Lavine Thomas v. Glen Ginter, Richard J. Griffin A/K/A R. Jason Griffin, Griffin Law Firm, PLLC, John Grady Griffin, Innova Mortgage LLC, Lavine Thomas Properties LLC, and Inova Financial LLC

CourtCourt of Appeals of Texas
DecidedJuly 29, 2014
Docket01-13-00143-CV
StatusPublished

This text of Lavine Thomas v. Glen Ginter, Richard J. Griffin A/K/A R. Jason Griffin, Griffin Law Firm, PLLC, John Grady Griffin, Innova Mortgage LLC, Lavine Thomas Properties LLC, and Inova Financial LLC (Lavine Thomas v. Glen Ginter, Richard J. Griffin A/K/A R. Jason Griffin, Griffin Law Firm, PLLC, John Grady Griffin, Innova Mortgage LLC, Lavine Thomas Properties LLC, and Inova Financial LLC) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Lavine Thomas v. Glen Ginter, Richard J. Griffin A/K/A R. Jason Griffin, Griffin Law Firm, PLLC, John Grady Griffin, Innova Mortgage LLC, Lavine Thomas Properties LLC, and Inova Financial LLC, (Tex. Ct. App. 2014).

Opinion

Opinion issued July 29, 2014

In The

Court of Appeals For The

First District of Texas

NO. 01-13-00143-CV

LAVINE THOMAS, Appellant

V. GLEN GINTER, RICHARD J. GRIFFIN A/K/A R. JASON GRIFFIN, GRIFFIN LAW FIRM, PLLC, JOHN GRADY GRIFFIN, INNOVA MORTGAGE LLC, LAVINE THOMAS PROPERTIES LLC, AND INNOVA FINANCIAL LLC, Appellees

On Appeal from the 125th District Court Harris County, Texas Trial Court Cause No. 2008-00885-B

MEMORANDUM OPINION

Lavine Thomas appeals the trial court’s grant of summary judgment based on the doctrine of judicial estoppel in favor of appellees Glen Ginter, Richard J.

Griffin a/k/a R. Jason Griffin, Griffin Law Firm, PLLC, John Grady Griffin,

Innova Mortgage LLC, Lavine Thomas Properties LLC, and Innova Financial

LLC. We affirm.

Background

In 2005 and 2006, Thomas entered into several real estate transactions with

Ginter, Richard J. Griffin, and another individual, Jake Gottfried. Subsequently,

on January 3, 2007, Thomas filed for bankruptcy under Chapter 13. That same

month, she filed a Statement of Financial Affairs and schedules disclosing all of

her assets to the bankruptcy court, in which she indicated that she had no

contingent and unliquidated claims.

A year after filing for bankruptcy, on January 9, 2008, Thomas filed a

lawsuit in state court in Harris County against Ginter, Richard J. Griffin, Gottfried,

and Lavine Thomas Properties, LLC, claiming that they had committed fraud in

connection with the 2005 and 2006 real estate transactions, and alleging various

tort and contract claims. She later added defendants to the lawsuit, including,

among others, Griffin Law Firm, PLLC, John Grady Griffin, Innova Mortgage

LLC, and Innova Financial LLC. Thomas did not amend her Statement of

Financial affairs or the schedules filed with the bankruptcy court to reflect these

2 claims. After Ginter, Richard J. Griffin, and Lavine Thomas Properties LLC

asserted counterclaims against Thomas, she filed a suggestion of bankruptcy with

the state court.

On August 4, 2010, Ginter and Thomas filed a joint “Agreed Motion to Lift

Stay” in the bankruptcy court. According to the motion, the parties sought to lift

the stay to permit Ginter to prosecute the counterclaims that he had asserted against

Thomas in the state court. The bankruptcy court granted the motion.

In January 2012, Thomas certified to the bankruptcy court that she had made

all payments required by her confirmed Chapter 13 plan and moved for entry of

discharge. The bankruptcy court signed an order granting Thomas a discharge on

February 8, 2012. According to the bankruptcy trustee’s final report, at the time of

discharge, Thomas had paid 100% of the claims asserted against her, but paid

interest on only some of the claims.

