Leath v. Webb
This text of 323 F. Supp. 3d 882 (Leath v. Webb) is published on Counsel Stack Legal Research, covering District Court, E.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Joseph M. Hood, Senior U.S. District Judge
While most people were busy celebrating the 2016 New Year, police in Lexington were investigating a homicide. The first shooting victim of the year had arrived at University of Kentucky Chandler Hospital on January 1. And before the sun *888set on that first day of the year, UK Police learned from Lexington Police that someone connected to the shooting-be it another victim, a suspect, or a witness-could show up at Chandler. So Lexington police asked UK officers to give them the heads up if anything of interest occurred at the hospital. And in the wee morning hours of January 2, 2016, Darrell Leath walked through the door.
Leath, it turned out, was kin to the victim. He told police as much, and he begged them to let him see his cousin. But police couldn't do so-after all, it was against hospital policy, and at the time, officers did not know who Leath was. This didn't sit well with Leath. He grew angry and belligerent; police had to ask him to leave. Leath complied, albeit reluctantly and not without protest. And as Leath slowly exited UK property, police decided they had grounds to arrest him. So they put Leath in handcuffs and charged him with several misdemeanors. What transpired over the next few hours resulted in felony charges, another trip to the hospital, a trial, a conviction on some charges, acquittal on others, and now this civil-rights lawsuit. Leath claims officers and nurses (1) violated his right to refuse medical treatment, (2) fabricated charges against him, (3) used excessive force, and (4) retaliated against him. Defendants deny Leath's allegations and argue they enjoy qualified immunity. So they filed a Motion for Summary Judgment. [DE 37]. Leath responded [DE 41] and Defendants replied [DE 45], making this matter ripe for review. For the reasons stated herein, Defendants' Motion is GRANTED IN PART and DENIED IN PART .
I. Background
a. UK Chandler Hospital
Darrell Leath and his father arrived in the lobby of Chandler early on January 2, 2016 hoping to see a family member. [DE 37-13, McConnell Body Camera Video]. Officer Joshua McConnell was also at Chandler as part of his duties as a UK Police officer. [DE 37-9, Dep. of Josh McConnell, pp. 18-20]. That night, Lexington Police asked UKPD to notify them if anyone came into Chandler with information about the recent homicide. [Id. ].
When Leath walked in and started discussing the shooting, McConnell did not know Leath's relationship with the victim. [Id. , p. 20]. So McConnell notified dispatch. [Id. ]. When he informed Leath that no one could go back to see the victim, Leath was not happy. [Id. ; DE 37-13; DE 37-14, McConnell Body Camera Video]. By that point, backup had arrived. [DE 37-9, p. 21]. Officers Randall Webb, David Duncan, and Emily Faulkner joined McConnell and warned Leath that if he didn't "calm down here, we are going to ask you to leave." [DE 37-13]. They informed Leath that they had no information, and would try to work with him, but if "you do not lower your voice, you are going to leave or it is criminal trespassing." [Id. ].
Leath never did calm down. He remained agitated and upset, prompting police to ask Leath to leave. [DE 37-14]. As he walked out, police followed close behind to ensure that Leath did not linger. All the while, Leath yelled profanities and threats including telling his father "if you touch me, I'm stomping you." [DE 37-14]. He also yelled that he "wish[ed] a motherfucker would touch me." [Id. at 3:16; DE 37-15, McConnell Body Camera Video at 3:03]. After a few minutes, police suspected Leath or his father intended to drive. [DE 37-2, p. 6]. Because both men appeared intoxicated, police intervened. One officer can be heard on body camera video saying "if you want a DUI, there it is." [DE 37-15 at 5:07].
That is when police decided to make an arrest. [DE 37-16, McConnell Body Camera *889Video at 0:23]. Leath complied but continued to shout profanities and made threats regarding a lawsuit. [Id. at 0:42]. Police informed Leath that they were arresting him for alcohol intoxication and disorderly conduct. [Id. ]. Leath's father admitted that Leath was driving and the two had been drinking. [Id. at 1:00, 5:25]. With Leath in handcuffs, officers Faulkner and Webb began a routine pat-down. [DE 37-17, Duncan Body Camera Video at 2:02]. When officers told Leath to take his boots off, he refused: "I ain't taking off a motherfucking thing ... The fuck you mean? You strip search me, you better have a warrant." [Id at 2:08]. The profanities and threats continued as Faulkner executed the pat-down. At that point, Officer Webb grabbed Leath around the mouth and throat area and twice said "look at her again like that." [Id. at 2:14].
