Larry M. Ward and Gabriel S. Neal v. Robert L. Wilkie

CourtUnited States Court of Appeals for Veterans Claims
DecidedJune 14, 2019
Docket16-2157
StatusPublished

This text of Larry M. Ward and Gabriel S. Neal v. Robert L. Wilkie (Larry M. Ward and Gabriel S. Neal v. Robert L. Wilkie) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larry M. Ward and Gabriel S. Neal v. Robert L. Wilkie, (Cal. 2019).

Opinion

UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS

No. 16-2157

LARRY M. WARD, APPELLANT,

AND

NO. 17-1204

GABRIEL S. NEAL, APPELLANT,

V.

ROBERT L. WILKIE, SECRETARY OF VETERANS AFFAIRS, APPELLEE.

On Appeal from the Board of Veterans' Appeals

(Argued February 1, 2019 Decided June 14, 2019)

Casey Connelly and Laurel Fresquez, of Jamaica Plain, Massachusetts, argued for the appellants. 1 Lavinia A. Derr and Ronen Z. Morris, both of Washington, D.C., argued for the appellee.

Alyce E. Galoski, of Providence, Rhode Island, for appellant Ward.

Emma L. Peterson and Zachary M. Stolz, of Providence, Rhode Island, and Daniel L. Nagin and Elizabeth R. Gwin, of Jamaica Plain, Massachusetts, were on brief for appellant Neal.

Meghan Flanz, Interim General Counsel, with whom Mary Ann Flynn, Chief Counsel; James B. Cowden, Deputy Chief Counsel; and Lavinia A. Derr, Appellate Attorney, all of Washington, D.C., were on brief for the appellee in No. 16-2157. James A. Byrne, General Counsel, with whom Mary Ann Flynn, Chief Counsel; Richard Daley, Deputy Chief Counsel; and Stuart Anderson, Appellate Attorney, all of Washington, D.C., were on brief for the appellee in No. 17-1204.

Before DAVIS, Chief Judge, and PIETSCH and GREENBERG, Judges.

DAVIS, Chief Judge, filed the opinion of the Court. GREENBERG, Judge, filed an opinion concurring in part and dissenting in part.

1 These students are members of the Veterans Legal Clinic of the Legal Services Center of Harvard Law School, which is co-counsel for the appellants. The Court expresses its appreciation for their contribution to the Court's consideration of this matter. DAVIS, Chief Judge: Both cases in this consolidated appeal involve the correct legal standard for assessing an increase in disability of a non-service-connected condition "proximately due to or the result of a service-connected disability"2 in a secondary-service-connection context. The merits issue for panel consideration arises from Board instructions to VA examiners in both cases that "aggravation" of a non-service-connected condition required a "permanent worsening" of that secondary condition. The Secretary apparently imported this requirement from law pertaining to the presumption of aggravation for conditions preexisting service.3 The Secretary has incorporated the "permanent worsening" requirement into the VA Adjudication Procedures Manual, effective November 30, 2017.4 The Court concludes that the Secretary's imposition of the "permanent worsening" standard is an impermissible attempt to add requirements that appear in neither the enabling statute5 nor in the implementing regulation6 for secondary service connection. Therefore, the Court will set aside the Board decisions in the appeals of both Mr. Ward and Mr. Neal, and remand their secondary- service-connection claims for additional development and readjudication under the proper legal standard. Additionally, there is a motion before the Court to certify a class of "veterans who are or will be subject to the Secretary's unlawful 'permanent worsening' standard for deciding whether a service-connected disability has aggravated a secondary disability."7 Because this is a precedential opinion, which should have full effect throughout VA, the Court will deny the class certification motion at this time.

I. BACKGROUND U.S. Navy veteran Larry M. Ward is service connected for femur and knee disabilities resulting from an in-service accident. His knee condition eventuated in a total knee replacement.

2 38 C.F.R. § 3.310(b) (2018). 3 See 38 U.S.C. § 1153; 38 C.F.R. § 3.306 (2018). 4 VA ADJUDICATION PROCEDURES MANUAL (M21-1), pt. III, subpt. iv, ch. 6, § B(5)(a). 5 See 38 U.S.C. § 1110. 6 See 38 C.F.R. § 3.310. 7 Motion for Class Certification at 1.

2 He now seeks service connection for a bilateral hip condition that he believes has resulted, at least in part, from stress caused by his service-connected disabilities. U.S. Army veteran Gabriel S. Neal is service connected for a left knee disability that has resulted in several surgeries, also culminating in a full knee replacement. He now seeks service connection for a low back disability that he believes has resulted from favoring his service- connected left knee.8 The records in both cases raise an identical issue on appeal. In Mr. Ward's case, a Board remand instructed VA to [o]btain a VA medical opinion as to whether it is at least as likely as not (50 percent or greater probability) that the [v]eteran's degenerative joint disease of the hips was caused or aggravated (permanently increased in severity beyond the natural progress of the disorder) by the service-connected right knee total arthroplasty, left femur fracture residuals and/or right foot nerve damage with loss of motion of the toes with chronic pain.[9] In Mr. Neal's case the Board asked the examiner: "Is it at least as likely as not (50 percent or greater) that the [v]eteran's right knee disorder and/or low back disorder were aggravated (i.e., permanently made worse beyond the natural progression of the disability) by the [v]eteran's service[-]connected left knee disability."10 At the core of the merits dispute in this consolidated case is a statement from an en banc decision of this Court in Allen v. Brown. 11 While discussing the law of secondary service connection, the Allen Court said the following: (Note: Unless otherwise indicated, the Court will use the terms "aggravation" and "aggravated" as general terms referring to any increase in disability. This is to be distinguished from the more specific form of the term "aggravation" as defined in 38 U.S.C. § 1153 . . . and 38 C.F.R. § 3.306(a) (1994), which authorize compensation for an increase in disability resulting from aggravation during service of an injury or disease that existed before service.)[12]

8 Mr. Neal initially sought secondary service connection for a right knee condition as well as the lower back condition. Though the record is unclear on this point, Mr. Neal was apparently awarded service connection for the right knee disability. A VA examination report linked the right knee disability to the left knee disability, and the most recent Board decisions and Supplemental Statements of the Case (SSOCs) list only service connection for the lower back condition as an issue. 9 Ward Record (R.) at 98 (restatement of examination request in May 2014 VA examination report) (emphasis added); see also Ward R. at 1297 (Feb. 2014 Board remand containing identical language). 10 Neal R. at 2299-2300 (emphasis added). 11 7 Vet.App. 439 (1995) (en banc). 12 Id. at 445 (emphasis added).

3 On October 24, 2017, before Mr. Ward's and Mr. Neal's cases were consolidated, the Court issued a supplemental briefing order that read, in relevant part: 1) Do Donnellan [v. Shinseki, 24 Vet.App. 167 (2010)] and Davis [v. Principi, 276 F.3d 1341 (Fed. Cir. 2003)] apply to an analysis under § 3.310(b) in view of Allen?

2) In Hunt v.

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Larry M. Ward and Gabriel S. Neal v. Robert L. Wilkie, Counsel Stack Legal Research, https://law.counselstack.com/opinion/larry-m-ward-and-gabriel-s-neal-v-robert-l-wilkie-cavc-2019.