Lardizabal v. American Express National Bank

CourtDistrict Court, S.D. California
DecidedFebruary 24, 2023
Docket3:22-cv-00345
StatusUnknown

This text of Lardizabal v. American Express National Bank (Lardizabal v. American Express National Bank) is published on Counsel Stack Legal Research, covering District Court, S.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lardizabal v. American Express National Bank, (S.D. Cal. 2023).

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 Case No.: 22cv345-MMA(BLM) 11 GREGORIO LARDIZABAL,

12 Plaintiff, ORDER GRANTING PLAINTIFF’S SECOND MOTION FOR RESOLUTION 13 v. OF DISCOVERY DISPUTE

14 ARVEST CENTRAL MORTGAGE COMPANY,

15 Defendant. [ECF NOS. 127 & 128] 16 17 Currently before the Court are Plaintiff’s Second Motion for Resolution of Discovery 18 Dispute [ECF No. 127 (“Motion”)] and Defendant Arvest Bank’s Response to Plaintiff’s Second 19 Motion for Resolution of Discovery Dispute [ECF No. 128 (“Response”)]. For the reasons set 20 forth below, Plaintiff’s motion is GRANTED. 21 RELEVANT BACKGROUND 22 On December 2, 2022, Plaintiff noticed the depositions of two Arvest Bank employees, 23 Pat Bisbee and Wendelette Johnson. Motion at 6. Plaintiff noticed the depositions for December 24 21, 2022. Id. Two days before the depositions, on December 19, 2022, Defendant informed 25 Plaintiff that Mr. Bisbee and Ms. Johnson were not subject to the deposition notices and would 26 not be appearing at the deposition. Id.; ECF No. 127-3, Exhibit 2 to Declaration of Matthew M. 27 Loker in Support of Plaintiff Gregorio Lardizabal’s Second Motion for Resolution of Discovery 1 requested that the parties meet and confer. Motion at 8; ECF No. 127-4, Exhibit 3 to Declaration 2 of Matthew M. Loker in Support of Plaintiff Gregorio Lardizabal’s Second Motion for Resolution 3 of Discovery Dispute (“Exhibit 3”) at 2; Response at 4. On December 20, 2022, Defendant 4 informed Plaintiff that Mr. Bisbee, Ms. Johnson, and defense counsel were unavailable for the 5 depositions. ECF No. 127-7, Exhibit 6 to Declaration of Matthew M. Loker in Support of Plaintiff 6 Gregorio Lardizabal’s Second Motion for Resolution of Discovery Dispute (“Exhibit 6”) at 2; 7 Response at 4; ECF No. 128-2, Declaration of Magdalena D. Kozinska in Support of Arvest Bank’s 8 Response to Plaintiff’s Second Motion for Resolution of Discovery Dispute (“Kosinska Decl.”) at 9 2. Defense counsel noted that Plaintiff did not make efforts to clear the date, which was three 10 days before Christmas Eve, with Defendant. Kozinska Decl. at 2-3. Further, defense counsel 11 represented that Defendant “would agree to produce someone who would fall within the 12 ‘officers, directors, or managing agents’ categories on a mutually agreed upon date and time.” 13 Id. at 3. According to pleadings, Plaintiff did not respond; instead, Plaintiff proceeded with the 14 depositions on December 21, 2022, taking the nonappearances of both Ms. Johnson and Mr. 15 Bisbee. ECF No. 127-8, Exhibit 7 to Declaration of Matthew M. Loker in Support of Plaintiff 16 Gregorio Lardizabal’s Second Motion for Resolution of Discovery Dispute (“Exhibit 7”); ECF No. 17 127-9, Exhibit 8 to Declaration of Matthew M. Loker in Support of Plaintiff Gregorio Lardizabal’s 18 Second Motion for Resolution of Discovery Dispute (“Exhibit 8”). After Ms. Johnson, Mr. Bisbee, 19 and defense counsel failed to appear at the depositions, Plaintiff sent a meet and confer letter 20 to Defendant via U.S. Mail and e-mail outlining Plaintiff’s position. Motion at 7; ECF No. 127-2, 21 Exhibit 1 to Declaration of Matthew M. Loker in Support of Plaintiff Gregorio Lardizabal’s Second 22 Motion for Resolution of Discovery Dispute (“Exhibit 1”) at 2-4. 