Lawrence L. Simmons v. Howard L. Beyer and the Attorney General of the State of New Jersey, W. Cary Edwards

44 F.3d 1160, 1995 U.S. App. LEXIS 2777
CourtCourt of Appeals for the Third Circuit
DecidedFebruary 10, 1995
Docket92-5370
StatusPublished
Cited by79 cases

This text of 44 F.3d 1160 (Lawrence L. Simmons v. Howard L. Beyer and the Attorney General of the State of New Jersey, W. Cary Edwards) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lawrence L. Simmons v. Howard L. Beyer and the Attorney General of the State of New Jersey, W. Cary Edwards, 44 F.3d 1160, 1995 U.S. App. LEXIS 2777 (3d Cir. 1995).

Opinions

OPINION OF THE COURT

NYGAARD, Circuit Judge.

We granted Lawrence L. Simmons’ request for a certificate of probable cause and now must decide: (1) whether voir dire transcripts, missing after a 13-year delay between Simmons’ sentencing and direct appeal, are indispensable to review his claim that the prosecution improperly exercised its peremptory challenges to exclude African Americans from the jury, and (2) whether this delay violated Simmons’ constitutional right to due process and a speedy appeal.1 The district court denied Simmons’ reopened petition for a writ of habeas corpus. We will reverse because, although the district court correctly concluded that Simmons’ right to due process was violated, it erred by concluding that the violation was cured when Simmons received his direct appeal.

I.

In 1977, Simmons was sentenced to life imprisonment plus 21 to 25 years. Although immediately after sentencing he expressed his desire to appeal, and never waived his right to appeal, Simmons’ conviction and sentence were not reviewed for 13 years. His appointed trial counsel did not file a notice of appeal or promptly transfer Simmons’ case to the appellate division of the New Jersey [1164]*1164Public Defender. Thereafter, despite requests from Simmons and his trial counsel, the Public Defender failed to promptly seek an appeal. Ultimately, the federal district court granted Simmons a conditional writ of habeas corpus, directing that a writ would issue unless the state gave him an appeal or a new trial. Thus, after he had pursued collateral review in the state and federal courts from 1980 to 1988, the New Jersey Superior Court, Appellate Division finally permitted Simmons to file a notice of appeal nunc pro tunc. After spending more than a decade in prison, Simmons was granted his first appeal as of right.

By this time, however, portions of the trial record including a lengthy in camera voir dire of prospective jurors were missing. The Appellate Division remanded the case for the limited purpose of reconstructing the record, and the judges who had presided over the jury selection and the remainder of the trial and sentencing held reconstruction hearings. Simmons challenged the sufficiency of the reconstructed record in federal district court, but his motion was denied without prejudice to his right to challenge the record in the state appellate proceedings. In 1990, the Appellate Division affirmed Simmons’ conviction and sentence, and the New Jersey Supreme Court denied his petition for certification. In 1991, the United States Supreme Court denied Simmons’ petition for a writ of certiorari. The district court then denied his reopened petition for a writ of habeas corpus, and he now appeals.

II. '

Simmons contends that the manner in which the prosecutor exercised his peremptory challenges violated the federal and state law principles articulated in Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), and State v. Gilmore, 103 N.J. 508, 511 A.2d 1150 (1986). In Batson, the United States Supreme Court held that the Equal Protection Clause of the Fourteenth Amendment forbids the prosecution from exercising peremptory challenges to ex-elude potential petit jurors based on race or race-based assumptions. 476 U.S. at 89, 106 S.Ct. at 1719. Similarly, in Gilmore, the New Jersey Supreme Court held that its state constitution prohibits the prosecution’s use of peremptory challenges “to remove potential petit jurors who are members of a cognizable group on the basis of their presumed group bias.” 511 A.2d at 1154. Before analyzing the merits of Simmons’ peremptory challenge claim, we must resolve two preliminary issues: (1) whether Batson and Gilmore apply to this case, and (2) whether Simmons’ claim is barred under the “adequate and independent state ground” doctrine.2

A.