Police then took Leath to the transport wagon. [DE 37-2, p. 6]. Officers claim Leath began resisting and pulled away, causing Officer Webb, who was holding Leath's arm, to feel a pop in his right shoulder and severe pain. [Id. ; DE 37-6, Dep. of Randall Webb p. 22]. Webb reported his "whole left arm when numb and tingly" to the point that he could not move it. [DE 37-6, p. 22]. Officers then placed Leath in the transport wagon and took him to Fayette County Detention Center.
b. Fayette County Detention Center
When Leath arrived at the detention center, staff nurse Sarah Rideau attempted to evaluate him. [DE 37-18, Aff. of Sarah Rideau p. 2; DE 37-2, p. 7]. Her duties required her to observe new inmates to determine whether they were medically stable enough to be admitted. [DE 37-18, p. 1]. Rideau claimed Leath was "agitated, non-compliant, and seemed very disoriented." [Id. at p. 2, ¶ 5]. Rideau also noticed Leath had large pupils and froth coming from his mouth. [Id. at p. 2]. Taken together, Leath's appearance and behavior suggested to Rideau that Leath was either under the influence of dangerous narcotics or suffering from a serious medical condition. [Id. ]. Rideau attempted to take Leath's vital signs to rule these out, but he refused to comply. [Id. ]. So Rideau refused to admit Leath to the jail-FCDC could not accommodate any serious medical condition or narcotics that could put Leath and others in danger. [Id. ].
Officers faced a difficult situation: They had an arrestee, facing multiple charges, and nowhere to put him. Police asked Leath to let the jail staff take his vital signs. [DE 37-21, McConnell Body Camera Video at 1:10]. But he still refused. So police decided to transport Leath to Good Samaritan Hospital; a doctor there could take Leath's vital signs. While officers and Leath waited to leave, Leath continued his barrage of threats, "I'm suing the shit out of y'all" [DE 37-19, McConnell Body Camera Video at 6:19], and he challenged officers to "take these cuffs off and see if you tough." [Id. at 5:40]. Leath even tried to bargain with officers: "I can save your job now. Just let me go. Say it's a misunderstanding." [Id. at 7:21]. Finally, Leath indicated to police that he had a criminal history, telling police to Google him to see his rap sheet. [Id. at 16:33].
Shortly after 4:00 a.m., Leath and officers climbed into the medical transport and headed to Good Samaritan Hospital.
c. Good Samaritan Hospital
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Joseph M. Hood, Senior U.S. District Judge
While most people were busy celebrating the 2016 New Year, police in Lexington were investigating a homicide. The first shooting victim of the year had arrived at University of Kentucky Chandler Hospital on January 1. And before the sun *888set on that first day of the year, UK Police learned from Lexington Police that someone connected to the shooting-be it another victim, a suspect, or a witness-could show up at Chandler. So Lexington police asked UK officers to give them the heads up if anything of interest occurred at the hospital. And in the wee morning hours of January 2, 2016, Darrell Leath walked through the door.
Leath, it turned out, was kin to the victim. He told police as much, and he begged them to let him see his cousin. But police couldn't do so-after all, it was against hospital policy, and at the time, officers did not know who Leath was. This didn't sit well with Leath. He grew angry and belligerent; police had to ask him to leave. Leath complied, albeit reluctantly and not without protest. And as Leath slowly exited UK property, police decided they had grounds to arrest him. So they put Leath in handcuffs and charged him with several misdemeanors. What transpired over the next few hours resulted in felony charges, another trip to the hospital, a trial, a conviction on some charges, acquittal on others, and now this civil-rights lawsuit. Leath claims officers and nurses (1) violated his right to refuse medical treatment, (2) fabricated charges against him, (3) used excessive force, and (4) retaliated against him. Defendants deny Leath's allegations and argue they enjoy qualified immunity. So they filed a Motion for Summary Judgment. [DE 37]. Leath responded [DE 41] and Defendants replied [DE 45], making this matter ripe for review. For the reasons stated herein, Defendants' Motion is GRANTED IN PART and DENIED IN PART .
I. Background
a. UK Chandler Hospital
Darrell Leath and his father arrived in the lobby of Chandler early on January 2, 2016 hoping to see a family member. [DE 37-13, McConnell Body Camera Video]. Officer Joshua McConnell was also at Chandler as part of his duties as a UK Police officer. [DE 37-9, Dep. of Josh McConnell, pp. 18-20]. That night, Lexington Police asked UKPD to notify them if anyone came into Chandler with information about the recent homicide. [Id. ].
When Leath walked in and started discussing the shooting, McConnell did not know Leath's relationship with the victim. [Id. , p. 20]. So McConnell notified dispatch. [Id. ]. When he informed Leath that no one could go back to see the victim, Leath was not happy. [Id. ; DE 37-13; DE 37-14, McConnell Body Camera Video]. By that point, backup had arrived. [DE 37-9, p. 21]. Officers Randall Webb, David Duncan, and Emily Faulkner joined McConnell and warned Leath that if he didn't "calm down here, we are going to ask you to leave." [DE 37-13]. They informed Leath that they had no information, and would try to work with him, but if "you do not lower your voice, you are going to leave or it is criminal trespassing." [Id. ].
