Case: 23-1335 Document: 67 Page: 1 Filed: 09/17/2025
NOTE: This disposition is nonprecedential.
United States Court of Appeals for the Federal Circuit ______________________
LAMBETH MAGNETIC STRUCTURES, LLC, Plaintiff-Appellant
v.
SEAGATE TECHNOLOGY (US) HOLDINGS INC., SEAGATE TECHNOLOGY, LLC, Defendants-Cross-Appellants ______________________
2023-1335, 2023-1346 ______________________
Appeals from the United States District Court for the Western District of Pennsylvania in No. 2:16-cv-00538-CB, Judge Cathy Bissoon. ______________________
Decided: September 17, 2025 ______________________
JEFFREY A. LAMKEN, MoloLamken LLP, Washington, DC, argued for plaintiff-appellant. Also represented by JENNIFER ELIZABETH FISCHELL, RAYINER HASHEM; DENISE MARIE DE MORY, MICHAEL ELI FLYNN-O'BRIEN, RICHARD CHENG-HONG LIN, Bunsow De Mory LLP, Redwood City, CA.
DAVID J.F. GROSS, Faegre Drinker Biddle & Reath LLP, Minneapolis, MN, argued for defendants-cross-appellants. Case: 23-1335 Document: 67 Page: 2 Filed: 09/17/2025
Also represented by CHAD DROWN, KATHERINE S. RAZAVI, KEVIN P. WAGNER. ______________________
Before REYNA, SCHALL, and HUGHES, Circuit Judges. REYNA, Circuit Judge. Lambeth Magnetic Structures, LLC appeals a district court judgment of noninfringement of its U.S. Patent No. 7,128,988. Lambeth argues that the district court er- roneously construed the claim term “uniaxial symmetry broken structure.” Seagate Technology (US) Holdings Inc. and Seagate Technology, LLC cross-appeal, arguing that the district court erred in denying judgment as a matter of law on invalidity, because a reasonable jury could not have found the patent enabled under 35 U.S.C. § 112. We deter- mine that the district court’s judgment of noninfringement was premised on an erroneous claim construction of the disputed claim term. We vacate the judgment of nonin- fringement and dismiss the cross-appeal as improper. Be- cause we determine that the proper construction of the disputed claim term may affect the evidence and argu- ments presented on enablement, we remand for a new trial on both infringement and enablement under the proper construction of “uniaxial symmetry broken structure.” BACKGROUND I. The ’988 Patent Dr. David N. Lambeth (“Dr. Lambeth”) originally as- signed U.S. Patent No. 7,128,988 (“’988 patent”) to Lam- beth Systems. ’988 patent; see also J.A. 30234. That patent is currently assigned to Lambeth Magnetic Struc- tures, LLC (“LMS”). J.A. 12585. The patent relates to “[a] thin film magnetic structure, magnetic devices, and method of producing the same.” Id., Abstract. One use case for the invention is in “magnetic recording media” de- vices, id. at 6:65–7:3, 32:33–34, such as hard disk drives Case: 23-1335 Document: 67 Page: 3 Filed: 09/17/2025
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(“hard drives”). See J.A. 24. In “a traditional hard disk system,” a “magnetic head passes over the media data,” i.e., the hard disk. ’988 patent, 7:12–16, 35–56. To record in- formation on the disk, the magnetic head can apply a mag- netic field that alters the media data, see id. at 7:35–38; in this case, the head is referred to as a “recording head,” see id. at 7:12–20. The patent is directed to a particular “thin film” magnetic material that can be used in such recording heads. Id. at 12:58–66. The patent describes what it purports to be a unique structure for such a thin-film material. See id. at 12:58–13:18. Specifically, the patent describes the structure as including three features relevant to this ap- peal. The first feature is that the structure includes “at least one bcc-d layer which is magnetic.” Id. at claim 1. A “bcc-d layer” is a layer of metallic crystals in which the metal atoms are arranged in a “body centered cubic” or a derivative thereof (“bcc-d” or “bcc’d”) manner; thus, “bcc” refers to a type of crystal structure. Id. at 5:12–17, 14:64–67; see J.A. 24325. The patent provides