23 On January 18, 2023, the parties jointly contacted the Court regarding the dispute. ECF 24 No. 124. With respect to the dispute, the Court set a briefing schedule. Id. The parties timely 25 filed their pleadings. See Motion & Response. 26 LEGAL STANDARD 27 The scope of discovery under Federal Rules of Civil Procedure (“Fed. R. Civ. P.”) is defined 1 Parties may obtain discovery regarding any nonprivileged matter that is relevant to any party’s claim or defense and proportional to the needs of the case, 2 considering the importance of the issues at stake in the action, the amount in controversy, the parties’ relative access to relevant information, the parties’ 3 resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed discovery outweighs its likely benefit. 4 Information within this scope of discovery need not be admissible in evidence to 5 be discoverable. 6 Fed. R. Civ. P. 26(b)(1). Typically, the relevance standard is broad in scope and “encompass[es] 7 any matter that bears on, or that reasonably could lead to other matters that could bear on, any 8 issue that is or may be in a case.” Doherty v. Comenity Capital Bank, 2017 WL 1885677, at *2 9 (S.D. Cal. May 9, 2017). District courts have broad discretion to determine relevancy for 10 discovery purposes. D.M. v. County of Merced, 2022 WL 229865, at * 2 (E.D. Cal. Jan. 26, 11 2022) (citing Hallett v. Morgan, 296 F.3d 732, 751 (9th Cir. 2002) and Surfvivor Media v. Survivor 12 Prods., 406 F.3d 625, 635 (9th Cir. 2005)). 13 District courts also have broad discretion to limit discovery to prevent its abuse. See Fed. 14 R. Civ. P. 26(b)(2) (instructing that courts must limit discovery where the party seeking the 15 discovery “has had ample opportunity to obtain the information by discovery in the action” or 16 where the proposed discovery is “unreasonably cumulative or duplicative,” “obtain[able] from 17 some other source that is more convenient, less burdensome or less expensive,” or where it “is 18 outside the scope permitted by Rule 26(b)(1)”). 19 Federal Rule of Civil Procedure 30 governs depositions by oral examination. Subject to 20 certain limitations, “[a] party may, by oral questions, depose any person, including a party, 21 without leave of court[.]” Fed. R. Civ. P. 30(a)(1). Rule 30(b)(1) allows a party to request the 22 deposition of another party to the litigation by serving a notice upon that party. Botell v. United 23 States, 2013 WL 360410, at *3 (E.D. Cal. Jan. 29, 2013) (“Under Rule 30(b)(1), any person can 24 be deposed, including ‘any person associated with [a] corporation and acquainted with the 25 facts.’”). If the party is a corporation, pursuant to Rule 30(b)(1), “the notice compels it to 26 produce any ‘officer, director or managing agent’ named in the deposition notice.” Elasticsearch, 27 Inc. v. GmbH, 2021 WL 1753796, at *1 (N.D. Cal. May 4, 2021) (citing Adobe Sys. Inc. v. A&S 1 does not qualify as an officer, director, or managing agent is not subject to deposition by 2 notice[,]” and must be subpoenaed. Botell, 2013 WL 360410, at *3 (citing U.S. v. Afram Lines 3 (USA), Ltd.¸159 F.R.D. 408, 413 (S.D.N.Y. 1994). 4 DISCUSSION 5 Plaintiff first argues that he is entitled to relief because Defendant failed to obtain a 6 protective order prior to the nonappearance at the depositions. Motion at 8. Alternatively, 7 Plaintiff argues that the employees are subject to deposition by notice under Federal Rule of 8 Civil Procedure 30(b)(1) because Mr. Bisbee and Ms. Johnson are managing agents for the 9 purpose of a deposition in this litigation. Id. at 9, 10. 10 Defendant argues that the lack of a protective order does not entitle Plaintiff to the relief 11 he is requesting. Response at 5. Defendant represents that Mr. Bisbee and Ms. Johnson are 12 not managing agents subject to depositions under Rule 30(b)(1). Id. Defendant further notes 13 that Ms.

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