Larmel v. Metro North Commuter Railroad Co.

CourtSupreme Court of Connecticut
DecidedFebruary 8, 2022
DocketSC20535
StatusPublished

This text of Larmel v. Metro North Commuter Railroad Co. (Larmel v. Metro North Commuter Railroad Co.) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larmel v. Metro North Commuter Railroad Co., (Colo. 2022).

Opinion

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The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** LARMEL v. METRO NORTH COMMUTER RAILROAD CO.—DISSENT

ECKER, J., with whom ROBINSON, C. J., joins, dis- senting. The majority holds that an action that has been submitted to court-ordered arbitration under General Statutes § 52-549u has been ‘‘tried on its merits’’ within the meaning of General Statutes § 52-592 (a), a savings statute that we have repeatedly stated, since its enact- ment 160 years ago, must be construed liberally to effec- tuate its remedial purpose.1 It is clear to me that the informal arbitration proceeding at issue lacks the for- mality or procedural protections of a trial, and, there- fore, the present case has not been ‘‘tried on its merits’’ under § 52-592 (a). Accordingly, I would reverse the judgment of the Appellate Court and remand the case to the trial court to determine whether the plaintiff, Phyllis Larmel, has satisfied the other condition neces- sary to qualify for relief under the savings statute.2 The majority holds that the plain language of the phrase ‘‘tried on its merits’’ in § 52-592 (a) includes a case resolved by arbitration pursuant to § 52-549u. I have difficulty understanding the basis for this conclu- sion. It is not supported by any of the dictionary defini- tions cited in the majority opinion, all of which require that the inquiry or examination proceed ‘‘judicially.’’ E.g., Merriam-Webster’s Collegiate Dictionary (11th Ed. 2014) p. 1344. On its face, that qualification would appear to exclude an arbitration, certainly a nonbinding, informal arbitration conducted by an attorney under § 52-549u.3 This conclusion finds strong support in the fact that the savings statute applies only to an ‘‘action’’ that has failed to be tried on its merits.4 See General Statutes § 52-592 (a) (‘‘If any action, commenced within the time limited by law, has failed one or more times to be tried on its merits . . . .’’ (Emphasis added.)). An ‘‘action’’ in this context means a civil lawsuit, not an arbitration.5 As far as I am aware, moreover, an action is ‘‘tried on its merits’’ at a trial, that is, a formal, binding adjudication presided over by a judge or other official authorized to carry out the judicial function. This is what ‘‘tried on its merits’’ meant around the time that the accidental failure of suit statute was first enacted,6 and I have no reason to believe that the mean- ing of the phrase is appreciably different today. I have not seen any lexical or legal authority that would sup- port the majority’s contrary view, as a matter of plain language or otherwise. I agree with the majority that ‘‘[t]he question of whether a particular case has been ‘tried on its merits’ within the meaning of [the accidental failure of suit statute] . . . turns on the basis of the judgment ulti- mately rendered’’; (emphasis in original) footnote 7 of the majority opinion; but I disagree that the judgment rendered by the trial court in this case ‘‘turned on the merits of the claims raised’’ by the plaintiff. The trial court, in fact, never assessed the merits of the plaintiff’s claims, and judgment was rendered with absolutely no consideration of the merits. Exactly the opposite occurred—the trial court automatically rendered judg- ment after the plaintiff failed to file a timely demand for a trial de novo in accordance with General Statutes (Rev. to 2017) § 52-549z. Because the basis of the trial court’s judgment was a ‘‘procedural [reason] and not on the merits,’’ there is no doubt that Connecticut’s accidental failure of suit statute applies. Holt v. KMI- Continental, Inc., 95 F.3d 123, 131 (2d Cir. 1996), cert. denied, 520 U.S. 1228, 117 S. Ct. 1819, 137 L. Ed. 2d 1027 (1997). Indeed, in Nunno v. Wixner, 257 Conn. 671, 778 A.2d 145 (2001), we expressly held that ‘‘[c]ourt-mandated arbitration proceedings pursuant to § 52-549u do not include many of the distinctive hallmarks of a trial’’; id., 679; and, therefore, ‘‘do not constitute a trial . . . .’’ Id., 681. Nunno enumerates the myriad ways in which an arbitration proceeding is not equivalent to a trial in a civil action, both as a general matter and under the particular procedures applicable to an arbitration under § 52-549u. See id., 678–80.7 The court in Nunno also observed that the actual arbitration procedures fol- lowed by the parties in that case, which were essentially the same procedures utilized in the present case, sup- ported the conclusion that the arbitration proceeding was not a trial: ‘‘[N]o witnesses testified for either party and no formal exhibits were offered. The parties merely submitted copies of a police report, photographs, tran- scripts of depositions, medical reports and medical bills. The parties also summarized their respective cases through their counsel. After reviewing all of the infor- mation provided, the arbitrator issued his nonbinding award. The arbitration proceedings . . . differed greatly from a trial. The procedures were informal and parties were allowed to present unsworn evidence. None of the rules of evidence applied in this proceeding. In addition, the proceeding was presided over by a nonjudicial officer, whose decision was not binding on the parties. The court-mandated arbitration proceeding . . . case did not constitute a trial.’’ Id., 680–81. Finally, and importantly, the court in Nunno relied on the legislative history of § 52-549u to demonstrate that the legislature did not intend a court-mandated arbitration proceeding to be a trial (or, in the statutory language applicable here, a proceeding in which an ‘‘action’’ has been ‘‘tried on its merits’’). As the court in Nunno observed, the ‘‘legislative history demonstrates that the legislature intended these arbitration proceed- ings to be a form of alternative dispute resolution designed to assist parties to settle cases voluntarily. In 1997, during the course of the legislative debates concerning the enactment of the bill that later amended § 52-549u, the members of the House of Representatives discussed the purpose of the court-mandated arbitra- tion proceedings. In the course of the debate, Represen- tative Michael P. Lawlor, a proponent of the bill, was asked why the rules of evidence would not apply in these arbitration proceedings. 40 H.R. Proc., Pt. 4, 1997 Sess., p. 1391. Representative Lawlor replied that ‘[t]his whole process of arbitration is an [alternative] dispute resolution mechanism [that is] intended to avoid unnec- essary court delays.

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