that using a bcc-d layer increases “saturation magnetization[]” in com- parison to layers consisting of other types of crystal struc- tures, thereby “allow[ing] new devices to be constructed” with favorable properties such as “high magnetization.” Id. at 13:2–8. According to Dr. Lambeth, for “magnetic record- ing heads,” high magnetization allows the head to “put out a stronger field towards the media.” J.A. 30138–39. The second feature is that the bcc-d layer “form[s] a uniaxial symmetry broken structure.” ’988 patent, claim 1. “Uniaxial” as used in the patent refers to “uniaxial anisot- ropy.” See id. at 1:45–60 (defining “uniaxial anisotropy”), 3:11–27 (referring to materials demonstrating uniaxial an- isotropy as “uniaxial materials”). “Magnetic anisotropy” (or simply “anisotropy”) occurs when a material can be more easily magnetized in a particular direction. Id. at 1:35–60. That is, the material has a “preferred direction, or directions, of [magnetic] orientation.” Id. at 1:35–38. An Case: 23-1335 Document: 67 Page: 4 Filed: 09/17/2025
anisotropic material is uniaxial when it has a single direc- tion, the “easy axis,” along which magnetization is pre- ferred, and a single different direction, the “hard axis,” along which magnetization is not preferred, as the magnet- ization angle is rotated by 180 degrees from a physical axis. Id. at 1:35–60. In the context of a recording head, the pa- tent explains that using a material that is uniaxially ani- sotropic allows the head to be magnetized to turn away from the media, i.e., the hard disk, after recording on it, to avoid “generat[ing] noise” that may inadvertently over- write nearby areas of the media. Id. at 7:32–67. Dr. Lam- beth testified that he aimed to create a head with properties such that, after recording on the media, the head “turns back, so it doesn’t erase the media.” J.A. 30143. The third relevant feature required by the claims is that the structure is “symmetry broken.” ’988 patent, claim 1. A symmetry-broken structure refers to a subset of possible arrangements of the bcc-d “unit cells,” which com- prise the crystal lattice that makes up the structure. Id. at 11:33–49, 16:34–36. The bcc-d unit cells in the claimed structure can be oriented in one of six directions or “vari- ants” over a hexagonal template. Id. at 13:39–42, 14:48–58. A “symmetry broken structure” occurs when the material does “not contain an equal amount of all six of” the “bcc-d variants.” Id. at 23:38–41. According to the pa- tent, “uniaxial behavior can result” from symmetry broken structure. Id. at 23:50–24:8 (emphasis added). On appeal, the claims at issue are claims 1, 3, 6, 7, 9, 17, 19, and 27–29 of the ’988 patent. Independent claim 1 is representative: 1. A magnetic material structure comprising: a substrate; at least one bcc-d layer which is magnetic, forming a uniaxial symmetry broken structure; and Case: 23-1335 Document: 67 Page: 5 Filed: 09/17/2025
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at least one layer providing a . . . textured hexago- nal atomic template disposed between said sub- strate and said bcc-d layer. Id. at claim 1 (emphasis added). II. Procedural History In 2016, LMS sued several hard drive manufacturers, including Seagate Technology (US) Holdings Inc. and Seagate Technology, LLC (collectively, “Seagate”), in the United States District Court for the Western District of Pennsylvania, alleging infringement of the ’988 patent.1 In the complaint, LMS alleged that Seagate’s products “in- fringe at least claims 1 and 27 of the ’988 patent, and de- pendent claims thereof, including claims 6, 7, 9, 11, and 13.” J.A. 201. In October 2017, the district court issued a Markman order. J.A. 1–21. The district court construed the claim term “uniaxial symmetry broken structure” as “a structure that is uniaxial as a result of the structure being symmetry broken.” J.A. 18–20 (emphasis added). In October 2018, Seagate moved, in relevant part, for summary judgment of invalidity due to inadequate written description and noninfringement under 35 U.S.C. §§ 112 and 271. See J.A. 22, 157. Concurrently, LMS moved for partial summary judgment in its favor on the issue of inva- lidity. See J.A. 23, 157. In June 2019, the district court issued a memorandum order that resolved Seagate’s and LMS’s cross-motions for summary judgment. J.A. 22–74. The district court found that genuine issues of material fact
