Lang v. Gordon, et a l . 07-CV-066-SM 01/24/08 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Katon Lang, Plaintiff
v. Civil No. 07-cv-66-SM Opinion No. 2008 DNH 014 Todd Gordon, individually; David Archambault, individually; Ronald Potter, individually; Chad Pinciaro, individually; and James O'Mara, individually and as Superintendent of the Hillsborough County Department of Corrections, Defendants
O R D E R
Katon Lang, formerly a pre-trial detainee at the
Hillsborough County House of Corrections ("HC HOC") has sued in
five counts, two of which assert federal constitutional claims
brought pursuant to 42 U.S.C. § 1983. Before the court is a
motion filed by defendants Todd Gordon and David Archambault,
seeking dismissal of the federal claims against them for failure
to meet the exhaustion requirement of the Prisoner Litigation
Reform Act ("PLRA"), 42 U.S.C. § 1997e(a). Plaintiff objects.
For the reasons given, defendants' motion to dismiss is denied. The Legal Standard
While defendants have filed a motion to dismiss, both
parties present matters outside the pleadings. Accordingly,
defendants' filing shall be treated as a motion for summary
judgment. See F e d . R. C i v . P. 12(d); see also Scott v. Gardner.
287 F. Supp. 2d 477, 485 (S.D.N.Y. 2003) ("If nonexhaustion is
not clear from the face of the complaint, a defendant's motion
should be converted, pursuant to Rule 1 2 (b) , to one for summary
judgment limited to the narrow issue of exhaustion . . . .");
Collins v. Goord. 438 F. Supp. 2d 399, 412 (S.D.N.Y. 2006)
("district courts have converted motions to dismiss to summary
judgment without notice to determine exhaustion in PLRA cases
where, as here, both parties submitted materials outside the
pleadings and it is apparent that the plaintiff will not be taken
by surprise by such conversion").
Summary judgment is appropriate when the record reveals "no
genuine issue as to any material fact and . . . the moving party
is entitled to a judgment as a matter of law." F e d . R. C i v . P.
56(c). "The object of summary judgment is to 'pierce the
boilerplate of the pleadings and assay the parties' proof in
order to determine whether trial is actually required.'" Davila
v. Corporacion de P.R. para la Diffusion Publica, 498 F.3d 9, 12
2 (1st Cir. 2007) (quoting Acosta v. Ames Dep't Stores, Inc., 386
F.3d 5, 7 (1st Cir. 2004)). When ruling on a party's motion for
summary judgment, the court must view the facts in the light most
favorable to the nonmoving party and draw all reasonable
inferences in that party's favor. See Torres-Negron v. Merck &
C o ., 488 F.3d 34, 39 (1st Cir. 2007) (citing Rodriquez v.
SmithKline Beecham. 224 F.3d 1, 5 (1st Cir. 2000)).
Background
Katon Lang was a pre-trial detainee in the Hillsborough
County House of Corrections from September 14, 2006, through
February 9, 2007. In his complaint, he alleges that on September
25, correctional officers Todd Gordon, David Archambault, and
Richard Potter: (1) sprayed his bedding with pepper spray during
a routine cell search; (2) sprayed him with pepper spray when he
tried to push his contaminated bedding out of his cell; and (3)
rushed into his cell and beat him. (Compl. 11-18). He also
alleges that several days later, correctional officer Chad
Pinciaro told him that if he ever complained about the events of
September 25, he would never get out of the HC HOC punitive
segregation unit. (I d . 5 19.)
3 While Lang was incarcerated in the HC HOC, inmates there had
the benefit of the following grievance policy promulgated by the
Hillsborough County Department of Corrections ("HC DOC"):
If you have a grievance concerning any matter related to your confinement, a grievance procedure is available to you. The following are the steps of the grievance procedure: Step 1: Informal resolution. You must make a genuine attempt to seek an informal resolution of your problem with the staff member concerned. Step 2: The second step is initiated using the Inmate Request Form stating your problem and suggested remedy. Submit the form to your Unit Officer. Most request forms will be answered within seven (7) working days of receipt. Step 3: If you are dissatisfied with the response to your Inmate Request Form, you may file an Inmate Grievance Form. The Captain or his designee has fifteen (15) working days from receipt to review your grievance and reply unless there are extenuating circumstances.
