Lee v. State

899 So. 2d 348, 2005 WL 596986
District Court of Appeal of Florida·Decided March 16, 2005·No. 2D03-4584·Published·Cited by 6 cases

Opinion

899 So.2d 348 (2005)

Carlos LEE, Appellant,
v.
STATE of Florida, Appellee.

No. 2D03-4584.

District Court of Appeal of Florida, Second District.

March 16, 2005.
Rehearing Denied May 2, 2005.

*349 Diane Buerger of The Buerger Law Firm, P.A., Bartow, for Appellant.

Charles J. Crist, Jr., Attorney General, Tallahassee, and Michele Taylor, Assistant Attorney General, Tampa, for Appellee.

CASANUEVA, Judge.

Carlos Lee, convicted of three counts of capital sexual battery on a child under the age of twelve, appeals from orders denying his motion for postconviction relief, both summarily and after an evidentiary hearing. Because Mr. Lee's trial counsel failed to thoroughly investigate the significant medical evidence presented at trial and its relationship to the victim's prior allegations of abuse, we hold that his conduct fell below the standard of reasonable effectiveness. Because this was the classic familial sexual abuse situation, with no eyewitnesses, no direct physical evidence of abuse, nor even similar fact evidence, the defendant was prejudiced by his counsel's failure to understand or to act upon the treating physician's crucial testimony. This court's confidence in the outcome of the proceedings has been undermined. Accordingly, we reverse the order denying postconviction relief and remand for a new trial.

The Capital Sexual Battery Trial

Mr. Lee was charged with sexual battery on his stepdaughter, K.W., who was approximately ten years old when the crimes allegedly occurred and almost twelve when she testified at the June 1998 trial. K.W. did not provide clear details of the circumstances surrounding the sexual abuse. K.W. testified that on (probably) three occasions her mother went to a nearby grocery and left her in their trailer home with Mr. Lee and her younger brother. Mr. Lee then came into her bedroom and sexually assaulted her by placing her on the floor and putting his "wiener" into her "pee pee." He told her not to tell anyone about what had happened, and she did not do so.

The trial evidence revealed that Mr. Lee's marriage to K.W.'s mother, Marla Lee, was contentious. Several months after the alleged abuse, Mr. Lee left the family for another woman. Soon thereafter, Mrs. Lee was incarcerated, and K.W. and her brother moved in with their grandmother in another town. The children had not seen the grandmother in several years and did not really know her.

K.W. testified that, at her stepsister's urging, she told her grandmother about the abuse in March of 1997. The stepsister found a letter that K.W. had written to her natural mother stating that when Mr. Lee "was there he was doing it with" her. The prosecutor had K.W. read the letter into evidence. The prosecutor also read a page torn from a diary or notebook where K.W. wrote that she hated Mr. Lee "because he did very bad things" to her. Other prosecution witnesses included K.W.'s grandmother, who provided conflicting testimony regarding how she learned of the allegations and the circumstances leading to the involvement of law enforcement; *350 the Highlands County sergeant who investigated the charges and arrested the defendant; and the investigator from the Department of Children and Family Services.

However, the most influential witness, aside from K.W., was the pediatrician who examined K.W. on March 25, 1997. Dr. Tsao testified that the grandmother reported noticing discharge on K.W.'s panties, after which the child told her that she had been "quote, forced on by a person." Concerned that K.W. had been molested, Dr. Tsao performed a vaginal exam. The grandmother was present for both the history and the examination.

Dr. Tsao's testimony focused on the condition and width of K.W.'s hymenal ring. Of most significance, in Dr. Tsao's opinion, was the presence of a nodule indicating that the hymen had been torn and formed a scar as it healed. Dr. Tsao concluded that K.W.'s hymenal ring was abnormal for a prepubescent girl, that it indicated repeated penetration, and that it was consistent with the history supplied by the child and her grandmother. When asked whether K.W.'s condition could have resulted from excessive masturbation, the pediatrician acknowledged that anything was possible but virtually excluded that possibility.

The defense case included the testimony from K.W.'s mother, who had caught K.W. masturbating as a young girl and berated her for it. At that time K.W. told her mother that a man — not Mr. Lee — had shown her how to do that. Mrs. Lee and some members of the defendant's family also testified that they had never observed anything unusual about the relationship between Mr. Lee and K.W. Mr. Lee testified on his own behalf and maintained his innocence.

The jury returned guilty verdicts on all three counts, and the judge subsequently imposed three concurrent life sentences. Mr. Lee's direct appeal was affirmed.

The Postconviction Motion

Mr. Lee's motion pursuant to Florida Rule of Criminal Procedure 3.850 stated eleven claims. The postconviction court (which was also the trial court) initially ruled that the motion was facially insufficient as to some grounds and ordered the State to respond to others. After the State's response, the court ordered an evidentiary hearing on three issues and denied the rest.

At the outset, we note that the court erred when it summarily rejected several claims after reviewing the record and concluding, in agreement with the State's assertions, that the claims were either unsubstantiated or meritless. A decision as to the facial sufficiency of a motion is a legal decision, and ordinarily the evidentiary record will be irrelevant. If, however, the claim is facially sufficient, the court must examine the record to decide whether it conclusively refutes the claim. In that event, the court must attach specific portions of the record demonstrating that the claim is refuted. See Jacobs v. State, 880 So.2d 548, 551 (Fla.2004). In this case, however, we have determined that the defendant should be granted a new trial, so further discussion concerning the sufficiency of those grounds is unnecessary.

This court's primary concern is the effectiveness of trial counsel's performance concerning handling of the child's examining pediatrician. In ground seven the defendant claimed that his counsel was ineffective in failing to obtain an expert witness to assist him with defense preparation and rebuttal of the examining physician's testimony. This claim is also relevant to ground one, which the court summarily denied, asserting that counsel *351 was ineffective for failing to object when Dr. Tsao gave opinion testimony that the most likely cause of the victim's physical condition was repeated penetration, consistent with the history given by K.W.

The Postconviction Evidentiary Hearing and Order

At the 3.850 evidentiary hearing, the defense presented testimony from a physician with expertise in child sexual battery cases. Dr. Simmons effectively contradicted the testimony of K.W.'s pediatrician that the child's physical condition indicated repeated penetration. According to Dr. Simmons, by the time of the trial and even earlier in the 1990s, experts in sexual abuse no longer accepted the theory that a change in the hymenal rim such as Dr. Tsao had observed was indicative of repeated penetration. Furthermore, the nodule described by Dr. Tsao was considered a normal variance change of a hymen. Finally, Dr. Simmons opined that it was inappropriate procedure for the pediatrician to take the child's hist

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Lee v. State, 899 So. 2d 348, 2005 WL 596986 (Fla. Ct. App. 2005).

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