1 The district court litigation also involved related complaints filed by LMS against Western Digital Corpora- tion and its subsidiaries and against Toshiba Corporation and its subsidiaries. J.A. 196; see J.A. 1, 2 n.1. Those cases are not at issue in this appeal. Case: 23-1335 Document: 67 Page: 6 Filed: 09/17/2025
precluded summary judgment as to whether the ’988 pa- tent was invalid for inadequate written description and whether Seagate’s accused devices infringed the ’988 pa- tent. J.A. 29–42. Thus, the district court denied Seagate and LMS’s motions for summary judgment regarding writ- ten description and Seagate’s motion for summary judg- ment of noninfringement. J.A. 73–74. The district court held trial from April 4 to 14, 2022. On April 12, 2022, Seagate moved for judgment as a matter of law (“JMOL”) on direct and indirect infringement, as well as infringement under the doctrine of equivalents. J.A. 31204–05. The district court granted JMOL with re- spect to infringement under the doctrine of equivalents. J.A. 31209. However, the district court did not grant JMOL as to direct or indirect infringement, because there was “sufficient evidence . . . that a reasonable jury could conclude that the plaintiff wins.” Id. On April 13, 2022 LMS moved for JMOL on infringement and on Seagate’s invalidity defenses, including lack of enablement under § 112. J.A. 31455–56. Concurrently, Seagate again moved for JMOL on the issue of infringement and additionally moved for JMOL on the issue of invalidity, including lack of enablement. J.A. 31456–58. The district court denied each party’s motions as to infringement because there were “still issues of fact to be resolved by the jury with respect to that issue.” J.A. 31458. The district court also denied each party’s motion as to invalidity, including lack of ena- blement, because “the jury [could] certainly find that the patent is valid.” Id. On April 14, 2022, the district court issued a written order restating its denial of LMS’s and Seagate’s oral mo- tions for JMOL as to infringement and invalidity (includ- ing for lack of enablement), respectively. See J.A. 134. The same day, the jury returned a verdict of noninfringement of claims 1, 3, 6, 7, 9, 17, 19, and 27–29 of the ’988 patent, and a verdict of no invalidity for all those claims. Case: 23-1335 Document: 67 Page: 7 Filed: 09/17/2025
LAMBETH MAGNETIC STRUCTURES, LLC v. 7 SEAGATE TECHNOLOGY (US) HOLDINGS INC.
J.A. 84–85. The district court then entered judgment in fa- vor of Seagate as to infringement. J.A. 87. In May 2022, Seagate filed a renewed motion for JMOL on infringement and a conditional motion for a new trial, and LMS filed a renewed motion for JMOL on invalidity under § 112 and a motion for a new trial. J.A. 193. In No- vember 2022, the district court denied the parties’ renewed JMOL motions and motions for a new trial. J.A. 88–90. LMS appeals, and Seagate cross-appeals.2 We have ju- risdiction under 28 U.S.C. § 1295(a)(1). DISCUSSION LMS argues that the district court misconstrued the claim term “uniaxial symmetry broken structure,” and, thus, we should vacate the judgment of noninfringement and remand for a new trial on infringement. Seagate ar- gues in its cross-appeal that it is entitled to JMOL of inva- lidity for lack of enablement. Seagate also conditionally argues that, if we vacate and remand for a new trial on in- fringement, we should also order a new trial on invalidity.