(Defs.' Mot. to Dismiss, Ex. 1 (O'Mara Aff.) 5 2.)1 The inmate
grievance form asks for five types of information: (1) the date
the form is filled out; (2) the inmate's name; (3) the inmate's
CCN; (4) the inmate's housing unit; and (5) a "[b]rief
description of [the] grievance (includ[ing] where and when)."
(PI.'s O b j ., E x . 1.)
1 Unaccountably, defendants' memorandum of law quotes from a different version of the HC DOC Inmate Handbook than the one quoted in O'Mara's affidavit. Neither version, however, was appended to defendants' memorandum, notwithstanding defendants' reference to the handbook as an attachment to the memorandum.
4 In early December, Lang filed an inmate grievance form which
stated, in the "brief description" section:
On unit 2B on the night of September 25-26 officers put 00 spray on my bedding during a cell search. Officer Potter slammed my face against the back wall while I was kneeling in the proper position, causing a large cut on the side of my face. Later Officer Pinciaro threatened me if I ever complained about these events saying he would make me "stay in the hole forever." These actions violated my constitutional rights.
(I d .) Lang's grievance was duly processed. The section titled
"Captain's action" contains the following notation:
Your bedding was not sprayed with 00 Spray by Sergeant Gordon. Your actions after the cell search and during the officers['] intervention caused Sergeant Gordon to use his OC spray to control the situation. Y o u [ ] were decontaminated following the use of OC spray. Your behavior and actions were still not normal and you were placed in a safety cell for your safety. The Officers['] and supervisors['] action [s] were proper. Your grievance is unfounded.
(I d .) This action followed.
Discussion
Defendants Gordon and Archambault move to dismiss the
federal claims against them, arguing that because plaintiff did
not mention their names in his grievance form, he has not
exhausted the administrative remedies he could have used to
address their conduct. And, in their reply to plaintiff's
5 objection to their motion to dismiss, Gordon and Archambault
further argue that the federal claims against all four defendants
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Lang v. Gordon, et a l . 07-CV-066-SM 01/24/08 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Katon Lang, Plaintiff
v. Civil No. 07-cv-66-SM Opinion No. 2008 DNH 014 Todd Gordon, individually; David Archambault, individually; Ronald Potter, individually; Chad Pinciaro, individually; and James O'Mara, individually and as Superintendent of the Hillsborough County Department of Corrections, Defendants
O R D E R
Katon Lang, formerly a pre-trial detainee at the
Hillsborough County House of Corrections ("HC HOC") has sued in
five counts, two of which assert federal constitutional claims
brought pursuant to 42 U.S.C. § 1983. Before the court is a
motion filed by defendants Todd Gordon and David Archambault,
seeking dismissal of the federal claims against them for failure
to meet the exhaustion requirement of the Prisoner Litigation
Reform Act ("PLRA"), 42 U.S.C. § 1997e(a). Plaintiff objects.
For the reasons given, defendants' motion to dismiss is denied. The Legal Standard
While defendants have filed a motion to dismiss, both
parties present matters outside the pleadings. Accordingly,
defendants' filing shall be treated as a motion for summary
judgment. See F e d . R. C i v . P. 12(d); see also Scott v. Gardner.
287 F. Supp. 2d 477, 485 (S.D.N.Y. 2003) ("If nonexhaustion is
not clear from the face of the complaint, a defendant's motion
should be converted, pursuant to Rule 1 2 (b) , to one for summary
judgment limited to the narrow issue of exhaustion . . . .");
Collins v. Goord. 438 F. Supp. 2d 399, 412 (S.D.N.Y. 2006)
("district courts have converted motions to dismiss to summary
judgment without notice to determine exhaustion in PLRA cases
where, as here, both parties submitted materials outside the
pleadings and it is apparent that the plaintiff will not be taken
by surprise by such conversion").
Summary judgment is appropriate when the record reveals "no
genuine issue as to any material fact and . . . the moving party
is entitled to a judgment as a matter of law." F e d . R. C i v . P.
