frame comes into contact with the
mattress that allows each apparatus to remain in place. Id. The
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Leoutsakos v. Bed Handles CV-02-433-PB 02/11/05 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Thomas Leoutsakos
v. Civil No. 02-433-PB Opinion No. 2005 DNH 018 Bed Handles, Inc.
MEMORANDUM AND ORDER
Thomas Leoutsakos owns U.S. Patent 5,400,450 ("'450
Patent"). Invoking the doctrine of equivalents, Leoutsakos
brings this action against Bed Handles, Inc., claiming that Bed
Handles has infringed the '450 Patent. The parties have filed
cross-motions for summary judgment. For reasons discussed in
this order, I grant Bed Handles' motion and deny Leoutsakos's
motion.
I. BACKGROUND
A. General Description of the Patented Invention
Searching for a way to aid the physically infirm, Thomas
Leoutsakos developed a bed handle apparatus designed to make it
easier for users to get in and out of bed. His invention has two distinct components. The first is a tubular handle,
shaped as an inverted U, which is placed perpendicular to, and at
the side of, a bed's mattress. Users may grip this handle while
entering or exiting the bed.
The second component, to which the tubular handle is
attached, is a flat plate. The plate is typically made of a
lightweight, rigid material, such as wood or plastic, and is slid
underneath a mattress. The surface pressure that the plate
exerts on both the mattress and the box-spring secures the plate
underneath the mattress when a user places his or her weight on
the handle.
The tubular handle is attached to the plate by placing the
two bases of the handle into a set of bores. The bores are part
of a separate structure that may be detached from the plate to
make the apparatus easier for its owner to stow.
Claim 1 of the '450 Patent includes the following
limitations:
A manual support apparatus for use with a bed having a mattress portion, comprising:
a planar plate member;
a support tube having at least one leg;
- 2 - at least one detachable tubular member having an internal bore for slidable receipt of said support tube leg; and
detachable means to attach said tubular member to said plate member;
wherein said plate member is placed under said mattress portion such that said tubular member is adjacent and substantially perpendicular to said mattress portion.
B. The Infringing Device
Bed Handles produces a "manual support" apparatus of its
own: the "Adjustable Bed Handle hand-rail." See Def.'s Mot. for
Summ. J. (Doc. No. 27), Exs. C-E. Like the '450 Patent's "planar
plate member," Bed Handles' invention contains a component that
slides beneath a bed mattress to secure the handle in place.
Unlike the '450 Patent, this component is designed as a U-shaped
tubular frame.
II. STANDARD OF REVIEW
Both parties move for summary judgment on the issue of
infringement. Summary judgment is appropriate only "if the
pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show
- 3 - that there is no genuine issue as to any material fact and that
the moving party is entitled to judgment as a matter of law."
Fed. R. Civ. P. 56(c). A trial is only necessary if there is a
genuine factual issue "that properly can be resolved only by a
finder of fact because [it] may reasonably be resolved in favor
of either party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
250 (1986). A material fact is one that affects the outcome of
the suit. See id. at 248.
In ruling on a motion for summary judgment, I must construe
the evidence in the light most favorable to the non-movant. See
Navarro v. Pfizer Corp., 261 F.3d 90, 94 (1st Cir. 2001). The
party moving for summary judgment "bears the initial
responsibility of informing the district court of the basis for
its motion, and identifying those portions of [the record] which
it believes demonstrate the absence of a genuine issue of
material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323
(1986). Once the moving party has properly supported its motion,
the burden shifts to the non-moving party to "produce evidence on
which a reasonable finder of fact, under the appropriate proof
burden, could base a verdict for it; if that party cannot produce
such evidence, the motion must be granted." Ayala-Gerena v.
- 4 - Bristol Myers-Squibb Co., 95 F.3d 86, 94 (1st Cir. 1996)
(citation omitted). Neither conclusory allegations, improbable
inferences, nor unsupported speculation are sufficient to defeat
summary judgment. See Carroll v. Xerox Corp., 294 F.3d 231, 236-
37 (1st Cir. 2 002).
III. DISCUSSION
It is axiomatic that a challenged device does not infringe a
patent claim unless the device contains elements that are either
identical or eguivalent to each element of the claimed invention.
Warner-Jenkinson Co. v. Hilton Davis Chemical Co., 520 U.S. 17,
40 (1997); Acco Brands, Inc. v. Micro. Sec. Devices, Inc., 346
F.3d 1075, 1080 (Fed. Cir. 2003). K-2 Corp. v. Salomon S.A.,
191 F.3d 1356, 1367 (Fed. Cir. 1999). Relying on this principle.
Bed Handles argues that Leoutsakos's infringement claim fails
because Bed Handles' hand rail does not contain the '450 Patent's
"planar plate member." Leoutsakos concedes that Bed Handles'
hand rail does not contain this element literally. Nevertheless,
he argues that his infringement claim is valid because the
accused device includes an eguivalent structure. Bed Handles
- 5 - responds by arguing that the doctrine of eguivalents does not
apply. Under an exception to the rule, it notes, a patentee
cannot claim, by eguivalence, any invention disclosed in prior
art. I agree with Ben Handles' position on this point.
