Lehtonen v. Clarke

784 S.W.2d 945, 1990 Tex. App. LEXIS 121, 1990 WL 3115
CourtCourt of Appeals of Texas
DecidedJanuary 18, 1990
DocketA14-88-916-CV, C14-88-1026-CV
StatusPublished
Cited by16 cases

This text of 784 S.W.2d 945 (Lehtonen v. Clarke) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lehtonen v. Clarke, 784 S.W.2d 945, 1990 Tex. App. LEXIS 121, 1990 WL 3115 (Tex. Ct. App. 1990).

Opinion

OPINION

J. CURTISS BROWN, Chief Justice.

Tex.R.Civ.P. 215 (Vernon 1988) authorizes a trial court to levy sanctions on a party who obstructs the discovery process. Among available penalties are orders striking pleadings, dismissal of claims, and such other orders “as are just.” The difficulty in this case derives from the relationship between appellate jurisdiction and certain procedural steps taken at the trial level. May a trial court insulate itself from review by imposing sanctions that obstruct the taking of those steps? In our view the answer is no.

It is easier to explain the events below than it is to know what to do about them, for, in the words of Justice Scalia, “The facts of this case are, we must hope, extraordinary.” Michael H. v. Gerald D., — U.S. —, 109 S.Ct. 2333, 2337, 105 L.Ed.2d 91 (1989). Indeed, they are doubly extraordinary. To say “this case” suggests that we face only a single appeal, when we actually face two: one by ordinary appeal and one by writ of error. Unhappily, they rest on separate procedural foundations and raise different points of error (virtually all of which are well taken), putting us to the task of choosing which cause to reverse and which to dismiss as moot. For reasons explained below, we reverse in the ordinary appeal and dismiss the petition for writ of error.

I.

The dispute below apparently involved an alleged business venture between the two litigants, the subject of which was an apartment complex. We say apparently, because the record is not entirely clear—an understandable circumstance given that this appeal is from a default judgment. The sanctions complained of grew out of the post-judgment discovery process. A short chronology shows the following:

Default judgment signed July 1, 1988
Interrogatories in aid of judgment sent Aug. 5
Interrogatories in aid of judgment received Aug. 9
Bill of Review Aug. 12
Motion for new trial Aug. 26
Motion for sanctions (based on failure to answer interrogatories) Sept. 14
Answers to interrogatories Sept. 23
Sanctions imposed Sept. 27

One of the critical issues is determining when appellant learned of the default judgment. If, as appellant testified, he first discovered the default judgment upon receipt of the post-judgment interrogatories, then his motion for new trial was timely. See Tex.R.Civ.P. 306a(4). But if not, his motion for new trial came too late and he failed to perfect a timely appeal, in which event we lack jurisdiction over this cause.

Appellant testified that he never received any notice of the judgment until the interrogatories arrived. Two other members of his business office also denied getting a notice of judgment card. In opposition, appellee’s counsel stated he received a notice through the mail. There was also testimony from the district clerk’s office. The deputy district clerk said she put an unstamped card in the out box, but did not know whether it actually got posted. The trial court nevertheless found appellant had received notice. Such a finding is against the great weight and preponderance of the evidence. That appellee’s attorney received a card has no bearing on the question whether appellant got notice. We sustain the fifth point of error. Although this holding ought to suffice in establishing our jurisdiction, it does not do so, because the motion for new trial (even if timely) failed to survive the sanctions process.

As punishment for failure to furnish interrogatory answers, the court ordered appellant’s motion for new trial dismissed with prejudice, dismissed not just from con *947 sideration—in other words, denied—but also from existence. Appellee’s motion for sanctions had requested the court to strike all posttrial papers filed by the other side, and the court did just that. That ruling is the one causing us concern, because the existence of a motion for new trial bears directly upon the appellate timetables. See Tex.R.App.P. 40(a)(1). We turn now to the issue of permissible sanctions under the rules. 1

II.

Rule 215 is a comprehensive collection of discovery sanctions. It specifies various weapons at the court’s disposal for dealing with discovery abuse. Among those weapons are the power to disallow discovery, tax costs, find facts, deny defenses, exclude evidence, and strike pleadings. That last option bears examination. Rule 215(2)(b)(5) authorizes

An order striking out pleadings or parts thereof, or staying further proceedings until the order is obeyed, or dismissing with or without prejudice the action or proceedings or any part thereof, or rendering a judgment by default against the disobedient party[.]

This particular paragraph is but one of eight, and the lead segment of rule 215(2)(b) makes clear that the list is not exhaustive, for it expressly empowers the court to “make such orders in regard to the failure as are just.” If the lower court’s ruling is to be saved, authority for it must be traceable to at least one of the foregoing passages.

In our view that authority does not exist. Plainly, the rule nowhere gives express power to strike a motion for new trial. It might be argued that the power to strike pleadings includes the power to strike a motion for new trial, thus equating a motion with a pleading. One flaw in this reasoning is that the rules of civil procedure treat motions and pleadings differently. See, e.g., Tex.R.Civ.P. 21 (setting forth the requisites of motions); Tex.R.Civ.P. 45 (setting forth the requisites of pleadings); see also Canadian Overseas Ores, Ltd. v. Compania de Acero del Pacifico, 727 F.2d 274, 277 (2d Cir.1984) (distinguishing pleadings from motions on the basis of Fed.R. Civ.P. 7(a, b), 12(a, b)). Indeed, rule 215 itself recognizes the distinction. In its final part the rule provides that “Motions or responses made under this rule may have exhibits attached including affidavits, discovery pleadings, or any other documents.” Id. (6). But even apart from the motion-pleading dichotomy, which is not always rigorously observed, it is the structure of rule 215(2)(b) that militates in favor of our conclusion.

The eight paragraphs under rule 215(2)(b) betray a deliberate design in their order of appearance. They address the various segments of a lawsuit in an orderly progression from the pretrial to the posttrial stages. Thus the court can disallow further discovery, 2 or tax discovery costs against the offending side. 3 The court can enter summary orders, finding facts in a certain way. 4 Next the rule addresses the trial itself.

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Bluebook (online)
784 S.W.2d 945, 1990 Tex. App. LEXIS 121, 1990 WL 3115, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lehtonen-v-clarke-texapp-1990.