Lathrop v. Shipman

113 F.2d 142, 27 C.C.P.A. 1348, 46 U.S.P.Q. (BNA) 144, 1940 CCPA LEXIS 132
CourtCourt of Customs and Patent Appeals
DecidedJuly 1, 1940
DocketNo. 4326
StatusPublished

This text of 113 F.2d 142 (Lathrop v. Shipman) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lathrop v. Shipman, 113 F.2d 142, 27 C.C.P.A. 1348, 46 U.S.P.Q. (BNA) 144, 1940 CCPA LEXIS 132 (ccpa 1940).

Opinion

Gaeeett, Presiding Judge,

delivered lire opinion of tlie court:

October 29, 1935, a patent, No. 2,019,351, issued from the United States Patent Office to Harold F. Lathrop, relating to an air conditioning apparatus which contained a single claim. It was based upon an application filed November 17, 1934. August 25, 1936 — approximately 10 months after the patent was issued to Lathrop — Bennet Carroll Shipman filed an application for patent entitled “For Heat Exchanger” which, as filed,- embraced 35 claims. April 26, 1937, Shipman tendered an amendment, seeking to add as claim 36, the claim of the Lathrop patent, for the purpose of securing an interference proceeding with Lathrop. After proceedings in the Patent Office, unnecessary to be related here, the proposed amendment was admitted in an amended form as claim 37, and on August 9, 1937, an interference was declared embracing a single count which reads as follows:

1. An attachment for an air conditioning device or the like including a casing of rectangular cross section, said casing being open at the ends thereof and having- openings near the ends at the top and bottom thereof, a baffle of zig-zag cross section arranged longitudinally within said casing and in contact with the top and bottom walls of the duct, and means including a removable closure plate and a sheet of packing material for sealing the ends of said baffle and for dividing said casing into two ducts, one of said ducts communicating with the openings in the upper side of said casing and the other of said ducts communicating with the openings in the lower side thereof.

[1349]*1349The count is identical in language with the claim of Lathrop’s patent except for the omission of an immaterial clause of the claim.

It appears that during the period which is of importance here, Shipman, who was a consulting engineer, was not employed by any corporation but proceeded as an independent inventor. However, his application at the time of the declaration of the interference had been assigned to Servel, Inc., a corporation of Delaware, which corporation is the real party in interest in this proceeding. Shipman resided at San Mateo, California, at the time his invention was claimed to have been completed in 1933. He died prior to the time set for taking his testimony and the evidence on behalf of his assignee consists mainly of the testimony of parties residing in California who worked upon a device which was placed in evidence as Shipman’s Exhibit A.

No testimony was taken on behalf of Lathrop (whose patent stands assigned to the General Electric Company, a corporation of New York) and the filing date of his application — November IT, 1934 — is relied upon for conception and constructive reduction to practice.

In view of the fact that the Shipman application was filed subsequent to the issuance of the Lathrop patent it was incumbent upon Shipman’s assignee to prove priority beyond a reasonable doubt.

The Examiner of Interferences reveiwecl the material evidence in the case and held that Shipman’s assignee had failed to sustain the burden. So priority was awarded to Lathrop. Upon appeal the board took a different view and reversed the decision of the Examiner of Interferences, awarding priority to Shipman.

The instant appeal to this court followed.

We have carefully investigated the record in the case and given full consideration to the arguments presented.

As we view the case the only question which it is necessary for us to consider is whether Shipman’s Exhibit A satisfies the terms of the count. Both the Examiner of Interferences and the board seem to have agreed that it had been satisfactorily established that the Shipman device had been completed and used prior to the filing date of Lathrop’s application, but in his decision the Examiner of Interferences states his belief that the evidence and surrounding circumstances not only raise a doubt as to whether the device was considered successful, “but are considered to show beyond a reasonable doubt that it could not have been considered to have operated in a satisfactory and practical manner.” Whatever might be held with respect to this finding (with which, of course, the board disagreed), it is our conclusion that clearly there is one structural feature of the count Avliich Shipman’s Exhibit A fails to meet.

[1350]*1350The count is quite clear and the structure required by it, we think, may be visualized from a study of its terms. The board gave the following general description:

The subject matter of the issue is a heat interchanging device or recuperater for either heating or cooling air that is entering a room by interchanging heat with a stream of air flowing in the opposite direction, that is, out of the room. The device is suitable for use in air conditioning systems, but the, count involves merely certain structure of the heat interchanger.

We also quote the board’s description and discussion of Exhibit A. which contains a condensed statement of certain of the views of the Examiner of Interferences:

Exhibit A is a heat interchanger said to be of actual full size for commercial use. It comprises an elongated rectangular casing which, as such, is open at the ends in the sense required by the count even though the extreme end is relatively narrow because the ends are somewhat tapered off on each side. The count, however, develops no detail precluding this shape. We think the casing may be said to have openings near the ends at the top and bottom. In Exhibit A these openings coincide with the tapered or bevelled portions of' the ends. The structure, however, satisfies the count in this respect. Exhibit A has the required baffle or zig-zag cross section arranged within the casing to form alternating parallel passages in the opposed angles of the zig-zag structure. This, satisfies the count in requiring that the casing have two ducts, one communicating with the openings in the Tipper side of the casing and the other eommunictaing with the openings in the lower side thereof. Contention has arisen concerning two clauses of the count, namely, “means including a removable closure plate” and a part of the clause with respect to the baffle requiring it to be in contact with the top and bottom walls of the duct. The examiner holds that because the edges of the end plate are soldered in place in connection with the casing that these end plates are not properly called removable closure plates. The closure plates are also held by some side clamping bolts. The examiner holds that it is not established that the baffle comprising the inner structure of the casing is arranged in contact with the top- and bottom walls of the casing or duct.

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113 F.2d 142, 27 C.C.P.A. 1348, 46 U.S.P.Q. (BNA) 144, 1940 CCPA LEXIS 132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lathrop-v-shipman-ccpa-1940.