Leath never did calm down. He remained agitated and upset, prompting police to ask Leath to leave. [DE 37-14]. As he walked out, police followed close behind to ensure that Leath did not linger. All the while, Leath yelled profanities and threats including telling his father "if you touch me, I'm stomping you." [DE 37-14]. He also yelled that he "wish[ed] a motherfucker would touch me." [Id. at 3:16; DE 37-15, McConnell Body Camera Video at 3:03]. After a few minutes, police suspected Leath or his father intended to drive. [DE 37-2, p. 6]. Because both men appeared intoxicated, police intervened. One officer can be heard on body camera video saying "if you want a DUI, there it is." [DE 37-15 at 5:07].
That is when police decided to make an arrest. [DE 37-16, McConnell Body Camera *889Video at 0:23]. Leath complied but continued to shout profanities and made threats regarding a lawsuit. [Id. at 0:42]. Police informed Leath that they were arresting him for alcohol intoxication and disorderly conduct. [Id. ]. Leath's father admitted that Leath was driving and the two had been drinking. [Id. at 1:00, 5:25]. With Leath in handcuffs, officers Faulkner and Webb began a routine pat-down. [DE 37-17, Duncan Body Camera Video at 2:02]. When officers told Leath to take his boots off, he refused: "I ain't taking off a motherfucking thing ... The fuck you mean? You strip search me, you better have a warrant." [Id at 2:08]. The profanities and threats continued as Faulkner executed the pat-down. At that point, Officer Webb grabbed Leath around the mouth and throat area and twice said "look at her again like that." [Id. at 2:14].
Police then took Leath to the transport wagon. [DE 37-2, p. 6]. Officers claim Leath began resisting and pulled away, causing Officer Webb, who was holding Leath's arm, to feel a pop in his right shoulder and severe pain. [Id. ; DE 37-6, Dep. of Randall Webb p. 22]. Webb reported his "whole left arm when numb and tingly" to the point that he could not move it. [DE 37-6, p. 22]. Officers then placed Leath in the transport wagon and took him to Fayette County Detention Center.
b. Fayette County Detention Center
When Leath arrived at the detention center, staff nurse Sarah Rideau attempted to evaluate him. [DE 37-18, Aff. of Sarah Rideau p. 2; DE 37-2, p. 7]. Her duties required her to observe new inmates to determine whether they were medically stable enough to be admitted. [DE 37-18, p. 1]. Rideau claimed Leath was "agitated, non-compliant, and seemed very disoriented." [Id. at p. 2, ¶ 5]. Rideau also noticed Leath had large pupils and froth coming from his mouth. [Id. at p. 2]. Taken together, Leath's appearance and behavior suggested to Rideau that Leath was either under the influence of dangerous narcotics or suffering from a serious medical condition. [Id. ]. Rideau attempted to take Leath's vital signs to rule these out, but he refused to comply. [Id. ]. So Rideau refused to admit Leath to the jail-FCDC could not accommodate any serious medical condition or narcotics that could put Leath and others in danger. [Id. ].
Officers faced a difficult situation: They had an arrestee, facing multiple charges, and nowhere to put him. Police asked Leath to let the jail staff take his vital signs. [DE 37-21, McConnell Body Camera Video at 1:10]. But he still refused. So police decided to transport Leath to Good Samaritan Hospital; a doctor there could take Leath's vital signs. While officers and Leath waited to leave, Leath continued his barrage of threats, "I'm suing the shit out of y'all" [DE 37-19, McConnell Body Camera Video at 6:19], and he challenged officers to "take these cuffs off and see if you tough." [Id. at 5:40]. Leath even tried to bargain with officers: "I can save your job now. Just let me go. Say it's a misunderstanding." [Id. at 7:21]. Finally, Leath indicated to police that he had a criminal history, telling police to Google him to see his rap sheet. [Id. at 16:33].
Shortly after 4:00 a.m., Leath and officers climbed into the medical transport and headed to Good Samaritan Hospital.
c. Good Samaritan Hospital
Upon arrival at Good Samaritan, Leath again told officers he did not consent to giving his vital signs. Police told him at least four times to "sit still" and when Leath began resisting officers pleaded with Leath, "you're going to get hurt, man, stop." [DE 37-20, Duncan Body Camera Video at 12:38]. As he had previously, Leath responded with profanity: "fuck you *890man; I'm going to sue the fuck out of you." [Id. at 12:54]. A nurse attempted to take Leath's blood pressure, but Leath continued to resist and he told police he would "kick you in your motherfucking face." [Id. at 13:10]. Police warned Leath that if he kicked an officer "you will be charged with assault." [Id at 13:48].