56(c). "The object of summary judgment is to 'pierce the
boilerplate of the pleadings and assay the parties' proof in
order to determine whether trial is actually required.'" Davila
v. Corporacion de P.R. para la Diffusion Publica, 498 F.3d 9, 12
2 (1st Cir. 2007) (quoting Acosta v. Ames Dep't Stores, Inc., 386
F.3d 5, 7 (1st Cir. 2004)). When ruling on a party's motion for
summary judgment, the court must view the facts in the light most
favorable to the nonmoving party and draw all reasonable
inferences in that party's favor. See Torres-Negron v. Merck &
C o ., 488 F.3d 34, 39 (1st Cir. 2007) (citing Rodriquez v.
SmithKline Beecham. 224 F.3d 1, 5 (1st Cir. 2000)).
Background
Katon Lang was a pre-trial detainee in the Hillsborough
County House of Corrections from September 14, 2006, through
February 9, 2007. In his complaint, he alleges that on September
25, correctional officers Todd Gordon, David Archambault, and
Richard Potter: (1) sprayed his bedding with pepper spray during
a routine cell search; (2) sprayed him with pepper spray when he
tried to push his contaminated bedding out of his cell; and (3)
rushed into his cell and beat him. (Compl. 11-18). He also
alleges that several days later, correctional officer Chad
Pinciaro told him that if he ever complained about the events of
September 25, he would never get out of the HC HOC punitive
segregation unit. (I d . 5 19.)
3 While Lang was incarcerated in the HC HOC, inmates there had
the benefit of the following grievance policy promulgated by the
Hillsborough County Department of Corrections ("HC DOC"):
If you have a grievance concerning any matter related to your confinement, a grievance procedure is available to you. The following are the steps of the grievance procedure: Step 1: Informal resolution. You must make a genuine attempt to seek an informal resolution of your problem with the staff member concerned. Step 2: The second step is initiated using the Inmate Request Form stating your problem and suggested remedy. Submit the form to your Unit Officer. Most request forms will be answered within seven (7) working days of receipt. Step 3: If you are dissatisfied with the response to your Inmate Request Form, you may file an Inmate Grievance Form. The Captain or his designee has fifteen (15) working days from receipt to review your grievance and reply unless there are extenuating circumstances.
(Defs.' Mot. to Dismiss, Ex. 1 (O'Mara Aff.) 5 2.)1 The inmate
grievance form asks for five types of information: (1) the date
the form is filled out; (2) the inmate's name; (3) the inmate's
CCN; (4) the inmate's housing unit; and (5) a "[b]rief
description of [the] grievance (includ[ing] where and when)."
(PI.'s O b j ., E x . 1.)
1 Unaccountably, defendants' memorandum of law quotes from a different version of the HC DOC Inmate Handbook than the one quoted in O'Mara's affidavit. Neither version, however, was appended to defendants' memorandum, notwithstanding defendants' reference to the handbook as an attachment to the memorandum.
4 In early December, Lang filed an inmate grievance form which
stated, in the "brief description" section:
On unit 2B on the night of September 25-26 officers put 00 spray on my bedding during a cell search. Officer Potter slammed my face against the back wall while I was kneeling in the proper position, causing a large cut on the side of my face. Later Officer Pinciaro threatened me if I ever complained about these events saying he would make me "stay in the hole forever." These actions violated my constitutional rights.
(I d .) Lang's grievance was duly processed. The section titled
"Captain's action" contains the following notation:
Your bedding was not sprayed with 00 Spray by Sergeant Gordon. Your actions after the cell search and during the officers['] intervention caused Sergeant Gordon to use his OC spray to control the situation. Y o u [ ] were decontaminated following the use of OC spray. Your behavior and actions were still not normal and you were placed in a safety cell for your safety. The Officers['] and supervisors['] action [s] were proper. Your grievance is unfounded.
(I d .) This action followed.
Discussion
Defendants Gordon and Archambault move to dismiss the
federal claims against them, arguing that because plaintiff did
not mention their names in his grievance form, he has not
exhausted the administrative remedies he could have used to
address their conduct. And, in their reply to plaintiff's
5 objection to their motion to dismiss, Gordon and Archambault
further argue that the federal claims against all four defendants
should be dismissed because plaintiff's own documentation
demonstrates that he did not engage in the first step of the
grievance procedure (informal resolution), and did not submit his
inmate grievance form within two days of receiving a response to
an inmate request form, as required by the HC DOC grievance
procedure. Neither argument is persuasive.
