Leone v. United States

715 F. Supp. 1182, 1989 U.S. Dist. LEXIS 7273, 1989 WL 71109
CourtDistrict Court, E.D. New York
DecidedJune 27, 1989
DocketNo. CV 87-1568
StatusPublished
Cited by3 cases

This text of 715 F. Supp. 1182 (Leone v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leone v. United States, 715 F. Supp. 1182, 1989 U.S. Dist. LEXIS 7273, 1989 WL 71109 (E.D.N.Y. 1989).

Opinion

MEMORANDUM AND ORDER

DEARIE, District Judge.

This is a Federal Tort Claims Act (“FTCA”) suit brought by the estates of two individuals killed when the pilot of an airplane in which they were passengers suffered a heart attack and the plane crashed. Plaintiffs claim that the physicians who performed medical examinations of the pilot as a step in the pilot’s licensing by the Federal Aviation Administration (“FAA”) were “employees of the government” who conducted the examinations negligently.

The government has moved for summary judgment dismissing the complaint on the ground that for the purposes of the FTCA, the physicians are independent contractors for whose alleged negligence the United States is not liable.

Plaintiffs have cross-moved for partial summary judgment striking the part of the government’s fifth affirmative defense which sets forth the theory advanced in the government’s present motion.

For the reasons set forth below, the government’s motion is denied and plaintiffs’ cross-motion is granted.

FACTS1

In pursuit of its statutory mandate to promote aircraft safety, see 49 U.S.C.App. § 1348(a), the FAA requires that persons seeking to be licensed as pilots first obtain the appropriate medical certification. 14 C.F.R. § 61.3(c). The FAA has promulgated detailed medical standards which applicants seeking certification must meet. 14 C.F.R. §§ 67.13, 67.15, 67.17 (hereinafter the “applicable medical standards”). The determination that an applicant has (or has not) met the FAA’s medical requirements is [1184]*1184based on an examination conducted solely for that purpose and an evaluation of the applicant’s medical history and condition. Id. at § 67.11.

The FAA has delegated the task of medical examination and evaluation of pilot applicants to physicians designated as Aviation Medical Examiners (“AMEs”). Specifically, the FAA has delegated to AMEs (and to the Federal Air Surgeon) the authority

to issue or deny medical certificates to the extent necessary to (1) examine applicants for and holders of medical certificates for compliance with applicable medical standards; and (2) issue, renew, or deny medical certificates to applicants and holders based upon compliance or non-compliance with applicable medical standards.

Id. at § 67.25.

The vast majority of persons designated as AMEs are physicians in private practice, on hospital staffs, or otherwise not “employed” by the FAA. A few of the physicians the FAA designates as AMEs, however, are persons already employed by the FAA.

In 1981, the FAA issued a revised Guide for Aviation Medical Examiners (the “Guide”) “to assist” AMEs in the performance of their duties. The Guide informs AMEs that the applicable medical standards (14 C.F.R. Part 65) are “established by law” and therefore binding on AMEs. The revised Guide also states, on its first page, that “the [AME] is a designated representative o/the FAA Administrator with important duties and responsibilities” (emphasis added).

In 1978 the FAA issued an order (the “FAA Order”), revised in 1981, which states, inter alia, that “[i]t is the policy of the [FAA] to continuously evaluate the performance of each AME.” FAA Order, section 13(b)(1). AME evaluations assess (i) the “adequacy of information” the AMEs provide on forms following examinations; (ii) the “error rate” in certification; (iii) “reports from the aviation community concerning the AMEs’ professional performance and personal conduct as it may reflect on the [FAA];” (iv) attendance at seminars; and (v) performance reports, including a quarterly and annual performance summary and a training summary. Id. In addition, the FAA Order requires the AMEs to comply with the Guide, to attend training seminars, to obtain and use particular equipment, and to perform personally each pilot examination.

The FAA regulations also provide that when conducting the examinations, AMEs act “[u]nder the general supervision of the Federal Air Surgeon or the appropriate senior regional flight surgeon.” 14 C.F.R. § 183.21(b) (emphasis added).

In addition to the FAA regulations, FAA Order, and the 1981 Guide, the FAA describes the duties and functions of AMEs in yet another publication, FAA Form 8510-2, the Aviation Medical Examiner Designation Application (the “Application”). In the Application, the FAA states that it utilizes AMEs “to carry out responsibilities for enforcement of physical standards prescribed in the [FAA regulations]” and that “the AME acts officially as a representative of the FAA....” (emphasis added) The Application requires AME applicants to agree, as conditions of acceptance, to become thoroughly familiar with the Guide, to abide by the regulations, and to attend FAA seminars on aviation medicine. Finally, the Application informs AME applicants that all designations are made for one year, and that renewal is contingent upon, inter alia, the “accuracy and number of examinations performed.”

AMEs receive no remuneration from the FAA but instead are paid a fee by each pilot applicant. The FAA has the authority, however, to set the maximum fee an AME may charge.

DISCUSSION

A. Relevant Provisions of the FTCA.

The FTCA, 28 U.S.C. § 1346(b), authorizes suits against the United States for damages:

for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employ-[1185]*1185merit, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.

Id. (emphasis added).

As is well known, there exist several exceptions to the FTCA’s broad waiver of the sovereign’s immunity.2 The present motions involve the so-called “independent contractor” exception to the FTCA, embodied in the legislative definitions. Section 2671 of Title 28, U.S.C. provides:

“Employee of the government” includes officers or employees of any federal agency, ... and persons acting on behalf of a federal agency in an official capacity, temporarily or permanently in the service of the United States, whether with or without compensation (emphasis added).

Section 2671 further provides that the term “federal agency”

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Related

Grace v. United States
754 F. Supp. 2d 585 (W.D. New York, 2010)
Leone v. United States
910 F.2d 46 (Second Circuit, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
715 F. Supp. 1182, 1989 U.S. Dist. LEXIS 7273, 1989 WL 71109, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leone-v-united-states-nyed-1989.