But Leath did not cooperate. Police put Leath on the ground so medical officials could take his vital signs, and Leath began thrashing. Officers placed a pillow under Leath's head and told him to stop fighting. [Id. at 14:22; DE 37-23, McConnell Body Camera Video at 2:34]. During the commotion, Officer Duncan yelled that Leath bit him, and Leath repeatedly tells police to "break my neck." [DE 37-20 at 14:37, 15:19]. He also told police he was "ready to act a fool up in this motherfucker." [Id. at 15:06], and that he wanted police "to hurt me ... so I get paid." [Id. at 16:22]. A nurse took Leath's vital signs using a finger clip for a pulse, an arm cuff for blood pressure, and a head-swipe thermometer. No blood was drawn. No drugs were used. No operation performed. The process lasted only a few minutes.
Once the nurse had obtained Leath's vital signs, Leath noticed his boot came off and told police "put my motherfucking shit on before I kick you." [Id. at 16:34; DE 37-23 at 4:15]. Police told Leath he was "going shoeless to jail" because he had kicked people. [DE 37-23 at 5:43]. Leath was then cleared to go to jail. [Id. at 7:55].
d. Return to Fayette County Detention Center
Back at FCDC, Leath remained upset. He told officers that he was going to "find you" and mouthed that he was going to "shoot you in the face" to officers. [DE 37-25, McConnell Body Camera Video at 2:11]. Officers then discussed the situation with jail personnel who reiterated that they were not permitted to take Leath into custody without vital signs. [Id. at 12:19]. But since vitals had been obtained, Leath was admitted and officials kept close observation on him based on concerns for his safety. [DE 37-18, p. 3].
e. Criminal Proceedings
In addition to the prior misdemeanor charges, police added three felony assault counts against Leath for (1) pulling away from Officer Webb, (2) biting Officer Duncan, and (3) kicking officers at Good Samaritan. [DE 37-28]. A grand jury indicted Leath on those charges. [Id. ]. At trial, a jury found him not guilty on the assault charges but guilty on three misdemeanor charges. [DE 37-29]. Because Leath could not make bail, he was held in jail before trial and sentenced to time served following his conviction. [Id. ].
f. Leath Sues Officers
Leath filed this lawsuit in Fayette Circuit Court in January 2017 alleging a range of constitutional and state-law violations against UKPD officers Webb, Duncan, Faulkner, McConnell, and Flora, as well as Good Samaritan nurses Christopher Thompson and Jeffrey Jones-Ritzler. [Id. ]. Defendants timely removed the case to this court. [DE 1]. After discovery, Defendants filed a Motion for Summary Judgment. [DE 37]. Leath responded [DE 41], and Defendants replied [DE 45], making this matter ripe for review.
II. Standard of Review
Summary judgment is appropriate only when no genuine dispute exists as to any material fact and the movant is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). The moving party has the burden to show that "there is an absence of evidence to support the nonmoving party's case."
*891Celotex Corp. v. Catrett ,
Where "there is 'a videotape capturing the events in question,' the court must 'view[ ] the facts in the light depicted by the videotape.' " Green v. Throckmorton ,
III. Analysis
As an initial matter, the Court notes that Leath has withdrawn Count IX (false arrest) against all defendants. [DE 41, p. 4]. Leath also no longer wishes to pursue any claims against Jones-Ritzler. [Id. at p. 3]. Accordingly, Defendants' Motion for Summary Judgment is GRANTED as to all Defendants on Count IX. The Court also GRANTS Summary Judgment to Jones-Ritzler on all counts. The Court now turns to the remaining claims.
Leath's federal claims brought under
Because this case involves nine counts against multiple defendants, the Court will address the claims in related groups. And because Defendants invoke qualified immunity as a defense, the Court will first discuss the qualified-immunity standard.
A. Qualified Immunity
"Qualified immunity operates 'to ensure that before they are subjected to suit, officers are on notice their conduct is unlawful.' " Occupy Nashville v. Haslam ,
Qualified immunity turns on a two-part test: "whether 'a constitutional right would have been violated on the facts alleged' and, if so, whether the right was 'clearly established.' " Occupy Nashville ,
Plaintiffs can satisfy the clearly established prong by "citing to 'cases of controlling authority in their jurisdiction at the time of the incident' or 'a consensus of cases of persuasive authority such that a reasonable officer could not have believed that his actions were lawful.' " Scott v. Becher , No. 17-2146,
B. Group One: Unlawful Search and Seizure
In Count I, Leath alleges that the officers and a nurse violated his Fourth Amendment right to be free from an unlawful search and seizure. [DE 41, p. 3]. Specifically, Leath asserts this claim against officers Webb, McConnell, Duncan, and Flora, and nurse Thompson. [Id. ]. He argues that the taking of his blood pressure, pulse, and temperature violated his rights because (1) it was done with no medical purpose or probable cause, and (2) Leath had a right to refuse medical treatment.
