Lafond v. DEPT. OF SOCIAL & REHAB. SERV.

708 A.2d 919
CourtSupreme Court of Vermont
DecidedJanuary 23, 1998
Docket96-591
StatusPublished
Cited by5 cases

This text of 708 A.2d 919 (Lafond v. DEPT. OF SOCIAL & REHAB. SERV.) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lafond v. DEPT. OF SOCIAL & REHAB. SERV., 708 A.2d 919 (Vt. 1998).

Opinion

708 A.2d 919 (1998)

Gary and Tracy LAFOND
v.
DEPARTMENT OF SOCIAL AND REHABILITATION SERVICES, State of Vermont and Coleman Baker.

No. 96-591.

Supreme Court of Vermont.

January 23, 1998.

Jerome F. O'Neill and Laura K. Collins of O'Neill Crawford & Green, Burlington, for Plaintiffs-Appellees.

Jeffrey L. Amestoy, Attorney General, Montpelier, and Michael O. Duane and Barbara L. Crippen, Assistant Attorneys General, Waterbury, for Defendant-Appellant.

Before DOOLEY, MORSE, JOHNSON, JJ., and ALLEN, C.J. (Ret.), and GIBSON, J. (Ret.), Specially Assigned.

MORSE, Justice.

On May 7, 1992, plaintiffs' infant son died when he became entangled in a curtain cord while in his crib at Kiddie Kare Day Care, a licensed day-care center. In a lawsuit against defendant Vermont Department of Social and Rehabilitation Services, plaintiffs alleged that their son's death was caused in part by the Department's negligent inspection and supervision of the day care facility. The trial court denied the Department's motion for summary judgment based upon a claim of sovereign immunity, and we allowed an interlocutory appeal. V.R.A.P. 5(b). We now hold that the trial court erred in denying the Department's motion for summary judgment, and therefore reverse.

I.

Kiddie Kare had been licensed by the Department as a day-care facility since 1981. In 1989, plaintiffs enrolled their two daughters there, and the following year enrolled their son Tyler, who attended until his death in May 1992. Prior to enrolling their daughters, plaintiffs, who were eligible for a child-care subsidy, inquired of a Department employee whether Kiddie Kare was a covered facility and whether it was a good day-care center. The employee responded that she had nothing bad on file about Kiddie Kare and that the Department would provide the subsidy. Plaintiffs also visited the center before enrolling their daughters.

On May 4, 1992, a Department employee inspected Kiddie Kare as part of an annual relicensing requirement. Three days later, on May 7, 1992, plaintiffs' son Tyler became entangled in a curtain cord while in his crib at the Kiddie Kare center. Strangulation *920 from the cord caused suffocation and death. The inspector had not observed a curtain cord hanging down from the window next to the crib in which Tyler died. Department regulations did not prohibit or restrict curtain cords at the time of Tyler's death, although information about the risk of strangulation by such cords had been publicly available from the United States Consumer Product Safety Commission since 1985, and the inspector acknowledged that she would have inquired about its proximity to the crib if she had seen it.

Following Tyler's death, plaintiffs filed suit alleging three causes of action: (1) that defendants State of Vermont and the Department had negligently promulgated day-care safety regulations and had negligently inspected the Kiddie Kare facility, and (2) had negligently recommended the Kiddie Kare center; and (3) that defendant Coleman Baker, a departmental officer, had been grossly negligent in overseeing the inspection of Kiddie Kare.

The Department moved for summary judgment based on sovereign immunity and qualified official immunity. The trial court ultimately granted the motion as to the second and third counts as well as the negligent-promulgation claim of the first count. The court denied the motion, however, as to the negligent-inspection claim of the first count, ruling that the Department owed a duty of care to plaintiffs under the State's day-care licensing and regulatory scheme, and that there was a private analog between the State's duty and the duty owed by a private insurance company to perform an adequate safety inspection of its insured's premises under this Court's decision in Derosia v. Liberty Mutual Ins. Co., 155 Vt. 178, 187, 583 A.2d 881, 885 (1990). This appeal by the Department followed.

II.

The death of a child under the grievous circumstances presented here evokes profound sympathy for the child's family, especially his parents, whose pain and anguish can scarcely be imagined. Our duty, however, is to determine whether, as a matter of law, the doctrine of sovereign immunity bars plaintiffs' tort suit for damages against the Department. Analyzed dispassionately, the law dictates that sovereign immunity applies. The licensing and inspection of day-care facilities are inherently governmental functions which find no private analog or duty of care in our common law. Accordingly, under the Vermont Tort Claims Act, 12 V.S.A. §§ 5601-5606, and the relevant case law plaintiffs' action is barred.

Sovereign immunity protects the state from suit unless immunity is expressly waived by statute. LaShay v. Department of Social & Rehabilitation Servs., 160 Vt. 60, 67, 625 A.2d 224, 228 (1993). The State of Vermont has waived its immunity to certain suits under 12 V.S.A. § 5601(a), which in pertinent part provides:

The state of Vermont shall be liable for injury to persons ... caused by the negligent or wrongful act or omission of an employee of the state while acting within the scope of employment, under the same circumstances, in the same manner and to the same extent as a private person would be liable to the claimant....

Thus, the general rule is that "[t]he government remains immune ... for governmental functions for which no private analog exists." LaShay, 160 Vt. at 68, 625 A.2d at 229. By requiring a grounding in the common law, "this approach serves to prevent the government's waiver of sovereign immunity from encompassing purely `governmental' functions." Denis Bail Bonds, Inc. v. State, 159 Vt. 481, 485-86, 622 A.2d 495, 498 (1993). Its purpose is to "`waive immunity from recognized causes of action and ... not to visit the Government with novel and unprecedented liabilities.'" Id. at 486, 622 A.2d at 498 (quoting Feres v. United States, 340 U.S. 135, 142, 71 S.Ct. 153, 157, 95 L.Ed. 152 (1950)). Hence, "the threshold issue is whether the plaintiff's factual allegations `satisfy the necessary elements of a cause of action against the State comparable to one that may be maintained against a private person.'" Sabia v. State, 164 Vt. 293, 298, 669 A.2d 1187, 1191 (1995) (quoting Denis Bail Bonds, 159 Vt. at 487, 622 A.2d at 498).

*921 The question whether the State may be liable in tort for its allegedly negligent inspection of private facilities is not one of first impression in Vermont. Indeed, we recently addressed a claim similar to plaintiffs' in Andrew v. State, 165 Vt. 252, 682 A.2d 1387 (1996). There, the assertion was that a State inspection under the Vermont Occupational Safety and Health Act (VOSHA), 21 V.S.A. §§ 201-264, had negligently failed to discover and remedy "a conspicuous hazard that violated an OSHA regulation," resulting in injury to the plaintiffs. Id. at 254, 682 A.2d at 1388.

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