Lee v. Stonebridge Life Insurance

289 F.R.D. 292, 2013 WL 542854, 2013 U.S. Dist. LEXIS 19774
CourtDistrict Court, N.D. California
DecidedFebruary 12, 2013
DocketNo. C 11-0043 RS
StatusPublished
Cited by3 cases

This text of 289 F.R.D. 292 (Lee v. Stonebridge Life Insurance) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lee v. Stonebridge Life Insurance, 289 F.R.D. 292, 2013 WL 542854, 2013 U.S. Dist. LEXIS 19774 (N.D. Cal. 2013).

Opinion

ORDER RE MOTION TO CERTIFY CLASS

RICHARD SEEBORG, District Judge.

I. INTRODUCTION

In this putative class action, plaintiff alleges that defendants violated the Telephone Consumer Protection Act, 47 U.S.C. § 227 et seq. (“TCPA”), by sending unsolicited text messages to consumers’ cell phones. Plaintiff seeks certification of a class of “[a]ll [293]*293individuals that received a text message from telephone number “650-283-0793” from November 28, 2010 through December 2, 2010.” Defendant Stonebridge Life Insurance Company opposes class certification on several grounds, but its primary argument is that plaintiff simply cannot show that that Stone-bridge faces any liability here. Defendant Trifecta Marketing Group LLC joins in Stonebridge’s opposition without offering any arguments of its own, despite the fact that it is situated differently from Stonebridge, and has no tenable basis to disclaim responsibility for the sending of the text messages.

While Stonebridge has pointed to substantive hurdles plaintiff may face in establishing liability, the questions it raises likely can all be answered on a class-wide basis. As plaintiff has otherwise adequately shown the prerequisites to class certification to be satisfied, the motion will be granted.

II. BACKGROUND

On November 30, 2010, named plaintiff Jessica Lee allegedly received a text message on her cellular telephone from phone number 650-283-0793. The text of the message read:

Thanks 4 visiting our website please call 877-711-5429 to claim your $100 walmart gift card voucher! reply stop 2 unsub1

The complaint herein alleges a single claim for relief under the TCPA, which, among other things, prohibits the sending of text messages, without prior consent, through use of any “automatic telephone dialing machine” (“ATDS”), as defined in the statute. As noted, Lee seeks to certify a class of those who received any text message from the 650-283-0793 phone number during a five day period in late 2010. Lee contends that there was no “Wal-Mart gift card,” to be claimed— the offer was just the bait that “prolific text message spamming operation [Trifecta] used to mask the true purpose of these messages: to generate leads for otherwise legitimate companies like [Stonebridge].”

Lee asserts the common questions suitable for class resolution are: (1) whether Defendants are liable under the TCPA for transmission of this text message spam, (2) whether Defendants transmitted these text messages using an ATDS, (3) whether Defendants can prove that they had “prior express consent” to send text messages to Plaintiff and the proposed Class, and (4) whether Plaintiff and the Class members suffered the same injury.

Although there are questions as to how much Stonebridge knew or should have known regarding Trifecta’s methods of operation, there is no dispute that there was a marketing agreement between the two companies, under which Trifecta generated lists of potential customer phone numbers for Stonebridge. Trifecta contracted out to third parties the task of actually generating the text messages in issue, and those entities are not named as defendants herein. Consumers who called the number in the text message were connected to a call center operated by Trifecta in Florida. They were then “pitched” Stonebridge products and services or products and services from other entities with whom Trifecta had marketing agreements. If a caller expressed a willingness to learn more about Stonebridge’s offerings, his or her number was passed on to Stonebridge for follow up marketing efforts.

III. LEGAL STANDARD

Plaintiff bears the burden of making a prima facie showing class certification is appropriate. See In re Northern Dist. of Cal. Dalkon Shield IUD Prod. Liab. Litig., 693 F.2d 847, 854 (9th Cir.1982); Blackie v. Barrack, 524 F.2d 891, 901 (9th Cir.1975). Certification is only appropriate if a rigorous analysis indicates the prerequisites of Rule 23(a) have been satisfied. See Hanon v. Dataproducts Corp., 976 F.2d 497, 509 (9th Cir.1992). That Rule provides a class action may proceed only where: (1) the class members are so numerous that joinder is impracticable; (2) common questions of law or fact exist; (3) the claims or defenses of the representative parties are typical of the class; and [294]*294(4) the representative parties will fairly and adequately protect the interests of the class. Additionally, plaintiffs must satisfy Rule 23(b)(1), (2), or (3). Here, Lee contends the proposed class satisfies Rule 23(b)(3), which authorizes certification where “questions of law or fact common to class members predominate” and “a class action is superior to other available methods for fairly and efficiently adjudicating the controversy.”

“ ‘ “Although there is no explicit requirement concerning the class definition in FRCP 23, courts have held that the class must be adequately defined and clearly ascertainable before a class action may proceed.” ’ ” Chavez v. Blue Sky Natural Beverage Co., 268 F.R.D. 365, 376 (N.D.Cal.2010) (quoting Schwartz v. Upper Deck Co., 183 F.R.D. 672, 679-80 (S.D.Cal.1999)). “An identifiable class exists if its members can be ascertained by reference to objective criteria, but not if membership is contingent on a prospective member’s state of mind.” Schwartz, 183 F.R.D. at 679-80. In other words, it must be administratively feasible to determine whether a particular person is a class member. See id. (citing Davoll v. Webb, 160 F.R.D. 142, 144 (D.Colo.1995)).

One recent Ninth Circuit decision held that “a district court must consider the merits if they overlap with the Rule 23(a) requirements,” although that opinion does not proceed to set forth the practical extent to which district courts must make such an inquiry. Ellis v. Costco Wholesale Corp., 657 F.3d 970, 981 (9th Cir.2011) (citing Wal-Mart Stores, Inc. v. Dukes, —— U.S. -, 131 S.Ct. 2541, 2553, 180 L.Ed.2d 374 (2011)); see also Dukes, 131 S.Ct. at 2551-52 (satisfaction of Rule 23 “frequently” entails “some overlap with the merits”), but cf. Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 177, 94 S.Ct. 2140, 40 L.Ed.2d 732 (1974) (“We find nothing in either the language or history of Rule 23 that gives a court any authority to conduct a preliminary inquiry into the merits of a suit in order to determine whether it may be maintained as a class action.”). That said, it remains relatively clear an ultimate adjudication on the merits of plaintiffs’ claims is inappropriate, and any inquiry into the merits must be strictly limited to evaluating plaintiffs’ allegations to determine whether they satisfy Rule 23. See Ellis, 657 F.3d at 983 n. 8.

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Cite This Page — Counsel Stack

Bluebook (online)
289 F.R.D. 292, 2013 WL 542854, 2013 U.S. Dist. LEXIS 19774, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lee-v-stonebridge-life-insurance-cand-2013.