The basis for this claim began when Leath arrived at Fayette County Detention Center and refused to have his vitals taken. [37-18, p. 2, ¶ 9; DE 37-19, at 3:43]. Sarah Rideau, the nurse at the jail that night, stated in her affidavit that she routinely had to determine if individuals were medically stable enough to be admitted. [DE 37-18 at ¶ 3]. As discussed above, multiple factors led Rideau to believe that Leath was extremely intoxicated or suffering from a serious medical condition. [Id. at p. 2]. Leath was disoriented, non-compliant, had large pupils, and froth was coming from his mouth. [Id. at ¶¶ 6-7]. Determining the cause of Leath's symptoms was important because the jail might not have "been able to accommodate an immediate medical emergency." [Id. at ¶ 14]. But Rideau could not even begin to evaluate Leath because he refused to comply.
That put officers in a bind. They had Leath in custody but could not admit him to jail. Sensing the problem, Leath sought to capitalize and made a proposal: If the officers let him go scot-free, he would forget *893about his plans to sue (by this point, Leath had indicated numerous times that he was going to sue officers). [DE 37-19, at 1:21, 4:46, 6:19, 7:21, 9:31, 12:52, 14:34]. Officers had none of it. Instead, they decided that they had to obtain Leath's vitals to comply with jail policy.
That's when an ambulance took Leath to Good Samaritan. There, officers held him down while nurse Thompson swiped Leath's head for a body temperature, took his blood pressure, and used a finger clip for his pulse. [DE 37-22; DE 37-23]. And taking a prisoner's vital signs is nothing new at Good Samaritan. Allison Rains, a doctor who was working that night, stated in a sworn affidavit that it was common for police to bring intoxicated people to the emergency room to be medically cleared prior to going to jail. [DE 37-22, p. 1, ¶ 2]. Doing so rules out any preexisting condition or other serious injury. [Id. at ¶ 3]. Indeed, it did so in Leath's case, and he was later admitted to jail. [DE 37-18, p. 3, ¶ 16].
Leath maintains that he has a "fundamental liberty interest under the Fourteenth Amendment to reuse any medical care or treatment." [DE 41, p. 27]. As support, Leath cites Cruzan v. Dir. Mo. Dep't of Health ,
Not exactly. Even Leath admits that courts have "found that it is constitutionally permissible to seize a person and transport them to the hospital when the person seized is a danger to themselves or others." [DE 41, p. 27]. Precisely. The entire point of taking Leath's vitals was to rule out a serious medical condition. [DE 37-18 at ¶ 7]. And Leath had been so volatile and belligerent that jail officials kept him under observation even after taking his vitals. [Id. at ¶ 16].
That's not all. The Sixth Circuit and other federal courts have held that the right to refuse medical treatment "is not absolute and is particularly susceptible to regulation in the prison setting." Davis v. Agosto ,
Cruzan itself does not go as far as Leath would like. There, the Court recognized that whether a constitutional right has been violated " 'must be determined by balancing his liberty interests against the relevant state interests.' "
Like the officers in Sullivan , here officers simply restrained the detainee (Leath) to medically clear him for admittance to jail. They did so at the direction of medical professionals, and like the treatment in Davis , here the blood pressure, temperature, and pulse check was necessary to ensure the safety of Leath and those around him.
But even if a constitutional violation occurred, it was far from clearly established. Leath's arguments fail for two reasons. First, his claim would require defining his clearly established rights at a high level of generality-the right to refuse any medical treatment in any context. See al-Kidd , 563 U.S. at 742,
Second, no case that Leath cites controls the situation before the court, and none establishes that "every reasonable official would understand that what he is doing is unlawful." Wesby ,
Defendants' Motion for Summary Judgment is GRANTED as to Count I.
C. Group Two: Leath's Prosecution and Confinement
The following claims are brought against officers Webb, Duncan, and McConnell for "bringing the false felony assault charges against the Plaintiff which resulted in this prosecution, detention, and confinement:" (1) Count II: Unlawful Detention and Confinement; (2) Count VI Abuse of Process: (3) Count VII State Malicious Prosecution; (4) Count VIII: Federal Malicious Prosecution. Leath also includes Officer Faulkner in Counts VII and VIII. [DE 41, p. 4].
(i) Federal Malicious Prosecution
"Individuals have a clearly established Fourth Amendment right to be free from malicious prosecution." King v. Harwood ,
(a) Probable Cause
"Probable cause to initiate criminal prosecutions exists where facts and circumstances are sufficient to lead an ordinarily prudent person to believe the accused was guilty of the crime charged." Webb v. United States ,
(1) a law-enforcement officer, in the course of setting a prosecution in motion, either knowingly or recklessly makes false statements (such as in affidavits or investigative reports) or falsifies or fabricates evidence; (2) the false statements and evidence, together with any concomitant misleading omissions, are material to the ultimate prosecution of the plaintiff; and (3) the false statements, evidence, and omissions do not consist solely of grand-jury testimony or preparation for that testimony (where preparation has a meaning broad enough to encompass conspiring to commit perjury before the grand jury).