2 Prior to oral argument, LMS submitted a motion to dismiss Seagate’s cross-appeal as improper because Seagate only “raised invalidity of the ’988 patent as an af- firmative defense” and “did not assert any counterclaim seeking a declaration of invalidity.” Appellant Motion to Dismiss Cross-Appeal, 1–3 (emphasis in original). Seagate filed a response, and LMS filed a reply. Response to Motion to Dismiss Cross-Appeal; Reply in Support of Motion to Dismiss Cross-Appeal. We issued an order “deferr[ing] to the merits panel.” Order, Lambeth Magnetic Structures, LLC v. Seagate Technology (US) Holdings, Inc. and Seagate Technology LLC, Nos. 23-1335, 23-1346, at 2 (Fed. Cir. May 25, 2023) (ECF No. 20). We address LMS’s motion herein. Case: 23-1335 Document: 67 Page: 8 Filed: 09/17/2025
I. Claim Construction LMS argues that the district court erred by construing the claim term “uniaxial symmetry broken structure” as a structure that is “uniaxial as a result of the structure being symmetry broken.” Appellant’s Opening Br. 29–30 (cita- tion modified). Seagate counters that LMS waived its right to challenge this construction; that, regardless, the district court’s construction was correct; and that any error in the construction was harmless. Cross-Appellant’s Opening and Response Br. 33–51. A. Waiver Seagate argues that LMS waived its right to challenge the district court’s construction of “uniaxial symmetry bro- ken structure” on appeal. Cross-Appellant’s Opening and Response Br. 48–50. Seagate relies on statements in LMS’s technical expert report and on LMS’s response to one of Seagate’s motions in limine. Id. We disagree with Seagate. Generally, a party waives its challenge to a district court’s construction of a claim term “by agreeing to that portion of the adopted construction.” Abbott Lab’ys v. Syntron Bioresearch, Inc., 334 F.3d 1343, 1352 (Fed. Cir. 2003) (finding waiver where the party “stated during trial” that the “claim term is properly defined” (ci- tation modified)). “When the claim construction is resolved pre-trial, and the patentee presented the same position in the Markman proceeding as is now pressed, a further ob- jection to the district court’s pre-trial ruling may indeed have been not only futile but unnecessary.” Cardiac Pace- makers, Inc. v. St. Jude Med., Inc., 381 F.3d 1371, 1381 (Fed. Cir. 2004); see also O2 Micro Int’l Ltd. v. Beyond In- novation Tech. Co., 521 F.3d 1351, 1359 (Fed. Cir. 2008); Top Brand LLC v. Cozy Comfort Co. LLC, 143 F.4th 1349, 1355–56 (Fed. Cir. 2025). Case: 23-1335 Document: 67 Page: 9 Filed: 09/17/2025
LAMBETH MAGNETIC STRUCTURES, LLC v. 9 SEAGATE TECHNOLOGY (US) HOLDINGS INC.
First, Seagate argues that LMS agreed to the district court’s construction of “uniaxial symmetry broken struc- ture” and thus waived any challenge to it, as evidenced in LMS’s technical expert report. Cross-Appellant’s Opening and Response Br. 48–49. In the report, LMS’s technical ex- pert stated that, while “symmetry breaking can result in a material with intrinsic uniaxial anisotropy,” such “[e]xter- nal sources of anisotropy . . . are distinct from the focus of the [’]988 patent, which concentrates on and claims the in- vention of uniaxial anisotropy bcc-d thin film materials as a result of symmetry breaking.” J.A. 12587 (emphasis added); see Cross-Appellant’s Opening and Response Br. 48–49. We disagree with Seagate’s assertion that this statement in the expert report constitutes a waiver of LMS’s claim construction position on appeal. LMS’s expert noted that he merely relied on the district court’s construc- tion of this term when formulating his technical conclu- sions. J.A. 12589–90. Thus, LMS’s expert merely adopted the district court’s claim construction for the purposes of providing testimony, but he did not agree to it. Second, Seagate argues that LMS agreed with the dis- trict court’s construction when it intentionally abandoned the position it initially advanced during claim construction. Cross-Appellant’s Opening and Response Br. 49. Specifi- cally, Seagate notes that, in response to one of Seagate’s motions in limine, LMS stated that “[t]he Court’s claim constructions do not require clarification” and that “LMS’s experts applied those constructions and demonstrated that the bcc-d layer of the claims forms a uniaxial, symmetry broken structure that is uniaxial as a result of the sym- metry broken structure.” J.A. 18326 (emphasis in origi- nal); see Cross-Appellant’s Opening and Response Br. 49. However, LMS’s statement was part of its argument that Seagate sought to include “an improper additional limita- tion” to the claims related to whether “the [bcc-d] layer as a whole must form the uniaxial symmetry broken struc- ture.” J.A. 18327–28 (citation modified) (emphasis added). Case: 23-1335 Document: 67 Page: 10 Filed: 09/17/2025
