L.A. v. Kenneth Swanson Ph.D. as Superintendent, Guam DOE

Superior Court of Guam·Decided March 8, 2024·No. CV0464-23·Unknown

Opinion

FltED ~UPERlOR CO'-:)RJ "' OF GUAM · I··.

202~ t\AR -8 PM '41 84,

L.A., a minor person with a disability by and CL.E:RK Of COURT IN THE SUPERIOR COURT OF GUAM SY•-

CIVIL CASE NO. CV0464-23 * ',_, through her parent, et al.,

Plaintiffs, DECISION AND ORDER DENYING vs. MOTION TO RECONSIDER KENNETH SWANSON, Ph.D., in his official capacity as Superintendent, Guam Department of Education, et al.,

Defendants.

In this action to enforce the Every Child Is Entitled to An Adequate Public Education

Act, Defendants 1 move the Com1 to reconsider its January 19, 2024 Order granting Plaintiffs

leave to amend their First Amended Complaint. The Order permitted Plaintiffs to add eight more

Plaintiffs, all of whom claim to be disabled students seeking adequate educational services. 2

Defendants contend they did not consent to the Statement of Non-opposition, filed by Deputy

Attorney General Joseph Guthrie on their behalf, in response to the Plaintiffs' Motion to Amend.

Legal Basis for Reconsideration.

Defendants offer three authorities for reconsideration: Local Rule CVR 7 .1 and Guam

Rules of Civil Procedure 59 and 60. CVR 7 .1 governs general motion practice, including pretrial

1 Legal counsel for the Guam Department of Education filed this motion, on behalf of GDOE and presumably at the direction of Defendants Kenneth E. Swanson and Mary Okada, both of whom filed Declarations in support of the Motion. The Court notates those persons presenting this Motion as "Defendants."

2 Compare FirstAm. Compl. (Aug. 18, 2023) with Second Am. Compl. (Jan. 22, 2024).

Defendants have not filed an Answer to the Second Amended Complaint.

OR!GINAL CV0464-23 DECISION AND ORDER DENYING MOTION TO RECONSIDER Page2

matters. See CVR 7.l(a). In contrast, by their language, Rules 59 and 60 apply to post-judgment

relief. See GRCP 59(e) (motion to amend a judgment) and 60(b) (relief from final judgments or

orders). While the Guam Supreme Court has mled that a com1 does not etT if it chooses to utilize

Rules 59 and 60 when considering a pre-judgment reconsideration motion, the Guam Supreme

Court has not mandated trial courts to do so. DFS Guam L.P. v. A.B. Won Pat Int'! Airport

Auth., 2014 Guam 12121. In addition, the com1 has limited Rule 59(e)'s use to extraordinaiy

situations. Id.

Because CVR 7.1 (i) appears directly applicable to the pre-judgment Order sought to be

reconsidered here, the Court will confine its analysis to the standards provided by that local mle.

CVR 7. l(i) allows reconsideration when "a material difference in fact or law from that presented

to the Court before such decision that in the exercise of reasonable diligence could not have been

lmown to the party moving for reconsideration at the time of such decision."

The Court is not persuaded that Defendants' presented basis mandates reconsideration

because Defendants have, by all appearances, consented to Attorney Guthrie's authority to

represent them before this Court. Prior to granting Plaintiffs an opportunity to amend their First

Amended Complaint, the Court considered motions to withdraw from Attorneys Guthrie and

Fred Nishihira, who claimed a conflict of interest in representing Defendants. 3 Throughout the

briefing on the Motion to Withdraw, Defendants never consented to the withdrawal, and to this

day, insist on Attorney Nishihira's continued involvement. See Deel. Kenneth Swanson (Feb. 9,

2024); Deel. Mary Okada (Feb. 9, 2024). Notably, GDOE's legal counsel also stated that he was

available to act as Defendants' legal counsel in this litigation. Def. GDOE's Response (Oct. 16,

2023); Min. Entry at 2:22:22 (Nov. 1, 2023). In other words, Defendants had the ability to

3 The Court ultimately determined the withdrawal issue moot. Order (Jan. 17, 2024).

ORIG\NAL CV0464-23 DECISION AND ORDER DENYING MOTION TO RECONSIDER Page 3

utilize GDOE's legal counsel for this matter but have chosen to remain represented by Attorneys

Guthrie and Nishihira.

While Plaintiffs contend that Attorney Guthrie did not obtain his clients' consent before

filing the Statement of Non-opposition, Defendants are nonetheless bound by the acts of their

attorney. Link v. Wabash R. Co., 370 U.S. 626, 633-34 (1962). Defendants willingly chose not

to release Attorney Guthrie before the Statement was filed and are now bound by the positions he

has taken. If Attorney Guthrie acted outside the scope of ethical representation, a different

tribunal may consider the alleged wrongdoing. 4 As it concerns this case, however, Defendants

cannot now avoid the consequences of the acts or omissions of their agent. Link, 370 U.S. at

633-34. See also Lloydv. Carnation Co., 101 F.R.D. 346,348 (M.D.N.C. 1984) ("[T]he Court

must keep in mind that Rule 60(b) is not meant to relieve any litigant of strategic or tactical

decisions which later prove to be improvident. There must be an end to litigation someday, and

free, calculated, deliberate choices are not to be relieved from.").

Furthermore, Link and other caselaw emphasize that the Court is in no position to obtain

verifications by the parties of their consent to their counsel's activities at every step of the

litigation. This is not the role of the Court and defies judicial efficiency. In addition, the Court's

tolerance on this issue of Defendants' legal representation is not boundless within the context of

this specific litigation. Guam law directs this Court to address Plaintiffs' claims with

expediency. 7 GCA § 7116.1. Much time has already been spent on the issue of Defendants'

representation. Because the Court determined the conflict of interest issue was moot, Defendants

4 See Schwarz v. U.S., 384 F.2d 833, 835-36 (2d Cir. 1967) ("[I]fthe attorney's conduct was substantially below what is reasonable under the circumstances, the client's remedy is a suit for malpractice. If the trial court's commendable efforts to move business on its calendars are ever to succeed, they must be supported. A client damaged by such neglect has his remedy against counsel.").

ORIGINAL CV0464-23 DECISION AND ORDER DENYING MOTION TO RECONSIDER Page4

have remained free to select their counsel of choice. 5 The Court urges Defendants to clarify their

representation posture well before the April 22, 2024 evidentiary hearing and without further

court involvement if possible.

Rule 15 Considerations.

Setting aside the basis argued by Defendants for reconsideration, a far more important

issue is a basis they failed to argue. Crucially missing from Defendants' analysis is why they

oppose the amendment of the First Amended Complaint. As is well known, the Guam Rules of

Civil Procedure require that "leave shall be freely given when justice so requires." GRCP lS(a).

Defendants fail to explain how-even if they had a second opp01tunity to respond to the motion

for leave to amend-they would overcome this standard of liberal amendment. In doing so, they

must demonstrate undue delay, bad faith or dilatory motive, repeated failure to cure deficiencies

by amendments previously allowed, undue prejudice, or futility. Arashi & Co., Inc. v.

Nakashima Enters., Inc., 2005 Guam 21 ,r 16.

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L.A. v. Kenneth Swanson Ph.D. as Superintendent, Guam DOE, (superctguam 2024).

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Related

Link v. Wabash Railroad
370 U.S. 626 (Supreme Court, 1962)
Joseph Schwarz v. United States
384 F.2d 833 (Second Circuit, 1967)
Lloyd v. Carnation Co.
101 F.R.D. 346 (M.D. North Carolina, 1984)