King ,
Here, a grand jury indicted Leath on the felony assault charges, meaning the grand jury already determined that probable cause existed. [DE 37-28]. Leath bears the burden of rebutting the presumption under King ,
He has not done so.
Leath attempts to show a lack of probable cause several ways. First, Leath points out that he was acquitted on the felony assault charges. [DE 41, p. 18].
*896True, but that has little relevance here where the question is whether probable cause existed, not whether the state proved its case beyond a reasonable doubt. After all, " '[b]ecause there is no requirement that the defendant to a malicious-prosecution charge must have evidence that will ensure a conviction, not every failed criminal prosecution will sustain a subsequent malicious-prosecution suit.' " Bickerstaff v. Lucarelli ,
Next, Leath presents his own affidavit in which he swears he did not assault Officer Webb. [DE 41-6]. But the affidavit addresses only one of the three felony counts. Leath does not even mention the incident at Good Samaritan-where officers claimed two of the alleged assaults occurred. Thus, as to the alleged assaults involving Officers Duncan and McConnell, Leath's affidavit has no effect. And as to Webb, Leath merely denies he assaulted Webb. Denying he assaulted Webb does not amount to establishing that no probable cause existed.
And in any event, Leath presents nothing that satisfies the King standard. After all, the statute under which Leath was charged requires only an "attempt [ ] to cause physical injury to" an officer. KRS § 508.025. Leath's denial does not suggest that Webb did not have reason to believe Leath attempted to cause physical injury. And Leath does not provide any other evidence that police fabricated or falsified evidence. See King ,
The video evidence also contains nothing to suggest officers made false reports or fabricated evidence. To the contrary, the video supports the inference that officers believed Leath assaulted them. For example, at Good Samaritan, Officer Duncan immediately claimed Leath bit him. [DE 37-20, at 14:37]. Duncan repeated it throughout the video. Officers warned Leath that if he kicked someone, he would be charged with assault. [DE 37-23, at 0:32]. Officer McConnell then reported that Leath kicked him. [Id. at 5:16, 5:43]. And during the altercation, Leath himself said "I'm about to act a fool up in this motherfucker" and "put my motherfucking shit on before I kick you." [DE 37-20 at 15:06, 17:34]. Leath's threats, coupled with the officers' instant reaction suggest officers did in fact believe Leath assaulted them. Thus, the video does not rebut the King presumption because "the video does not support the inference that the officers made knowingly or recklessly false statements." Williams v. Schismenos , No. 17-3786, --- Fed.Appx. ----, ----,
(ii) State Malicious Prosecution
In Count VII, Leath makes a state malicious prosecution claim. The elements in Kentucky are: "1) the defendant initiated, continued, or procured a criminal or civil judicial proceeding, or an administrative disciplinary proceeding against the plaintiff; 2) the defendant acted without probable cause; 3) the defendant acted with malice, which in the criminal context, means seeking to achieve a purpose other than brining an offender to justice; and in the civil context, means seeking to achieve a purpose other than the proper adjudication of the claim upon which the underlying proceeding was *897based; 4) the proceeding, except in ex parte civil actions, terminated in favor of the person against whom it was brought; and 5) the plaintiff suffered damages as a result of the proceeding." Martin v. O'Daniel ,
Thus, like his federal claim, Leath must show a lack of probable cause. Also like his federal claim, Leath cannot do so because in Kentucky "where there is a specific finding of probable cause in the underlying criminal action ... a malicious prosecution action cannot be maintained." Broaddus v. Campbell ,
(iii) Abuse of Process
Count VI alleges abuse of process under Kentucky law. A plaintiff may pursue abuse of process claims against "one who uses a legal process, whether criminal or civil, against another primarily to accomplish a purpose for which that process is not designed." Sprint Commc's Co. v. Leggett ,
Here, Leath makes no claim-and presents no evidence-that the charges against him were used for non-legitimate purposes. Leath argues that the record contains "evidence from which a jury could conclude that the Defendant Officers were not acting for the purpose of ensuring justice and deliberately brought false charges against the Plaintiff must be sufficient to infer that they had an ulterior motive or improper purpose." [DE 41, p. 23]. But even assuming that the officers had bad intentions and brought false charges, they are not subject to liability unless they used the process for something outside the criminal process. See Simpson ,
*898Grise v. Allen ,
Thus, Leath's abuse of process claim fails and summary judgment is GRANTED to defendants on Count VI.
(iv) Unlawful Detention and Confinement
In Count II, Leath alleges he was detained without probable cause in violation of the Fourth Amendment. [DE 41, p. 4]. Leath argues that the felony assault charges caused him to be detained from the date of his initial appearance through the date of his acquittal-about 310 days. [Id. ].
"The Fourth Amendment prohibits government officials from detaining a person in the absence of probable cause." Manuel ,
But as already discussed, the grand jury found probable cause in this case, and Leath has presented no evidence to question that determination. No record evidence suggests that the grand jury's finding of probable cause was tainted.