Under the exhaustion provision of the Prison Litigation
Reform A c t :
No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.
42 U.S.C. § 1997e(a). "[FJailure to exhaust is an affirmative
defense under the PLRA." Jones v. Bock. 127 S. C t . 910, 921
(2007). A defendant who demonstrates lack of exhaustion is
entitled to dismissal of the unexhausted claims in the
plaintiff's complaint. See Medina-Claudio v. Rodriguez-Mateo.
292 F.3d 31, 36 (1st Cir. 2002); see also Jones. 127 S. C t . at
923-26 (rejecting the Sixth Circuit's "total exhaustion" rule
6 which called for dismissal of entire complaint containing
exhausted and unexhausted claims).
That plaintiff did not mention defendants Gordon and
Archambault by name in his inmate grievance form does not entitle
them to dismissal based upon failure to exhaust. As the United
States Supreme Court recently explained:
[T ]o properly exhaust administrative remedies prisoners must "complete the administrative review process in accordance with the applicable procedural rules," . . . rules that are defined not by the PLRA, but by the prison grievance process itself. Compliance with prison grievance procedures, therefore, is all that is required by the PLRA to "properly exhaust." The level of detail necessary in a grievance to comply with the grievance procedures will vary from system to system and claim to claim, but it is the prison's requirements, and not the PLRA, that define the boundaries of proper exhaustion.
Jones. 127 S. C t . at 922-23 (quoting Woodford v. N q o , 126 S. C t .
2378, 2384 (2006)). Here, as in Jones. the relevant grievance
procedure "does not require a prisoner to identify a particular
responsible party." 127 S. C t . at 922. Rather, the only
information expressly required in the "brief description" section
of the inmate grievance form is the place and time of the
incident or other matter being grieved. Plaintiff's grievance
form in this case did say where (unit 2B) and when ("on the night
of September 25-26") he claimed to have been assaulted by HC HOC
7 correctional officers. That was sufficient to grieve the entire
September 25 incident, including the conduct of any correctional
officer who may have participated in it.2 Accordingly, officers
Gordon and Archambault are not entitled to dismissal of the
federal claims against them. C f . Collins v. Goord. 438 F. Supp.
2d 399, 412 (S.D.N.Y. 2006) (ruling that inmate plaintiff had
exhausted administrative remedies against three employees of
prison library not specifically named in filings generally
grieving library's failure to provide him with certain materials
to which he claimed to have been entitled).
Defendants' argument concerning plaintiff's alleged failure
to complete all three steps of the grievance procedure is equally
unavailing.3 As noted above, failure to exhaust is an
affirmative defense. Thus, defendants bear the burden of proving
that plaintiff failed to properly complete the grievance
2 Officer Gordon's argument that plaintiff failed to exhaust is particularly unpersuasive in light of the "Captain's action" notation on plaintiff's grievance form that specifically mentioned his actions on the night in question.
3 Among other things, defendants argue that the documentation submitted by plaintiff does not show that he filed his grievance form within two days of receiving a response to an inmate request form. While the inmate handbook defendants quote in their memorandum of law does impose such a time limitation, the version of the inmate handbook quoted in O'Mara's affidavit, which appears to be the more recent version, includes no such requirement. procedure. Superintendent O'Hara, custodian of inmate files at
the HC HOC, filed an affidavit in this case, but in that
affidavit, he did not say that plaintiff had failed in any way to
follow the prescribed grievance procedure. Moreover, the
undisputed factual record demonstrates that plaintiff requested
and received a blank grievance form and that his grievance was
accepted, fully processed, and adjudicated on the merits. Final
administrative adjudication on the merits undercuts defendants'
argument that plaintiff's grievance was procedurally defective.
Conclusion
For the reasons given, defendants' motion to dismiss
(document no. 12) is denied.
SO ORDERED.
Smeven j/ McAuliffe Chief Judge
January 24, 2008
cc: Michael J. Sheehan, Esq. John A. Curran, Esq. Elizabeth L. Hurley, Esq.