Four months after Thomas was discharged from bankruptcy, the appellees

moved for summary judgment on all of Thomas’s claims in the state court action

on the ground that Thomas was judicially estopped from prosecuting the claims

because she failed to disclose them to the bankruptcy court. John Grady Griffin

also separately moved for summary judgment on the grounds that he could not be

liable under a principal-agent theory for the acts of Innova Mortgage and that

3 Thomas’s claims against him were barred by limitations. On August 30, 2012, the

trial court granted the summary-judgment motions. Ginter, Richard J. Griffin, and

Lavine Thomas Properties LLC then non-suited their counterclaims against

Thomas.

On January 3, 2013, Thomas’s claims against the appellees were severed so

that the summary judgments became final. On February 14, 2013, Thomas filed a

motion to extend post-judgment deadlines, requesting that the appellate deadlines

run from February 14, 2013, the day she learned of the severance order. The trial

judge granted the motion. Thomas filed her motion for new trial on February 17,

2013, and a supplemental motion for new trial on March 13, 2013, which were

denied by written order on March 25, 2013.

After the trial court granted the summary judgments, but before the

severance, Thomas filed a “Motion to Reopen Case” in the bankruptcy court,

requesting that she be permitted to list the state court cause of action on her

schedules, and asking the bankruptcy court to make a finding that her failure to list

her claims against the appellees on her schedules was inadvertent.

On April 15, 2013, after the severance and the denial of Thomas’s motion

for new trial, the bankruptcy court granted Thomas’s motion to reopen. The

bankruptcy court entered an order that “the cause of action known as Cause No.

4 2008-00885 in the 125th District Court of Harris County, Texas is hereby listed as

an asset in the case.” The order further stated that “the failure of the Debtor to list

the lawsuit among the assets of her estate at the time the bankruptcy was filed was

an inadvertent omission. The Debtor and Debtor’s counsel discussed the state suit

with counsel for the trustee at the creditors’ meeting.”

The same day, Thomas filed a motion in the trial court for leave to file a

second supplemental motion for new trial, along with the motion, which was based

on the bankruptcy court’s order of April 15, 2013. The trial court denied both

motions by written order on April 22, 2013.

Discussion

In five issues, Thomas challenges the trial court’s summary judgment.

A. Standard of Review

We review de novo the trial court’s ruling on a motion for summary

judgment. Mann Frankfort Stein & Lipp Advisors, Inc. v. Fielding, 289 S.W.3d

844, 848 (Tex. 2009). A traditional summary judgment may be granted if the

motion and summary judgment evidence establish there is no genuine issue of

material fact and the moving party is entitled to judgment as a matter of law. TEX.

R. CIV. P. 166a(c). When a defendant moves for summary judgment on an

affirmative defense, the defendant must conclusively prove each element of the

5 defense as a matter of law. See Sci. Spectrum, Inc. v. Martinez, 941 S.W.2d 910,

911 (Tex. 1997). We review the evidence presented in the light most favorable to

the party against whom the summary judgment was rendered, crediting evidence

favorable to that party if reasonable jurors could, and disregarding contrary

evidence unless reasonable jurors could not. See Mann Frankfort Stein & Lipp

Advisors, Inc., 289 S.W.3d at 848.

B. Judicial Estoppel
1. Applicable Law

When a party invokes judicial estoppel in the context of a prior bankruptcy

proceeding, we apply federal law to determine whether the doctrine applies. See

Norris v. Brookshire Grocery Co., 362 S.W.3d 226, 229 (Tex. App.—Dallas 2012,

pet. denied); Bailey v. Barnhart Interest, Inc., 287 S.W.3d 906, 910 (Tex. App.—

Houston [14th Dist.] 2009, no pet.); see also Brown v. Swett & Crawford of Tex.,

Inc., 178 S.W.3d 373, 380 (Tex. App.—Houston [1st Dist.] 2005, no pet.)

(applying federal law). Judicial estoppel is “a common law doctrine by which a

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