Thus, Leath's unlawful detention claim fails and summary judgment is GRANTED to defendants on Count II.
D. Group Three: Excessive Force, Battery, Assault
The third group involves three claims: (1) Count III: Excessive Force; (2) Count IV State-Law Assault; (3) Count V: State-Law Battery. [DE 41, p. 4]. Leath asserts these against (1) officer Webb for allegedly grabbing Leath around the throat and jerking his head during the initial arrest, and (2) officers Webb, McConnell, Duncan, and Flora, and nurse Thompson, for their alleged actions at Good Samaritan while restraining Leath to take his vital signs. [Id. ].
(i) Excessive Force
Excessive force claims can fall under the Fourth Amendment or Fourteenth Amendment. See Coley v. Lucas Cty. ,
"In order to comply with the Fourth Amendment, an officer's use of force must be objectively reasonable under the totality of the circumstances." Smith v. City of Troy ,
Courts balance the "nature and quality of the intrusion on [plaintiff's] Fourth Amendment interests against the countervailing governmental interests at stake." Ciminillo v. Streicher ,
a. Webb's Throat Grab
Leath first claims Officer Webb used excessive force when he grabbed Leath's throat and mouth area shortly after arresting Leath outside of Chandler. [DE 1-1, pp. 9-10]. Body camera footage from Officer Duncan shows Leath cursing and agitated, but he was not resisting officers. [DE 37-17]. While Officer Faulkner searched Leath, Leath began to yell profanities at her and other officers. [Id. at 2:06]. Webb then grabbed Leath around the neck and mouth area and twice said "look at her again like that." [Id. at 2:15].
Webb argues that qualified immunity bars Leath's claim. He alleges that he placed his hand over Leath's mouth and moved Leath's face "in an effort to prevent Leath from biting or spitting on Officer Faulkner." [DE 37, p. 21]. Leath argues that Webb had no reason to believe Leath would bite or spit on Faulkner and that Webb's comment "look at her again like that" suggests that Webb grabbed Leath because Webb did not like how Leath eyeballed Faulkner.
Webb does not enjoy qualified immunity on this claim. It is clearly established that officers may not use gratuitous force against subdued suspects who pose no threats to officers. See Ortiz ex rel. Ortiz v. Kazimer ,
In Pigram ex rel. Pigram v. Chaudoin ,
As in Pigram , so here. Leath was neutralized, and Defendants have presented no evidence that Leath presented a danger to Faulkner or Webb. Because officers have "fair warning" that using force against a subdued suspect violates clearly established constitutional law, qualified immunity cannot bar Leath's claim against Webb. See Baynes , 799 F.3d at 612-13 ; Bultema ,
b. Restraint at Good Samaritan
Leath also makes an excessive force claim against multiple defendants for the incident at Good Samaritan. He argues that the officers used excessive force when they restrained him so that a nurse could take his blood pressure, pulse, and temperature. [DE 41, p. 30].
Although this claim and Count I (unreasonable search and seizure) are both based on the same incident, the two claims are distinct. Count I challenges whether Defendants violated Leath's Fourth Amendment rights by restraining him and taking his vital signs. Here, the force officers used is the relevant factor, regardless of whether the officers' actions constituted an unlawful search or seizure. See Cty. of Los Angeles v. Mendez , --- U.S. ----,
The distinction matters here because, at numerous points, Leath rests his excessive force claim on the fact that he had a right to refuse treatment. [DE 41, pp. 30-33]. But that argument cannot provide the basis for Count III because excessive force is "not a claim that an officer used reasonable force after committing a distinct Fourth Amendment violation." Mendez , 137 S.Ct. at 1547. The question is only whether an officer used force justified under the circumstances-not whether the force flowed from a previous constitutional violation. See id.
Thus, in analyzing Leath's excessive force claim, the Court will consider (1) the severity of the crime at issue; (2) whether the suspect posed an immediate threat to the safety of the officers or others; and (3) whether he was actively resisting arrest or attempting to evade arrest by flight. Burgess ,
At the time Leath and officers arrived at Good Samaritan, Leath was handcuffed. And once an arrestee is subdued, officers are limited in the amount of *901force they may use. See Kulpa v. Cantea ,
But handcuffing alone does not prevent a suspect from resisting or posing a threat to officers. Active resistance includes "some outward manifestation-either verbal or physical -on the part of the suspect had suggested volitional and conscious defiance. " Eldridge v. City of Warren ,
Here, then, as with all excessive force claims, the Court considers context. See Thomas ,
The video is clear: a non-complaint, resisting Leath made numerous threats to officers. Indeed, the only reason police touched Leath at all was because he resisted. On top of that, Leath had already suggested he had "bodies under [his] belt," and he challenged officers to take off his handcuffs. Taken together, Leath exhibited multiple "outward manifestation[s]" both "verbal and physical" that suggested "volitional and conscious defiance." Eldridge ,
Indeed, the video tells the story and removes any genuine dispute as to any material fact. Green v. Throckmorton ,
And in the absence of finding a constitutional violation, the Court cannot conclude that officers violated any clearly established rights. Leath "has not pointed [the Court] to any caselaw that demonstrates a prior articulation of a prohibition against the type of force exerted against him." Estate of Hill v. Miracle ,
Defendants' Motion for Summary Judgment on Count III is GRANTED for the alleged excessive forced used at Good Samaritan Hospital.