As such, LMS’s statement merely recited the district court’s claim construction of “uniaxial symmetry broken structure” to argue that Seagate included an additional limitation unrelated to the “as a result” construction. There is no waiver here. In sum, in both instances, LMS never “agree[d] to that portion of the adopted construction” of “uniaxial symmetry broken structure.” See Abbott Lab’ys, 334 F.3d at 1352. Thus, LMS did not waive its claim construction position. B. The “As a Result” Construction According to LMS, the proper construction of “uniaxial symmetry broken structure” is “a symmetry broken struc- ture that is uniaxial.” Appellant’s Opening Br. 32. We agree. “Claim construction is ultimately a question of law.” Evolusion Concepts, Inc. v. HOC Events, Inc., 22 F.4th 1361, 1365 (Fed. Cir. 2022). We review claim construction de novo “based on intrinsic evidence . . . and review any findings of fact regarding extrinsic evidence for clear er- ror.” SpeedTrack, Inc. v. Amazon.com, 998 F.3d 1373, 1378 (Fed. Cir. 2021). “[T]he words of a claim are generally given their ordi- nary and customary meaning,” which is the “meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention.” Phillips v. AWH Corp., 415 F.3d 1303, 1312–13 (Fed. Cir. 2005) (en banc) (citation modified). We consider the meaning of a claim term in the context of the intrinsic evidence, “begin[ning] with the language of the claims.” Iridescent Networks, Inc. v. AT&T Mobility, LLC, 933 F.3d 1345, 1350 (Fed. Cir. 2019). If “the claim language is not sufficiently clear on its face to provide guidance to a person of ordinary skill in the art as to the meaning of the term,” we then “look first to the specification, followed by the prosecution his- tory, to determine the meaning of the term.” Id. at 1351. Case: 23-1335 Document: 67 Page: 11 Filed: 09/17/2025
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There are two exceptions in which we do not give the words of a claim their ordinary and customary meaning as understood by a person of ordinary skill in the art: (1) when a patentee sets out a definition and acts as her own lexi- cographer; and (2) when the patentee disavows the full scope of a claim term either in the specification or during prosecution. Thorner v. Sony Computer Ent. Am. LLC, 669 F.3d 1362, 1365 (Fed. Cir. 2012). To act as its own lex- icographer, a patentee must clearly set forth a definition of the disputed claim term other than its plain and ordinary meaning. Id. It is not enough for a patentee to simply dis- close a single embodiment or use a word in the same man- ner in all embodiments, as the patentee must clearly express an intent to redefine the term. Id. Turning first to the claim language, the term “uniaxial symmetry broken structure” provides that the structure be “uniaxial” and “symmetry broken,” with no express state- ment that the latter causes the former. See ’988 pa- tent, claim 1. Such a causal connection would essentially amount to a functional relationship. But there is nothing in the claim language providing that the “uniaxial sym- metry broken structure” is based on function. “Uniaxial” and “symmetry broken” describe structural features of the invention.3 Accordingly, the claim term cannot be read to
3 The district court construed “uniaxial” as “[h]aving an anisotropy energy density function with only a single maximum and a single minimum as the magnetization an- gle is rotated by 180 degrees from a physical axis” and “symmetry broken structure” as “[a] structure consisting of unequal volumes or unequal amounts of the bcc-d variants of a six variant system.” J.A. 28. These constructions are not disputed on appeal. As construed, both claim terms re- fer to structural features: the “energy density function” rel- ative to a “physical axis,” and a “structure” based on bbc-d variants. See id. Case: 23-1335 Document: 67 Page: 12 Filed: 09/17/2025
include the requirement that the symmetry broken nature of the structure causes the structure to be uniaxial. The specification confirms the construction of the claim term as structural, not as based on a causal function. To the extent that the specification contains a limitation that the symmetry broken nature of the structure must cause the structure to be uniaxial, that would be a limitation based on function. We cannot “import into the claim a func- tion from the specification, particularly when the claim re- cites only purely structural limitations.” Toro Co. v. White Consol. Indus., Inc., 266 F.3d 1367, 1371 (Fed. Cir. 2001). Here, as explained, the invention is “claimed in purely structural terms” and thus “generally resists functional limitation.” See id. In addition, lexicography does not ap- ply, because the specification does not “clearly set forth” any definition of “uniaxial symmetry broken structure.” See Thorner, 669 F.3d at 1365. Thus, we conclude that “uniaxial symmetry broken structure” should be construed as “a symmetry broken structure that is uniaxial.” Accordingly, the district court’s construction, “a structure that is uniaxial as a result of be- ing symmetry broken,” is erroneous.4 Seagate’s counterarguments are unpersuasive. Seagate contends that grammar requires the causal con- struction because, absent a comma or an “and” dividing the
