Larkin v. State

88 P.3d 153, 2004 WL 720169
CourtCourt of Appeals of Alaska
DecidedApril 2, 2004
DocketA-8444
StatusPublished
Cited by5 cases

This text of 88 P.3d 153 (Larkin v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larkin v. State, 88 P.3d 153, 2004 WL 720169 (Ala. Ct. App. 2004).

Opinion

88 P.3d 153 (2004)

Lory LARKIN, Appellant,
v.
STATE of Alaska, Appellee.

No. A-8444.

Court of Appeals of Alaska.

April 2, 2004.

*154 Robert D. Lewis, Nome, for the Appellant.

John A. Scukanec, Assistant Attorney General, Office of Special Prosecutions and Appeals, Anchorage, and Gregg D. Renkes, Attorney General, Juneau, for the Appellee.

Before: COATS, Chief Judge, and MANNHEIMER and STEWART, Judges.

OPINION

MANNHEIMER, Judge.

Lory Larkin was indicted for second-degree sexual abuse of a minor (engaging in sexual penetration with a minor under the age of 16).[1] The indictment charged that Larkin's offense occurred "on or about February 1, 2001". At trial, the evidence clearly showed that the victim was away at school starting in January 2001, and thus the offense could have occurred no later than the end of December 2000. Larkin claims that, given this state of the evidence, he is entitled to a judgement of acquittal.

Larkin seeks a judgement of acquittal, rather than a reversal of his conviction and a retrial, because he argues that the State took him to trial and then failed to prove its case. Specifically, Larkin claims that because of the difference between the date of the offense shown by the trial testimony and the date specified in the indictment, "reasonable people [would have to agree] that the evidence [presented at trial] was insufficient to establish [that] any crime was committed on or about February 1, 2001".

But this is not truly a "sufficiency of the evidence" argument. Rather, it is a variance argument. Larkin concedes that the evidence presented at his trial was sufficient to establish that he committed the crime of sexual abuse of a minor. The problem, according to Larkin, is that the evidence showed that the offense was committed no later than December 31, 2000—at least five weeks before the date specified in the indictment. Even though the indictment says "on or about" February 1, 2001, Larkin contends that the phrase "on or about" is not flexible enough to encompass a variance of five weeks.

Larkin does not assert that this difference in dates prejudiced his investigation of the case or the planning or presentation of his defense. Rather, Larkin's argument is a technical one: he contends that an indictment charging the commission of an offense "on or about February 1, 2001" can not, as a legal matter, support a conviction if the uncontroverted evidence shows that the offense must have occurred at least five weeks before that date.

For the reasons explained here, we hold that the date on which an offense was committed is normally not an element of that offense. Thus, a variance between the date specified in the indictment and the date shown by the evidence at trial will normally be deemed a defect of form (rather than a material defect) for purposes of Alaska Criminal Rule 7(c), unless the defendant can show that the variance prejudiced their ability to prepare or present their defense at trial.

Because Larkin does not assert that the variance prejudiced him, we affirm his conviction.

The common-law rule regarding variances in the date of the offense, and the federal law on this subject

Even in the heyday of common-law pleading, when a murder conviction could be overturned because the indictment "did not set forth the length and depth of the [victim's] mortal wounds" or because the indictment specified that the victim was stabbed in the "brest" rather than the "breast",[2] the courts recognized one aspect of criminal pleading where exacting specificity was not required: the allegation as to the date of the offense.

*155 [T]he common law, although it required the accusation to mention some date, did not require the prosecution to stick to that date; proof of any date within the period of the statute [of limitations] would suffice to convict.

Austin Scott, "Fairness in the Accusation of Crime", 41 Minnesota Law Review 509, 532 (1957).[3]

This same flexibility is carried forward in the more lenient pleading rules that govern modern criminal litigation:

Traditionally, time and place have been viewed as not requiring great specificity because [these factors] ordinarily do not themselves constitute an element of [the] crime. Thus, the time allegation can refer to the event as having occurred "on or about" a certain date and, within reasonable limits, proof of a date before or after that specified will be sufficient, provided it is within the statute of limitations. [The exception is for cases where] time is a material element of the offense....

Wayne R. LaFave, Jerold H. Israel, and Nancy J. King, Criminal Procedure (2nd ed.1999), § 19.3(b), p. 773.

LaFave's description of the law on this point is echoed in Professor Charles Alan Wright's treatise on modern federal criminal procedure.[4] Professor Wright states that the Federal Rules of Criminal Procedure allow substantial flexibility in the indictment's description of the date of the crime:

[G]ood pleading still includes an allegation that [the] offense was committed on a particular day, month, and year, but a defect in the allegation of the date is a defect of form only. Obvious errors in the date alleged will be ignored, and great generality in the allegation of date will suffice, though [a] defendant may be entitled to a bill of particulars if the allegation is too general to permit him to prepare his defense. The allegation [of the date] is not regarded as ... an essential element of the crime, and, within reasonable limits, proof of any date before the return of the indictment and within the statute of limitations is sufficient [unless] a particular [date] is made material by the statute creating the offense.

Federal Practice and Procedure—Criminal (3rd ed.1999), § 125, Vol. 1, pp. 573-77.

When Professor Wright describes a discrepancy in the date as a "defect of form only", he is using a term of art. Federal Criminal Rule 52(a) declares that "[a]ny error, defect, irregularity, or variance that does not affect substantial rights must be disregarded." This rule is derived[5] from former 18 U.S.C. § 556, which stated:

No indictment found and presented by a grand jury in any district or other court of the United States shall be deemed insufficient, nor shall the trial, judgment, or other proceeding thereon be affected[,] by reason of any defect or imperfection in matter of form only, which shall not tend to the prejudice of the defendant.

Thus, when Professor Wright says that a variance between the date alleged in the indictment and the date shown by the evidence at trial is a defect of "form", he means that the variance will be disregarded, and will not constitute a basis for overturning an ensuing conviction, unless the variance actually prejudiced the defendant.

Several federal cases have upheld convictions when there was a variance of weeks or even months between the date alleged in the indictment and the date revealed by the trial evidence. For instance, in United States v. Kimberlin,[6] the Fourth Circuit held that the wording "in or about July 1991" was not objectionable when the evidence showed that the offense occurred in August 1991 (and there was no showing of prejudice). In United States v. Antonelli,[7]

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Cite This Page — Counsel Stack

Bluebook (online)
88 P.3d 153, 2004 WL 720169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/larkin-v-state-alaskactapp-2004.