(ii) Assault and Battery
Leath claims Webb's throat grab and the incident at Good Samaritan also amount to assault (Count IV) and battery (Count V) under state law. As an initial matter, the Court notes that in Kentucky "assault and battery are two distinct and independent legal claims." Ali v. City of Louisville , No. 3:05CV-427-R,
Here, defendants argue that Kentucky's qualified immunity doctrine shields officers from state-law liability. [DE 37, pp. 27-28]. Leath argues only that Defendants' arguments against the state-law claims "fail for the same reason as their federal law arguments." [DE 41, p. 33]. But "the analysis of excessive force claims under § 1983 is different from the analysis under state law" in Kentucky. Coitrone v. Murray ,
Qualified immunity in Kentucky protects officers from liability for "good faith judgment calls made in a legally uncertain environment." Yanero v. Davis ,
Here, Leath's state-law claims against Webb for the throat grab survive, but his *903claims related to the Good Samaritan commotion fail.
The Webb claims survive because an officer may use only the amount of force that the officer reasonably believes is necessary, but no more. See City of Lexington v. Gray ,
But officials are entitled to state qualified immunity for restraining Leath at Good Samaritan because Leath cannot show bad faith-a burden Leath must bear. See Yanero ,
Defendant's Motion for Summary Judgment is DENIED as to Count IV and Count V against Webb for the alleged throat grab and GRANTED against Defendants for the incident at Good Samaritan.
E. Group Four: Violation of Free Speech
Count X alleges a violation of Leath's Right to Free Speech against officers Webb, Duncan, and McConnell. [DE 41, p. 4]. Leath claims the officers retaliated against him for exercising his free speech rights by (1) "taking him to Good Samaritan hospital where they held him down and forced him to receive medical care to which he did not consent, and (2) bringing false felony charges against him." [Id. ].
This claim is premised on the idea that officers retaliated against Leath for refusing to consent to the taking of his vital signs. Leath argues "he was retaliated against for refusing to consent to an examination at the jail and again at Good Samaritan." [DE 41, p 34]. Leath claims that officers invented the felony assault charges because of this refusal.
A retaliation claim involves three elements: "(1) the plaintiff engaged in protected conduct; (2) an adverse action was taken against the plaintiff that would deter a person of ordinary firmness from continuing to engage in that conduct; and (3) there is a causal connection between elements one and two-that is, the adverse action was motivated at least in part by the plaintiff's protected conduct." Thaddeus-X v. Blatter ,
In his response to Defendants' Motion for Summary Judgment, Leath clarifies that his protected conduct was "refusing to consent to an examination at the jail and again at Good Samaritan." [DE 41, p. 34]. But as the Court has already explained, a detainee like Leath has no clearly established right to refuse the taking of his vital signs. And since his refusal was not protected conduct, officers could not have retaliated against him.
In addition, there is no evidence that officers invented the felony assault charges to retaliate against Leath. To the contrary, as discussed above, officers immediately claimed that Leath bit and kicked them at Good Samaritan. And Leath himself threatened to kick officers and claimed he was "ready to act a fool." A grand jury also found probable cause on these *904charges, suggesting the officers had a legitimate reason for filing the charges. True, probable cause does not always defeat a retaliation claim, see Lozman v. City of Riviera Beach , --- U.S. ----,
Defendants' Motion for Summary Judgment as to Count X is GRANTED.
IV. Conclusion
Two-and-a-half years ago, Leath promised he'd sue UKPD. He claimed from the beginning that officers and nurses violated his federal and state rights. Yet for the most part, Leath fails to overcome qualified immunity or fails to establish necessary elements of his claims. On those counts, there is no genuine dispute as to any material fact and no need for trial.
But that's not true on all claims. Leath can still pursue his excessive force (Count III), assault (Count IV), and battery (Count V) claims against Officer Webb. Accordingly, IT IS ORDERED :
(1) that Defendants' Motion for Summary Judgment [DE 37] is DENIED as to Counts III, IV, and V against Officer Webb for the alleged throat grab;
(2) that on all other counts, Defendants' Motion for Summary Judgment [DE 37] is GRANTED .
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Cite This Page — Counsel Stack
323 F. Supp. 3d 882, Counsel Stack Legal Research, https://law.counselstack.com/opinion/leath-v-webb-kyed-2018.