Kull v. Guisse

81 A.3d 148
CourtCommonwealth Court of Pennsylvania
DecidedOctober 16, 2013
StatusPublished
Cited by77 cases

This text of 81 A.3d 148 (Kull v. Guisse) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kull v. Guisse, 81 A.3d 148 (Pa. Ct. App. 2013).

Opinion

OPINION BY

Judge SIMPSON.

I. Introduction

In these consolidated appeals, Dr. Keith Kull (Kull) seeks review of two orders of the Court of Common Pleas of Berks County (trial court) that sustained Defendants’ preliminary objections to Kull’s fourth amended complaints (amended complaint) against two sets of Defendant-Ap-pellees (Appellees),1 and dismissed Kull’s claims against Appellees’ with prejudice. In his amended complaint, Kull, a former assistant professor at Kutztown University (KU), brought intentional tort claims against Appellees following a decision by KU’s administration, based on recommendations from its tenure and promotion committees, to deny Kull’s applications for tenure and promotion. In dismissing Kull’s complaint, the trial court reasoned, Appellees’ actions in denying Kull’s tenure and promotion applications fell within the scope of Appellees’ employment with KU. Further, KU is a member of the Pennsylvania State System of Higher Education (SSHE), a Commonwealth entity entitled to immunity under what is commonly known as the Sovereign Immunity Act, 42 Pa.C.S. §§ 8521-28. Therefore, the trial court held Appellees, as Commonwealth employees, were immune from Kull’s intentional tort claims.

On appeal, Kull contends the trial court erred in holding Appellees were entitled to the defense of sovereign immunity where their deviating conduct fell outside the scope of their employment. Kull further cites the Pennsylvania Supreme Court’s recent decision in Goldman v. Southeastern Pennsylvania Transportation Authority, - Pa. -, 57 A.3d 1154 (2012), which held that the Southeastern Pennsylvania Transportation Authority (SEPTA) is not an “arm of the state” for purposes of sovereign immunity under the Eleventh Amendment to the United States Constitution. In light of Goldman, Kull asserts, an issue exists as to whether the SSHE is [151]*151entitled to sovereign immunity. For the reasons that follow, we affirm.

II. Background

In an opinion in support of its order, the trial court found the following facts. KU hired Kull in the summer of 2004 as a tenure-track assistant professor in its Mathematics and Computer Science Department. When that department split a year later, Kull agreed to an assignment in the Mathematics Education Subgroup of the Mathematics Department. Over the next five years, Kull taught courses in the Mathematics Department. He also taught a number of courses outside the Mathematics Department, in the College of Education.

Pursuant to the terms of the collective bargaining agreement (CBA) between the SSHE and the Association of Pennsylvania State College and University Faculties, the union, Kull applied for tenure and promotion to associate professor during his fifth year of probationary employment. Kull submitted his applications to the Mathematics Department’s Promotion, Evaluation and Tenure Committee (PETC), which included Appellees Guisse, Kumar, Gebhard, Vasko, Mugridge, Phy, Walz, Frantz, Schaeffer and Khanna.

Both the PETC and Appellee Ache, who chaired the Mathematics Department during the relevant period, provided written recommendations against tenure to the University Tenure Committee (UTC). Ap-pellee Mayrhofer, a professor in the Chemistry Department, chaired the UTC. Appellee Ache and the PETC also provided written recommendations against promotion to the University Promotion Committee (UPC).

Ultimately, Appellee Mayrhofer, as chair of the UTC, recommended against tenure. After deliberation, KU’s administration denied Kull tenure and a promotion. KU permitted Kull to teach for one additional year without tenure.

In recommending against tenure and promotion, the committees cited several recurring issues related to Kull’s teaching effectiveness, which were identified by annual peer and student evaluations. These included concerns about Kull’s interactions with students; he needed to improve his interpersonal skills and professionalism in the classroom. In addition, the committees noted Kull made repeated mathematical errors in his classroom presentations.

KU’s evaluation and tenure procedures are governed by the CBA between the union and the SSHE. In his amended complaint, Kull averred Appellees failed to adhere to the CBA’s procedures in a number of ways. Kull’s averments include: failure to include his work outside the Mathematics Department in his evaluations; failure to return peer evaluations in a timely manner in order for them to be of constructive use; failure to give Kull an opportunity to discuss the evaluations before they were officially recorded; failure to have an appropriate expert evaluate Kull; and, inclusion of evaluation factors not specifically referenced in the CBA, such as Kull’s interpersonal skills and mistakes in the actual mathematics of Kull’s classroom presentation.

In 2010, Kull began civil actions against Appellees by writ of summons. In an initial complaint filed in April 2011, Kull asserted claims under state tort law for defamation (Count I), invasion of privacy/false light (Count II), and, intentional interference with contractual relations (Count III). Kull also asserted a federal claim under 42 U.S.C. § 1983 for violation of civil rights (intentional deprivation of liberty interest in reputation and denial of equal protection) (Count IV).

[152]*152In light of the Section 1983 civil rights claim, Appellees removed the case to federal district court. In response, Kull filed an amended complaint dropping the Section 1983 claim. As a result, the federal court remanded the case back to the state court.

Thereafter, Appellees filed preliminary objections asserting immunity as Commonwealth employees under the Sovereign Immunity Act. In response, Kull filed a second amended complaint with added factual allegations. Appellees again filed preliminary objections based on sovereign immunity. Kull filed preliminary objections to Appellees’ objections. Ultimately, the trial court sustained Appellees’ preliminary objections, but permitted Kull to again amend his complaint to add additional factual allegations.

In his third amended complaint, Kull again included the three intentional tort claims: defamation, invasion of privacy/false light and intentional interference with contractual relations. However, Kull also included the previously abandoned claim under 42 U.S.C. § 1983 for violation of civil rights. Appellees again removed the case to federal district court. Kull then indicated to the federal court that he mistakenly included the federal civil rights claim.

To that end, Kull filed his fourth amended complaint without the civil rights claim, which the federal district court again remanded to the state court. Appellees again filed preliminary objections based on sovereign immunity. Of significance to our reasoning, this time Kull failed to file preliminary objections challenging Appel-lees’ assertion of sovereign immunity on preliminary objections.

In September 2012, following oral argument, the trial court issued two orders sustaining Appellees’ preliminary objections and dismissing Kull’s claims against Appellees with prejudice. Kull filed notices of appeal from the trial court’s orders in the Superior Court, which transferred the appeals to this Court.

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Bluebook (online)
81 A.3d 148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kull-v-guisse-pacommwct-2013.