4 While we do not reach extrinsic evidence, we note that the district court limited its construction based on the prosecution history of “the equivalent patent in the Euro- pean Union,” European Patent No. 1435091. See J.A. 19, 2100. Our precedent, however, counsels against “indis- criminate reliance on the prosecution of corresponding for- eign applications in the claim construction analysis.” AIA Eng’g Ltd. v. Magotteaux Int’l S/A, 657 F.3d 1264, 1279 (Fed. Cir. 2011). Case: 23-1335 Document: 67 Page: 13 Filed: 09/17/2025
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two adjectives “uniaxial” and “symmetry broken,” the for- mer modifies the latter, thus indicating a causal link. Cross-Appellant’s Opening and Response Br. 36–38. But English grammar precepts support the construction of the claim term as structural, not based on a causal function. See In re Hyatt, 708 F.2d 712, 714 (Fed. Cir. 1983). Gram- matical rules provide that the absence of an “intervening comma or conjunction” between two adjectives preceding a noun (here, “structure”) indicates that the adjectives are “unrelated.” BRYAN A. GARNER, DICTIONARY OF MODERN LEGAL USAGE 25 (2d ed. 1995) (emphasis added). We see no reason why the absence of an intervening comma or “and” makes it plain that the structure’s symmetry broken nature must cause it to be uniaxial. Seagate also asserts that “uniaxial symmetry broken structure” is a “coined term” with “no ordinary or estab- lished meaning” outside of the ’988 patent and invokes the principle of claim construction that such a term “can only be understood in the context of the specification.” Cross- Appellant’s Opening and Response Br. 33–35 (citing, inter alia, Honeywell Int’l Inc. v. Universal Avionics Sys. Corp., 488 F.3d 982, 991 (Fed. Cir. 2007)). In Malvern Panalyti- cal Inc. v. TA Instruments-Waters LLC, we discussed a dis- trict court’s conclusion that a claim term “cannot be construed broader than the disclosure in the specification” because the term was a “coined term with no commonly un- derstood meaning in the art.” 85 F.4th 1365, 1374 (Fed. Cir. 2023) (citation modified). We acknowledged that we have “held that claim terms that have no plain or estab- lished meaning to one of ordinary skill in the art ordinarily cannot be construed broader than the disclosure in the specification.” Id. (citation and quotations omitted). How- ever, we emphasized that “[w]e have sparingly applied this principle of construction in other cases.” Id. (citing, inter alia, Honeywell, 488 F.3d at 991). We noted that “[t]he dis- trict court’s analysis predominantly addressed whether” the claim term at issue “ha[d] a plain and ordinary Case: 23-1335 Document: 67 Page: 14 Filed: 09/17/2025
meaning broadly in the art.” Id. (emphasis added). We contrasted this question of whether a claim term is “a coined term . . . known in the art or readily understandable to a skilled artisan,” with “the question of what plain and ordinary meaning a term has in the context of a patent,” and explained that the latter “is the focus of our analysis.” Id. (citation omitted) (emphasis added). Following Malvern, it is beyond the “focus of our anal- ysis” to consider whether “uniaxial symmetry broken struc- ture” has “an ordinary meaning outside of the asserted patent[].” See id. (citation modified). Thus, to the degree that “uniaxial symmetry broken structure” is a coined term with no ordinary meaning outside of the ’988 patent, we only consider “the question of what plain and ordinary meaning a term has in the context of a patent.” Id. (empha- sis added). C. Prejudicial Error Seagate contends that any error in the district court’s claim construction was harmless because “the jury would have reached the same noninfringement verdict regardless of whether the district court was correct in its construction of uniaxial symmetry broken structure.” Cross-Appellant’s Opening and Response Br. 50 (quoting Verizon Servs. Corp. v. Cox Fibernet Virginia, Inc., 602 F.3d 1325, 1342 (Fed. Cir. 2010)) (citation modified). Seagate asserts that it presented (1) “extensive evidence that its accused de- vices were not uniaxial, such that the condition precedent for the ‘as a result’ language becoming relevant was never met”; and (2) certain “grounds for non-infringement unre- lated to the challenged construction.” Cross-Appellant’s Opening and Response Br. 50–51 (Seagate’s emphasis). Seagate fails to establish that the district court’s erro- neous construction was harmless. Because the jury did not indicate the basis for its finding of noninfringement, it can- not be ascertained whether the jury only relied on grounds unrelated to the district court’s construction of “uniaxial Case: 23-1335 Document: 67 Page: 15 Filed: 09/17/2025
