Kratz v. Calvert

129 F.2d 542, 29 C.C.P.A. 1097, 54 U.S.P.Q. (BNA) 264, 1942 CCPA LEXIS 71
CourtCourt of Customs and Patent Appeals
DecidedJune 15, 1942
DocketNo. 4581
StatusPublished
Cited by8 cases

This text of 129 F.2d 542 (Kratz v. Calvert) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kratz v. Calvert, 129 F.2d 542, 29 C.C.P.A. 1097, 54 U.S.P.Q. (BNA) 264, 1942 CCPA LEXIS 71 (ccpa 1942).

Opinion

Garrett, Presiding Judge,

delivered the opinion of the court:

This is an appeal from the decision of the Board of Appeals of the United States Patent Office affirming that of the Examiner of Interferences awarding priority to appellee in an interference proceeding declared between applications for patents. The subject matter involved relates to rubber hydrochloride products and the method of their manufacture.

The invention is defined in six counts (four for the method and two for the product) of which Nos. 4 and 6 are illustrative. These read:

4. The method of increasing the transparency and clarity of a sheet or film prepared by casting a rubber hydrochloride solution onto á smooth surface and drying the same, which comprises applying to said sheet of film a solution of a transparent film forming material including an end product obtained by the [1098]*1098reaction of rubber and a lialide salt of an amphoteric metal in a solvent that is not a solvent for rubber hydrochloride and evaporating said solvent therefrom to leave a continuous relatively thin pellicle over said rubber hydrochloride sheet or film.
6. Thin, transparent, flexible, self-sustaining sheet or film material suitable for wrapping purposes, comprising super-imposed films integrally bonded together, one of said films being composed largely of rubber hydrochloride and another of an end product obtainable from the reaction between rubber and tin tetrachloride.

The case is associated, in a sense, with the cases of Winkelmann v. Calvert and Calvert v. Winkelmann (cross-appeals hereinafter referred to as the Winhelmarm and Calvert cases) involved in interference No. 74,296, decided concurrently. 29 C. C. P. A. (Patents) 1200, — F. (2d) —. The record in those cases, so far as pertinent, was introduced as a • part of the record in this case. Here, as there, the actual parties in interest are Marbon Corporation (stated to be a subsidiary of Borg-Warner Corporation) holding by mesne assignment from Marsene Corporation; as assignee of Kratz et ah, on the one hand, and Wingfoot Corporation (stated to be a patent-holding affiliate of Goodyear Tire & Rubber Company, hereinafter referred to as Goodyear) as assignee of Calvert, on the other hand.

The Kratz et al. application was filed December 26, 1933; that of Calvert March 20,1937. In order to prevail, therefore, it was incumbent upon Calvert’s assignee to establish priority on his part by a preponderance of evidence.

The situation which exists here is an unusual one and it is proper at the outset' briefly to sketch the history of the case and the relationship of the parties. The relationship is described at some length in our decision in the Wmlcelmam/n and Calvert cases, supra, and need not be restated here in detail.

It appears that Calvert had a “Goodyear Fellowship” donated by Goodyear in 1925 and 1926, and that he began work with that company ms a research chemist in June 1926. He continued with the company in “chemist work” until about March 1,1935, with the exception of about 8 months, beginning in October 1928, during which months he was engaged in “graduate studies.” Beginning in 1931 or 1932 his work was largely devoted to rubber hydrochloride development. About 1932 there were developed in the Goodyear plant certain rubber hydrochloride products which were sold by Goodyear under the respective trade names of “Pliofilm” and “Pliolite,” or “Plioform,” and, as wé understand it, Calvert’s work related, at least in part, to the production of transparent sheets or films (or to the improvement in transparency of sheets or films), “Pliofilm” and “Pliolite” being utilized in the process. Pie was a confidential employee of Goodyear on a full time basis.

It further appears that on July 5,T933, Calvert addressed a letter to one Floyd E. Williams, vice president of Marsene Corporation relative [1099]*1099to securing employment by that company. His letter is not of record and its contents are inferable only from the reply thereto, dated July 11,1933, made by Williams, -which is of record as Calvert Exhibit No. 84. In the reply he was advised, “* * * we are now about ready to make a transparent sheet made from rubber and naturally would be interested in adding a chemist to our organization who has had experience with rubber compounds,” and was invited to go to Gary, Ind., July 15, 1933, for a conference. At or near that time he did go to ■Gary, and, either while there or at a date near that time, he accepted employment as a “consultant” by Marsene Corporation. This transaction was had without the knowledge of Goodyear in whose employ he continued until March 1,1935, when he became a full-time employee of Marbon Corporation as director of research. His salary as “consultant” began August 1,1933, at the rate of $100 per month and continued for about a year during all of which time he remained a supposedly full time employee of Goodyear, located in Akron, Ohio. Arrangements seem to have beeh made for the payment of the $100 per month without having a Marsene check for it cleared through an Akron bank, and Williams appears to have visited and consulted with him at Akron, Ohio, at least twice during the month of September 1933.

It is obvious that the employment of Calvert as “consultant” by Marsene Corporation was a secret, or surreptitious, transaction which, upon the record here, must be said to have been discreditable to both employer and employee. It has served to surround this case (as well as other cases between the parties) with suspicion relative to the rights of Marbon Corporation (the actual party in interest as appellant here). See the Winkelmann and Calvert cases, supra; also The Goodyear Tire & Rubber Co. v. Marbon Corporation, 30 F. Supp. 420; 43 U. S. P. Q. 272.

It will be observed that our decision in the Winkelmann and Calvert cases, supra, practically turns upon the question of originality which -was raised in the reasons of appeal in the appeal to us, it having been passed upon by the respective tribunals of the Patent Office.

In the instant case the question was raised in the Patent Office and both the Examiner of Interferences and the board discussed it in their decisions, but made no definite ruling upon it, although it is inferable from what they said that both believed that Kratz et al. derived the invention from Calvert. Inasmuch as they did not rule upon the question, however, appellants made no reference to it in the reasons of appeal stated in the appeal to us. Notwithstanding this omission, however, ajipellee has raised and argued the question before us, and for reasons hereinafter stated, we think it is involved and should be decided.

It may be said that it appears from the record that the connection of Kratz (the first party to the joint application) with the Marbon [1100]*1100Corporation was severed sometime in 1985 and that his attitude toward the corporation at the time of the taking of the testimony in the case was unfriendly — counsel for appellants insist “extremely hostile.” He was the only one of the joint applicants called as a witness. It is explained that Gebauer-Fuelnegg died in the latter part of 1934, some 3 years before the declaration of interference in December 1937. There is no explanation of the failure to call the third party, Moffett.

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129 F.2d 542, 29 C.C.P.A. 1097, 54 U.S.P.Q. (BNA) 264, 1942 CCPA LEXIS 71, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kratz-v-calvert-ccpa-1942.