Lara v. City of Albuquerque

1999 NMCA 012, 971 P.2d 846, 126 N.M. 455
CourtNew Mexico Court of Appeals
DecidedOctober 27, 1998
Docket18,144
StatusPublished
Cited by4 cases

This text of 1999 NMCA 012 (Lara v. City of Albuquerque) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lara v. City of Albuquerque, 1999 NMCA 012, 971 P.2d 846, 126 N.M. 455 (N.M. Ct. App. 1998).

Opinion

OPINION

APODACA, J.

{1} Plaintiff (Employee) appeals the dismissal of his administrative grievance proceeding challenging the propriety of his termination by Defendant City of Albuquerque (the City). The City’s Personnel Board dismissed the grievance proceeding because Employee did not comply with the hearing officer’s order to provide for the release of certain medical records. Employee raises six issues on appeal: (1) the City had no real need for Employee’s confidential records because they did not form the basis of Employee’s termination; (2) the hearing officer did not have the authority and power to order disclosure of the medical records; (3) the records were confidential medical records; (4) the psychotherapist-patient privilege protected the records from disclosure; (5) the City represented that the records were highly confidential; and (6) the dismissal violated Employee’s right to procedural due process because the Personnel Board relied on secret, ex parte communications with the City’s attorney. We determine that the hearing officer’s discovery order was too broad and therefore reverse and remand for further proceedings and a hearing before the hearing officer, if necessary, consistent with this opinion.

I. FACTUAL AND PROCEDURAL BACKGROUND

{2} Employee worked for the City. Pursuant to Employee’s voluntary agreement to participate in the City’s Employee Assistance Program (Program), Employee’s therapist allegedly ordered Employee to report for a drug test. In August 1994, the City terminated Employee’s employment because he failed to report for the test. Under the City’s civil service system, Employee requested a Personnel Board hearing to protest his termination.

{3} Prior to a hearing, the City filed a motion to compel Employee to provide a signed medical release form allowing the City to access his drug test results and certain agreements between Employee and the City or the Program. The motion also requested Employee’s consent for the City to speak with Employee’s therapist. Employee’s opposition brief contested the authority and jurisdiction of the hearing officer and Personnel Board to compel Employee’s consent to release confidential treatment records. In October 1994, the Personnel Board held a hearing concerning the City’s motion to compel.

{4} At the hearing, the City claimed that it needed copies of Employee’s self-referral agreements. The City believed that these agreements provided consent for participation in the Program, including drug testing and possible termination for a positive test result. The City stated that it requested a medical release only because the agreements were located in Employee’s counseling file with the Program. Employee asserted that the psychotherapist-patient privilege and rules of confidentiality protected the agreements.

{5} The hearing officer granted the motion to compel, determining that the records were relevant and did not invoke the psychotherapist-patient privilege. Employee stated that he would not agree to produce the documents. The hearing officer announced that he would not schedule a hearing until Employee complied with his order and that he would not recommend any back pay for the period of delay caused by Employee’s failure to comply. The hearing officer informed Employee that Employee could get copies of the self-referral agreements from the counselor. Employee could give them to the City rather than execute a limited medical release for the documents. Employee argued that a more appropriate procedure for release was to order the City to produce the records. The hearing officer signed an order compelling Employee to release the records.

{6} In December 1994, Employee moved for reconsideration of the order. To verify which documents should be released to the City, the City suggested an in camera hearing of Employee’s file. Employee declined. The hearing officer stated he would recommend to the Personnel Board that the grievance proceeding be dismissed unless Employee complied with the order within five days. The hearing officer submitted his recommendation for dismissal, and the Personnel Board consulted a city attorney. The Personnel Board voted to accept the recommendation to dismiss the grievance proceeding with prejudice. Employee appealed the Personnel Board’s decision to the district court, and the district court affirmed.

II. DISCUSSION

A. Standard Of Review

{7} We review the Personnel Board’s decision on the whole record for arbitrariness, capriciousness, fraud or lack of substantial evidence or otherwise contrary to law. See Zamora v. Village of Ruidoso Downs, 120 N.M. 778, 784, 907 P.2d 182, 188 (1995). This opinion evaluates the relevancy of the ordered records, application of the psychotherapist-patient privilege, and confidentiality. We then consider dismissal of Employee’s grievance proceeding in light of our analysis. Because relevancy, privilege, and confidentiality prescribe reversal in part, we do not reach Employee’s due process issue.

B. Relevancy

{8} Employee argues that the City did not need access to his Program records and therapist. He contends that nothing in the records could influence the legal meaning of failure to report for a drug test. The City, on the other hand, claims that the self-referral agreements are relevant to Employee’s consent for drug testing upon the request of his therapist. The City contends that it terminated Employee because his therapist reported that he failed to appear for a drug test-required by the Program. ' According to the City, Employee questioned the therapist’s statement concerning the required drug testing by challenging his termination in the grievance proceeding.

{9} The hearing officer ordered Employee to “causef ] the release” of the following documents:

1. laboratory reports reflecting substance abuse testing results,
2. any self referral agreements reflecting his enrollment in the Employee Assistance Program,
3. any consent forms which he provided for drug/alcohol testing or the results of those tests, and
4. any other documents, other than counseling notes or treatment records, which reflect [Employee’s] enrollment in a contractual relationship with the Employee Assistance Program concerning drug/alcohol testing and the release of drug/alcohol test results.

{10} We agree with Employee that this order may discover some irrelevant information. For example, the requested documents may contain information about frequency and type of drug use, use on the job, and effects of use on family and work life. Yet, we agree with the City that Employee’s grievance of his termination made some terms of his employment an issue. The information relevant to Employee’s grievance is his obligation to submit to random drug testing, his failure to report for the test, and the resulting consequences.

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Cite This Page — Counsel Stack

Bluebook (online)
1999 NMCA 012, 971 P.2d 846, 126 N.M. 455, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lara-v-city-of-albuquerque-nmctapp-1998.