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symmetry broken structure.” See J.A. 84–85. As a result, it is unclear that “correction of the errors in a jury instruc- tion on claim construction would not have changed the re- sult, given the evidence presented.” See Teleflex, Inc. v. Ficosa N. Am. Corp., 299 F.3d 1313, 1328 (Fed. Cir. 2002). In other words, the jury verdict does not provide a clear basis to find that the error was harmless. Moreover, we have concluded that a district court’s er- roneous claim construction is “prejudicial” when the de- fendant “relied on the district court’s erroneous construction for its argument that it does not infringe the asserted claims.” Network-1 Techs., Inc. v. Hewlett-Pack- ard Co., 981 F.3d 1015, 1025 (Fed. Cir. 2020). At trial, Seagate argued that “[i]f you are getting anisotropy as a result of other things, then you can’t infringe.” J.A. 31581. Seagate therefore relied on the district court’s claim con- struction to argue that its products do not infringe because their uniaxial anisotropy is not caused by their structure being symmetry broken. Thus, we conclude that the dis- trict court’s misconstruction of “uniaxial symmetry broken structure” was prejudicial. II. Enablement In its cross-appeal, Seagate argues that, based on the evidence presented, a reasonable jury could not have found the ’988 patent enabled. Cross-Appellant’s Opening and Response Br. 72. Accordingly, Seagate argues that we should reverse the district court’s denial of JMOL on inva- lidity. Cross-Appellant’s Opening and Response Br. 71–79. Alternatively, Seagate argues that, if we remand for a new trial on infringement based on the district court’s errone- ous claim construction, we should also order a new trial on invalidity because a reasonable jury could not have found the patent enabled and a broader claim construction would affect the evidence and arguments presented on enable- ment. Cross-Appellant’s Opening and Response Br. 79–80. Case: 23-1335 Document: 67 Page: 16 Filed: 09/17/2025
A. Dismissal of the Cross-Appeal LMS counters that the cross-appeal should be dis- missed. Appellant’s Response and Reply Br. 46–47. We agree and thus dismiss the cross-appeal. Seagate prevailed in the district court proceedings that are the subject of this appeal. As the party that prevailed, Seagate cannot bring an appeal seeking to affirm this out- come on a different basis, i.e., that the ’988 patent is invalid for lack of enablement. See Therasense, Inc. v. Becton, Dickinson & Co., 593 F.3d 1325, 1337 (Fed. Cir. 2010) (“[A] cross-appeal is proper only when ‘acceptance of the argu- ment it wishes to advance would result in a reversal or modification of the judgment rather than an affirmance.’” (quoting Bailey v. Dart Container Corp. of Michigan, 292 F.3d 1360, 1362 (Fed. Cir. 2002)). Indeed, Seagate admits in its briefing that “invalidity is available to the Court as an alternative basis to affirm the verdict.” Cross-Appel- lant’s Opening and Response Br. 71. Moreover, Seagate was not a declaratory plaintiff seeking a judgment of inva- lidity; rather, Seagate raised the defense of invalidity. See TypeRight Keyboard Corp. v. Microsoft Corp., 374 F.3d 1151, 1156 (Fed. Cir. 2004); Therasense, 593 F.3d at 1337. A cross-appeal is improper and warrants dismissal where, as here, the cross-appellant “did not seek a declaratory judgment of invalidity” and “assert[ed] invalidity only as an affirmative defense to the claim of infringement.” An- tennaSys, Inc. v. AQYR Techs., Inc., 976 F.3d 1374, 1377 n.1 (Fed. Cir. 2020). Accordingly, we dismiss Seagate’s cross-appeal. Although we dismiss Seagate’s cross-appeal, we may consider the arguments made in the cross-appeal to the ex- tent it affects our disposition of the main appeal. For in- stance, we have previously held that where “an improper cross-appeal is dismissed, we may nonetheless consider the arguments raised in the improper cross-appeal as alterna- tive grounds upon which we could affirm the judgment of Case: 23-1335 Document: 67 Page: 17 Filed: 09/17/2025
LAMBETH MAGNETIC STRUCTURES, LLC v. 17 SEAGATE TECHNOLOGY (US) HOLDINGS INC.