In Allen v. Hardy, 478 U.S. 255, 106 S.Ct. 2878, 92 L.Ed.2d 199 (1986) (per curiam), the Court concluded that Batson does not apply retroactively on collateral review of a final conviction. Id. at 258, 106 S.Ct. at 2879. In Griffith, v. Kentucky, 479 U.S. 314, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987), however, the Court held that Batson does apply “to litigation pending on direct state or federal review or not yet final when Batson was decided.” Id. at 316, 107 S.Ct. at 709. It reasoned that the integrity of judicial review requires consistent application of “our best understanding of governing constitutional principles,” id. at 323, 107 S.Ct. at 713 (quoting Mackey v. United States, 401 U.S. 667, 679, 91 S.Ct. 1160, 1173, 28 L.Ed.2d 404 (1971)), and fairness requires allegiance to “the principle of treating similarly situated defendants the same.” Id.

Here, Simmons’ 1977 conviction did not become final until 1991 when the United States Supreme Court denied his petition for a writ of certiorari. See Allen, 478 U.S. at 258 n. 1, 106 S.Ct. at 2880 n. 1 (citation omitted). Although this case was before the Supreme Court in 1982, in conjunction with Simmons’ efforts to get a direct appeal, it did not then become final in the relevant sense. Simmons’ first appeal as of right was the critical missing step, and his intervening ap[1165]*1165plications for collateral review did not render his conviction final. See Caspari v. Bohlen, - U.S. -, -, 114 S.Ct. 948, 953, 127 L.Ed.2d 236 (1994). Accordingly, the Batson decision, announced in 1986, applies to this case.

The irony is that the egregious delay in granting Simmons a direct appeal inadvertently gave him the benefit of the Batson decision. Had Simmons received a timely review, his conviction would have been final before 1986. In a sense, he is a "chance beneficiary" of the Batson rule. See Griffith, 479 U.S. at 323, 107 S.Ct. at 713. Simmons, however, was not similariy situated with other defendants convicted in 1977 whose convictions became final before Batson was decided. Those other defendants did not suffer a 13-year delay before getting appellate review, and we see no reason to bend the rule in Griffith to deny Simmons the constitutional protection afforded in Batson.

B.

The Gilmore court itself delineated its holding's rule of application:

[T]he new rule will apply to this defendant, trials in which the jury selection commenced on or after the date of the Appellate Division opinion [which was affirmed in Gilmore 1, and cases now on appeal in which the issue was preserved in the trial court and the record is adequate to raise the issue.

511 A.2d at 1169. Applying these instructions, the Appellate Division rejected Simmons' contention that the reconstructed trial record was insufficient to permit it to review his Gilmore claim. It held that Simmons' argument "must of necessity fail because we consider this to be attempting a retroactive application of Gilmore under the procedural history and circumstances of this case."3

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Stammer
New Mexico Court of Appeals, 2020
BURNO v. WETZEL
E.D. Pennsylvania, 2019
Albert Hairston v. Roy Hendricks
578 F. App'x 122 (Third Circuit, 2014)
United States v. Barry Sussman
709 F.3d 155 (Third Circuit, 2013)
Chinnery v. People
55 V.I. 508 (Supreme Court of The Virgin Islands, 2011)
Greene v. Palakovich
606 F.3d 85 (Third Circuit, 2010)
Middlebrook v. Carroll
293 F. App'x 858 (Third Circuit, 2008)
Abu-Jamal v. Horn
Third Circuit, 2008
Hernandez v. Hendricks
270 F. App'x 150 (Third Circuit, 2008)
Reed v. Quarterman
504 F.3d 465 (Fifth Circuit, 2007)
People v. Houston
874 N.E.2d 23 (Illinois Supreme Court, 2007)
Lark v. Beard
495 F. Supp. 2d 488 (E.D. Pennsylvania, 2007)
People v. McGlotten
166 P.3d 182 (Colorado Court of Appeals, 2007)
People v. Whittiker
181 P.3d 264 (Colorado Court of Appeals, 2007)
United States v. Adams
65 M.J. 552 (Navy-Marine Corps Court of Criminal Appeals, 2006)
United States v. Moreno
63 M.J. 129 (Court of Appeals for the Armed Forces, 2006)
State v. Berryman
624 S.E.2d 350 (Supreme Court of North Carolina, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
44 F.3d 1160, 1995 U.S. App. LEXIS 2777, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lawrence-l-simmons-v-howard-l-beyer-and-the-attorney-general-of-the-ca3-1995.