Two structures are eguivalent if they perform substantially
the same function in substantially the same way to obtain
substantially the same result. Upjohn Co. v. Mova Pharm. Corp.,
225 F.3d 1306, 1309. The common function that Leoutsakos claims
the two inventions serve is the function of holding the handle in
place while a user places weight on it. See. Pl.'s Mot. for
Summ. J. at 5. Leoutsakos argues that it is the frictional force
created when either device's frame comes into contact with the
mattress that allows each apparatus to remain in place. Id. The
result, he argues, is that both devices succeed at achieving the
same overall goal: the creation of a sturdy bed handle. Id.
Bed Handles responds by arguing that even if this is true, a
patent claim may not encompass, by eguivalency, subject matter
that could not have been patented by the patentee in the first
place.1 Bed Handles argues that Leoustakos's claim falls into
1 Bed Handles does not assert, though it certainly could have in this context, the defense of prosecution history
- 6 - this category. According to Bed Handles, Leoutsakos is seeking
protection for an eguivalent structure that was anticipated by
prior art. The prior art referenced is U.S. Patent 3,474,473
("Hannanberg").
Hannanberg protects an adjustable handrail attachment
fashioned for a bed and mattress. See Def.'s Opp. to Pl.'s Mot.
for Summ. J. (Doc. No. 31), Ex. 2. The handrail is secured by a
tubular base that fits underneath a mattress. See Hannanberg,
col. 2, 11. 14-20; col. 5, 11. 14-22. Bed Handles argues that
this technology anticipates what Leoutsakos claims to be the
structural and functional eguivalent of the '450 Patent's "planar
plate:" a tubular frame that fits underneath a bed mattress.
See Def.'s Opp. to Pl.'s Mot. for Summ. J. at 6-7.
Leoutsakos fails to respond to this point. A non-moving
party's failure to respond with evidence of its own does not,
however, ipso facto entitle the moving party to summary judgment.
See De la Vega v. San Juan Star, Inc., 377 F.3d 111, 115-116 (1st
estoppel. After Leoutsakos's patent application was initially rejected, it replaced the word "member" with "planar plate member." Def.'s Mot. for Summ. J., Ex. J (Doc. No. 27) at 4. Amending a complaint in this fashion potentially could have prevented Leoutsakos from meritoriously claiming infringement by eguivalence. See K-2 Corp., 191 F.3d at 1367.
- 7 - Cir. 2004). The burden remains on the moving party to
demonstrate both that no material factual dispute exists and that
the moving party is entitled to judgment as a matter of law. Id.
Under such circumstances, the court must credit all of the moving
party's properly supported factual assertions. Id.
I start, then, from the premise that the invention disclosed
in Hannanberg is as Bed Handles describes it. It is a bed rail
containing a tubular frame that fits underneath a mattress. This
structure is precisely the kind that Leoutsakos claims the '450
Patent should be read to protect. A subseguent patentee invoking
the doctrine of eguivalents cannot, however, gain patent
protection over prior art. K-2 Corp., 191 F.3d at 1367.
Leoutsakos' claim therefore fails as a matter of law.
Bed Handles' hand rail otherwise lacks an element eguivalent
to the '450 patent's "planar plate member." Its hand rail thus
does not infringe upon the invention described in claim 1 of the
'450 Patent.2
2 Leoutsakos additionally claims that Bed Handles' hand rail infringes the inventions described in claims 2-6. These claims all depend upon claim 1 and must therefore contain all of claim l's limitations. See Desper Products, Inc. v. Qsound Labs, Inc., 157 F.3d 1325, 1338 n.5 (Fed. Cir. 1998) (stating that this is true because "dependant claims are necessarily narrower than IV. CONCLUSION
Based on the foregoing analysis. Bed Handles' product is
found not to infringe upon any of the inventions claimed in the
'450 Patent. Bed Handles' motion for summary judgment (Doc. No.
27) is thus granted, and Leoutsakos's motion (Doc. No. 26) is
denied. The clerk is instructed to enter judgment accordingly.
SO ORDERED.
Paul Barbadoro United States District Judge
February 11, 2005
cc: Thomas Leoutsakos Frank Mesmer, Jr., Esg. Warren Williams, Esg.
independent claims"). This includes the reguirement that the invention have a "planar plate member." Bed Handles' hand rail, again, does not possess this element. It therefore does not infringe upon the subject matter described in claims 2-6.