the district court.” Praxair, Inc. v. ATMI, Inc., 543 F.3d 1306, 1322 (Fed. Cir. 2008). Accordingly, we next consider Seagate’s arguments in its cross-appeal insofar as it affects our disposition of the main appeal.5 We turn to one issue raised in the cross-appeal: whether we should order a new trial on invalidity. B. New Trial on Enablement Seagate argues that, if we “broaden[] the construction of ‘uniaxial symmetry broken structure’” and order a new trial on infringement, we should also order a new trial on invalidity. Cross-Appellant’s Opening and Response Br. 79–80. Seagate asserts that “LMS’s arguments for a new trial on infringement are all intertwined with invalid- ity.” Id. at 80. According to Seagate, a new trial on inva- lidity would be necessary because LMS’s “arguments against infringement are indistinguishably woven with the factual underpinnings of validity.” Cross-Appellant’s Re- ply Br. 18 (citation modified) (quoting Witco Chem. Corp. v. Peachtree Doors, Inc., 787 F.2d 1545, 1549 (Fed. Cir. 1986)). First, it is within our discretion to order a new trial on enablement. The parties dispute whether, if we remand for a new trial on infringement on the ground that the district court misconstrued “uniaxial symmetry broken structure,” we are required to also order a new trial on invalidity. Cross-Appellant’s Opening and Response Br. 79–81; Appel- lant’s Response and Reply Br. 63–64. We have generally
5 We note that, at oral argument, Seagate “drop[ped] any rebuttal” as to whether the cross-appeal should be dis- missed, “assume[d] that the cross-appeal has been dis- missed,” and proceeded to address its “affirmative defense” on enablement as “alternative grounds.” Oral Arg. 28:30–55, available at https://oralarguments.cafc .uscourts.gov/default.aspx?fl=23-1335_03042025.mp3. Case: 23-1335 Document: 67 Page: 18 Filed: 09/17/2025
found that a party is entitled to a new trial on invalidity under these circumstances, if the party shows that the dis- trict court’s error was prejudicial. Witco, 787 F.2d at 1548; Eaton Corp. v. Rockwell Int’l Corp., 323 F.3d 1332, 1344 (Fed. Cir. 2003). But regardless of a showing of prejudice, we have the discretion to order a new trial on invalidity. In Witco, for instance, we only provided that “[i]mproper con- duct of the court that is prejudicial will warrant a new trial.” 787 F.2d at 1548. We did not hold that it is a re- quirement that, for us to order a new trial, such improper conduct must be shown to be prejudicial. See id. Thus, we have the discretion to order a new trial on enablement. Second, we exercise our discretion to order a new trial on enablement. The proper construction of “uniaxial sym- metry broken structure” could change the arguments and evidence necessary to show that the ’988 patent is not ena- bled. We agree with Seagate that, under the “broader” con- struction adopted herein, “the ’988 patent would need to enable even more subject matter than was at issue in the prior trial.” Cross-Appellant’s Opening and Response Br. 80. Accordingly, we exercise our discretion to order a new trial on enablement consistent with this opinion.6 CONCLUSION We have considered the parties’ remaining arguments and find them unpersuasive. For the foregoing reasons, we dismiss the cross-appeal; vacate the district court’s
6 In light of our remand for a new trial on enable- ment, we do not address Seagate’s assertion that a reason- able jury could not have found the patent enabled, and in particular, the parties’ corresponding arguments concern- ing Amgen v. Sanofi, 598 U.S. 594, 610 (2023). Cross-Ap- pellant’s Opening and Response Br. 71–79; Appellant’s Response and Reply Br. 53–62. The parties are free to raise these arguments in future proceedings below. Case: 23-1335 Document: 67 Page: 19 Filed: 09/17/2025
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judgment of noninfringement in favor of Seagate; and re- mand for a new trial on infringement and enablement, un- der the proper construction of “uniaxial symmetry broken structure.”7 VACATED AND REMANDED AS TO THE MAIN APPEAL; DISMISSED AS TO THE CROSS-APPEAL COSTS No costs.
7 LMS also argues that the district court made sev- eral erroneous evidentiary rulings. Appellant’s Opening Br. 42–70. Because we vacate the district court’s judgment of noninfringement and order a new trial on infringement and enablement, we need not reach these issues.