Leonard Whaylon Smith v. United States

378 F.2d 296, 1967 U.S. App. LEXIS 6171
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 31, 1967
Docket23396
StatusPublished
Cited by3 cases

This text of 378 F.2d 296 (Leonard Whaylon Smith v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Leonard Whaylon Smith v. United States, 378 F.2d 296, 1967 U.S. App. LEXIS 6171 (5th Cir. 1967).

Opinion

HUTCHESON, Circuit Judge.

Upon a plea of guilty, appellant Smith was convicted on three counts of forgery in violation of 18 U.S.C. Sec. 495 and sentenced to imprisonment on consecutive sentences for a total period of nine years. On appeal he contends that the totality of circumstances having occurred with regard to the arraignment and sentencing proceedings demonstrate (1) that his guilty plea was not entered voluntarily with an understanding of the nature of the charge, and (2) that the district court erred in failing to grant a motion made prior to sentencing to withdraw the plea. We disagree with both contentions and affirm.

It is necessary to an understanding of the alleged errors that the facts relating to the acceptance of the plea and the imposition of sentence thereon be set ou1 in detail. Appellant was indicted on Mas 14, 1965, in the Western District of Texas for forgery. Thereafter he was arrested in Los Angeles, California, and removed to San Antonio, Texas, which is located in the Western District of Texas. He was advised by his retained counsel to plead not guilty, but this counsel withdrew from the case prior to arraignment. The court appointed another attorney, Guy Bonham, to represent appellant.

The arraignment was conducted by Judge Spears four days after the indictment was returned. He first ascertained that appellant was mentally competent to proceed with the arraignment. Next appellant was advised concerning the nature of the charge, the maximum sentence, and maximum fine he could receive on each count. On Bonham’s advice, he pleaded guilty. The judge delved further into appellant’s understanding of the proceedings, asking whether appellant understood the terms used in the indictment and the charges against him; whether the plea was entered because he was guilty and for no other reason. Appellant answered these questions affirmatively. He was asked if he had been promised any reward in return for the guilty plea or pressured to plead guilty against his will; whethel anyone had suggested the judge’s probable attitude to a guilty plea or that cer *298 tain things would be done for appellant if he pleaded guilty. All these questions were answered negatively. After appellant acknowledged that he entered the plea of his own free will, the guilty plea was accepted and appellant was convicted on the three counts to which the guilty plea was entered. It was only after the plea was accepted that appellant’s counsel remarked that there were a number of similar cases pending against appellant in other jurisdictions which appellant wished to dispose of in a single proceeding pursuant to F.R. Crim.P. 20. 1 It was agreed that for appellant’s convenience, sentencing would be deferred until such time that it was ascertained whether United States attorneys in the other jurisdictions would consent to such disposition of the pending indictments in the Western District of Texas. The colloquy regarding postponement of sentencing, the meaning of which later was disputed, is set out in the margin. 2

Appellant was brought into court for the second time about one month later even though the Rule 20 procedures were still incomplete. Judge Noel of the Southern District of Texas, presiding in the absence of Judge Spears, apparently was unaware of the temporary postponement of sentencing. He proceeded to sentence appellant, after which appellant’s counsel left the courtroom. Then appellant brought the arrangements concerning sentencing to Judge Noel’s attention. He decided to let the sentence stand but noted that Judge Spears on his return could set it aside.

When appellant appeared in court for the third time on August 20, 1965, Judge Spears immediately made it clear that appellant had not been promised at the arraignment that all sentences would be imposed in one Rule 20 proceeding since the use of Rule 20 must be approved by the United States attorneys handling the cases pending in other districts. Acknowledging, however, that the sentence imposed by Judge Noel was the result of a misunderstanding, Judge Spears set it aside. Before the court could take further action, appellant abruptly interjected that he was not capable, mentally or physically, of continuing. He requested a mental examination. It was made known that the examination, which was ordered would cause delay. This court appearance was terminated. Later appellant was examined and found mentally competent.

Appellant’s fourth court appearance occurred two months later on November 30, 1965, after he had complained of the services rendered by his appointed coun *299 sel who also had moved to withdraw. However, before Bonham was allowed to withdraw, appellant requested that the guilty plea, which was entered on Bonham’s advice, be withdrawn. Appellant never received an answer to this motion, notwithstanding he again asked to withdraw the plea. While the judge was about to relieve Bonham, appellant lodged another complaint, this one being that his mail was being intercepted. The judge instructed appellant to give his letters to a marshal who would bring them to the judge to see that they were mailed. Bonham was permitted to withdraw from the case. Appellant requested and received 30 days within which to retain his own counsel.

Eight months after arraignment, appellant appeared in court on January 26, 1966, for the fifth and final time. He had been unable to retain counsel, so the court had appointed another attorney, Mr. Putnam, to represent him. However, Putnam’s services were rejected by appellant who said he felt that sentencing was all that needed to be done, and he therefore did not need a lawyer. The judge nevertheless asked Putnam to stay in the courtroom in order to be available for consultation. Appellant apparently changed his view that he only needed to be sentenced, for he then declared that since it appeared that Rule 20 was unavailable to him in the Western District of Texas, he wanted a change of venue to the district where he was arrested. Somewhat disturbed, the judge again attempted to discover whether appellant still had the mental capacity to enter a guilty plea and whether he still wished to plead guilty. Appellant denied that the plea was induced by promises or threats. The ensuing colloquy between appellant and the judge is significant:

“THE COURT: And you have told me today that you are guilty of the offenses for which you have been brought to trial here in San Antonio; is that right?
MR. SMITH: Well, your Honor, will I be sentenced today?
THE COURT: Yes, sir.
MR. SMITH: Yes, sir.
THE COURT: That is not being made as a promise to get you to plead guilty, Mr. Smith. I am answering a question; you are going to be sentenced today because today is the day that is set for your sentence. You understand that?
MR. SMITH: Yes, sir.
THE COURT: Understand that is not being said to you in an effort to induce you to plead guilty or to say that you are guilty. Do you understand that?
MR. SMITH: I understand.
THE COURT: All right.

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Bluebook (online)
378 F.2d 296, 1967 U.S. App. LEXIS 6171, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leonard-whaylon-smith-v-united-states-ca5-1967.