Lau v. NYSARC Trust Service, Inc.

CourtDistrict Court, N.D. New York
DecidedJanuary 26, 2024
Docket1:20-cv-00801
StatusUnknown

This text of Lau v. NYSARC Trust Service, Inc. (Lau v. NYSARC Trust Service, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lau v. NYSARC Trust Service, Inc., (N.D.N.Y. 2024).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

GILBERT LAU,

Plaintiff, 1:20-cv-801 (BKS/CFH)

v.

NYSARC TRUST SERVICE, INC. et al.,

Defendants.

Appearances: Plaintiff pro se: Gilbert Lau New York, NY 10028

For Defendants NYSARC Trust Service, Inc., Warren H. Heillbronner, Candance Johnstone, and Alison Wilkinson: Jack Babchik Melissa C. Cartaya Kaufman Dolowich LLP 245 Main Street, Suite 330 White Plains, New York 10601

Hon. Brenda K. Sannes, Chief United States District Judge:

MEMORANDUM-DECISION AND ORDER

I. INTRODUCTION Plaintiff pro se Gilbert Lau brought this action asserting claims against Defendants NYSARC Trust Service, Inc. (“NYSARC”), Warren H. Heillbronner, Dorothy Zyskowski, Alison Wilkinson, Candace Johnstone, and Jamie Harla arising from, among others, Title III of the Americans with Disabilities Act (“ADA”) and New York State Human Rights Law (“NYSHRL”). (Dkt. No. 26.) Presently before the Court is Defendants NYSARC, Heillbronner, Johnstone, and Wilkinson’s motion to dismiss pursuant to Federal Rule of Civil Procedure 41(b). (Dkt. No. 99.)1 Plaintiff has not responded in opposition to the motion. For the following reasons, the motion to dismiss pursuant to Federal Rule of Civil Procedure 41(b) is granted. II. BACKGROUND The Court assumes familiarity with the procedural background of the case through the filing of the third amended complaint as recounted in Magistrate Judge Hummel’s Report-

Recommendation. (Dkt. No. 29, at 1–3.) On May 10, 2021, Plaintiff filed the operative third amended complaint, which was referred to United States Magistrate Judge Christian F. Hummel for review under 28 U.S.C. § 1915. (Dkt. Nos. 26, 29.) Magistrate Judge Hummel issued a Report-Recommendation on October 25, 2021, recommending that Plaintiff’s claim for failure to provide a reasonable accommodation under Title III of the ADA and NYSHRL proceed against all Defendants and that the following claims be dismissed with prejudice: (1) claims for “deliberate indifference” or negligence against all Defendants; (2) claims for disability discrimination under Title III of the ADA and NYSHRL against the individual Defendants; and (3) claims for disparate treatment of similarly-situated individuals against all Defendants. (Dkt. No. 29.) On November 29, 2021, the

Court adopted the Report-Recommendation in its entirety and dismissed all claims except for Plaintiff’s claim for failure to provide a reasonable accommodation pursuant to Title III of the ADA and NYSHRL against all Defendants and Plaintiff’s intentional discrimination claim against NYSARC under Title III of the ADA and NYSHRL. (Dkt. No. 30.) On February 16, 2022, Defendants NYSARC, Heillbronner, and Johnstone filed an answer to the third amended

1 For the purposes of this Memorandum-Order and Decision, the term “Defendants” refers only to Defendants who have appeared in this action—Defendants NYSARC, Heillbronner, Johnstone, and Wilkinson—unless otherwise noted. complaint. (Dkt. No. 39.) On March 21, 2022, Defendants NYSARC, Heillbronner, Johnstone, and Wilkinson filed an amended answer. (Dkt. No. 51.) On February 24, 2022, Magistrate Judge Hummel notified the parties that the initial conference was scheduled for March 28, 2022, indicated that the conference would be conducted

by telephone, and provided the “dial in” instructions. (Dkt. No. 42.) After Plaintiff failed to appear for the initial pretrial conference on March 28, 2022, (Text Minute Entry dated March 28, 2022), Magistrate Judge Hummel issued a Text Order advising the parties that the initial pretrial conference was rescheduled for April 13, 2022, and warning Plaintiff that “failure to appear at court Ordered conferences may result in the imposition of sanctions, including the dismissal of the complaint,” (Dkt. No. 53). Plaintiff appeared at the rescheduled conference. (Text Minute Entry dated April 13, 2022.) Magistrate Judge Hummel subsequently issued a uniform pretrial scheduling order indicating that discovery was to be completed by January 31, 2023. (Dkt. No. 54.) On December 28, 2022, Plaintiff requested an extension of time to complete discovery,

(Dkt. No. 61), and Magistrate Judge Hummel extended the discovery deadline to March 1, 2023, (Dkt. No. 62). On February 22, 2023, Defendants indicated that they had received no responses from Plaintiff to interrogatories or a request for the production of documents and requested a conference with the Court to discuss these discovery issues. (Dkt. No. 64.) Magistrate Judge Hummel scheduled a conference for March 1, 2023. (Dkt. No. 65.) At the conference, Plaintiff requested more time to respond to Defendants’ interrogatories and request for the production of documents. (Text Minute Entry dated March 1, 2023.) Magistrate Judge Hummel set a “strict deadline[]” of March 30, 2023, for Plaintiff’s response, (Dkt. No. 66), and advised Plaintiff that failure to comply with Court orders and Court directions could result in sanctions, including dismissal, (Dkt. No. 99-26, at 3). On April 10, 2023, Defendants moved for leave to file a motion to dismiss pursuant to Rule 41(b) of the Federal Rules of Civil Procedure and requested in the alternative a conference

with the Court to discuss discovery issues. (Dkt. No. 69, at 1–2.) Defendants stated that, though Plaintiff had responded to the interrogatories and the request for the production of documents by the March 30, 2023 deadline, Plaintiff’s responses “were entirely deficient and in violation of both the Local Rules as well as the Federal Rules of Civil Procedure.” (Id. at 1.) Plaintiff filed with the Court his purported responses, which demonstrate that Plaintiff did not respond to the request for the production of documents, (Dkt. No. 67, at 6–10), and that Plaintiff’s responses to the first set of interrogatories were substantively deficient, (id. at 2–10): Plaintiff omitted reference entirely to two of the fourteen interrogatories, provided no response two interrogatories, objected to five interrogatories—including, for instance, “Identify the location where the alleged discrimination toward you occurred.” and “Have you ever been to the restroom

you identified in response to paragraph 6 above, and if so, the date(s) you were there?”—as “overly broad, unduly burdensome and oppressive,” objected to two other interrogatories by indicating that “the question needs to be more specific, manageable, and relaxed,” responded to one interrogatory asking Plaintiff to identify social media accounts he used by stating that he “reported to social media on Facebook that the Defendants stole Plaintiff’s financial proceeds” and that these statements were “not libel and defamation” but were “based on the truth against the Defendants,” and provided substantive answers to only two interrogatories. (Id. at 7–10.)2

2 Plaintiff responded to the motion for leave to file a motion dismiss, indicating that he did not object to a discovery hearing, that he had filed a grievance against counsel for Defendants, and that “Plaintiff could file second amended interrogatories.” (Dkt. No. 76, at 1–3.) Magistrate Judge Hummel granted Defendants’ request for a conference and scheduled a discovery hearing for April 27, 2023. (Dkt. No. 70.) On April 20, 2023, Plaintiff requested an adjournment of the discovery hearing, (Dkt. No.

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