Lapiczak v. Zaist

54 F.R.D. 546, 15 Fed. R. Serv. 2d 1329, 1972 U.S. Dist. LEXIS 14422
CourtDistrict Court, D. Vermont
DecidedMarch 30, 1972
DocketCiv. A. No. 5746
StatusPublished
Cited by8 cases

This text of 54 F.R.D. 546 (Lapiczak v. Zaist) is published on Counsel Stack Legal Research, covering District Court, D. Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lapiczak v. Zaist, 54 F.R.D. 546, 15 Fed. R. Serv. 2d 1329, 1972 U.S. Dist. LEXIS 14422 (D. Vt. 1972).

Opinion

OPINION AND ORDER ON PLAINTIFFS’ MOTION FOR RELIEF UNDER RULE 60(b)

JAMES L. OAKES, Circuit Judge,

sitting by designation.

Plaintiffs have moved this court for relief from final judgment pursuant to [547]*547Rule 60(b), Fed.R.Civ.P., on the following grounds:

1. That the order of this court dated the 10th day of March, 1971, purporting to set aside the verdict and to grant a new trial establishes the existence of good and sufficient reason to justify relief from the operation of the judgment.

2. That, through mistake, inadvertence or excusable neglect on the part of counsel for the plaintiffs, a timely motion to set aside the verdict was not filed on behalf of the plaintiffs pursuant to the provisions of Rule 59 (b).

3. That plaintiffs have developed newly discovered evidence, which evidence by due diligence could not have been discovered in time to move for a new trial under Rule 59(b).

For the reasons which follow, plaintiffs’ motion for relief under Rule 60(b) is denied.

Mistake, Inadvertence, or Excusable Neglect

The thrust of plaintiffs’ contention concerning mistake, inadvertence and excusable neglect is that although plaintiffs’ counsel in fact received a notice two days after the trial ended that judgment had been entered in the case, they did not recognize the document received as being a notice of entry of judgment. Instead, plaintiffs’ counsel believed that judgment could be entered in the case only after a motion had been made by a party for entry of judgment, as is the practice in, for example, the Southern District of New York or the District of Connecticut (where one of plaintiffs’ attorneys practiced until shortly before the trial) or the State Courts of Vermont. Plaintiffs’ counsel argue that their failure to file a timely motion for new trial under Rule 59(b) was therefore based upon excusable neglect, and that plaintiffs should be afforded relief under Rule 60(b).

Prior judicial interpretation of Rule 60(b) indicates that ignorance or misinterpretation of the federal rules of civil procedure relating to time limitations is not excusable neglect within the meaning of the Rule. Nugent v. Yellow Cab Company, 295 F.2d 794, 796 (7th Cir. 1961), cert. denied, 369 U.S. 828, 82 S.Ct. 844, 7 L.Ed.2d 793 (1962); Hulson v. Atchison, T. & S. F. Ry. Co., 289 F.2d 726, 730 (7th Cir.), cert. denied, 368 U. S. 835, 82 S.Ct. 61, 7 L.Ed.2d 36 (1961); cf. Hoffman v. Celebrezze, 405 F.2d 833, 835 (8th Cir. 1969); Benton v. Vinson, Elkins, Weems & Searls, 255 F.2d 299, 301 (2d Cir. 1958); Geigel v. Sea Land Service, Inc., 44 F.R.D. 1, 2 (D.P.R.1968); Frank v. New Amsterdam Casualty Co., 27 F.R.D. 258, 259-260 (E.D. Pa.1961); Federal Enterprises, Inc. v. Frank Allbritten Motors, Inc., 16 F.R.D. 109, 112 (W.D.Mo.1954). See generally 7 J. Moore, Federal Practice j[ 60.22[2], at 252-253 (2d ed. 1971).

We think that in light of these decisions, the long-time Vermont federal practice concerning entry of judgments and the long experience of one of plaintiffs’ attorneys as a practicing, and ofttimes successful, member of the bar of this court, that the failure to file a timely motion under Rule 59(b) was not mistake, inadvertence or excusable neglect within the meaning of Rule 60(b) (D-

The notes of the advisory committee on rules which are set out following Rule 60 in 28 U.S.C.A. state:

The qualifying pronoun “his” has been eliminated on the basis that it is too restrictive, and that the subdivision should include the mistake or neglect of others which may be just as material and call just as much for supervisory jurisdiction as where the judgment is taken against the party through his mistake, inadvertence, etc.

May there be a mistake on the part of the court which will provide the basis for relief under Rule 60(b) (1) ? To set out the issue: if the court would have granted a new trial on its own motion within the ten-day limit provided in Rule 59(d), may the delay on the part of [548]*548the court in the mistaken (according to the Second Circuit Court of Appeals) 1 belief that it could grant a new trial after the ten-day limit, provided it set down a hearing to show cause within the ten days, be the type of mistake contemplated in Rule 60(b)? Professor Moore argues strenuously for this result within limitations. See 7 J. Moore, Federal Practice ¶ 60.22[3] (2d ed. 1971). See also Southern Fireproofing Co. v. R. F. Ball Construction Co., 334 F.2d 122, 129 (8th Cir. 1964), in which the court gave some indication that the trial court’s error was sufficient basis for a 60(b) (1) motion:

Because this small item may have been overlooked by the trial court in its proper concern for the more weighty issues, we merely suggest, without expression of opinion, that, if Southern still feels it is entitled to this additional amount, relief may be available to it in the district court under Rule 60(b), F.R.Civ.P.

Professor Moore points out the paradox here, however, if this trial court could correct its own error of law at any time under Rule 60(b) (1), viz., the finality sought for by Rule 59 would be lost and appeal time would be indefinitely extended, at least if the supposed judicial error is one that could have been raised on appeal from the original judgment. Cf. Silk v. Sandoval, 435 F.2d 1266, 1268 (1st Cir.), cert. denied, Silk v. Kleppe, 402 U.S. 1012, 91 S.Ct. 2189, 29 L.Ed.2d 430 (1971). He thus suggests limiting the period in which action to correct judicial error under Rule 60(b) (1) may be taken to a reasonable time not to exceed that for appeal. 7 J. Moore, Federal Practice ¶ 60.22[3], at 259-260 (2d ed. 1971). This does not help the plaintiffs, however, because here the court’s error of law was in respect to the time within which it could act under Rule 59(b), an error that was not discoverable until the Court of Appeals handed down its decision on the original appeal. But it hardly seems likely that if Rule 59(b) were intended so tightly to shut the front door to post-judgment relief in the face of the litigant, in the interests of finality, Rule 60(b) would permit him to wander around to the back of the house and gain free access. See Silk v. Sandoval, supra.

Newly Discovered Evidence

Nor is Rule 60 a corrective device to be used when counsel fails to avail himself of Rule 59(b) insofar as newly discovered evidence is concerned. The very words of Rule 60(b) (2) belie such a notion, for the rule provides for relief in the case of:

(2) newly discovered, evidence which by due diligence could not have been discovered in time to move for a new trial under Rule 59(b) .

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54 F.R.D. 546, 15 Fed. R. Serv. 2d 1329, 1972 U.S. Dist. LEXIS 14422, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lapiczak-v-zaist-vtd-1972.