Koston v. Secretary of the Department of Health & Human Services

23 Cl. Ct. 597, 1991 U.S. Claims LEXIS 275, 1991 WL 119925
CourtUnited States Court of Claims
DecidedJune 20, 1991
DocketNo. 90-395V
StatusPublished
Cited by3 cases

This text of 23 Cl. Ct. 597 (Koston v. Secretary of the Department of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Koston v. Secretary of the Department of Health & Human Services, 23 Cl. Ct. 597, 1991 U.S. Claims LEXIS 275, 1991 WL 119925 (cc 1991).

Opinion

OPINION

NETTESHEIM, Judge.

Petitioner Gary Koston (“petitioner”), as the legal representative of his minor daughter, Jenna Koston, filed a claim for compensation under the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-l-300aa-34 (1988), as amended by several public laws codified in 42 U.S.C.A. §§ 300aa-l—300aa-34 (West Supp.1991) (“the Act”). This case is before the court after argument on respondent’s objections to a special master’s award of compensation, prefatory to which the special master denied respondent’s motion to amend its report and to present evidence concerning causation at the hearing on compensation.

FACTS

The following facts appear in the record as undisputed. Jenna Koston was born December 31,1983, in Riverside, California. The delivery reportedly was normal, without complications. At the age of three and one-half months, Jenna developed a seizure within approximately 12 hours after receiving her second diphtheria-pertussis-tetanus (DPT) vaccination. With a fever of 100.3 degrees, the seizure lasted 30 to 40 minutes during which her arms twitched, legs stiffened, and eyes rolled upward. Jenna’s medical records state that she had no reaction to her first DPT injection. Subsequently, Jenna has experienced seizures that doctors have been unable to control through medication or diet. One such seizure occurred one day after the administration of a diptheria-tetanus vaccination and was accompanied by a fever of 101.4 degrees. The doctors originally believed that an onset of fever caused the seizures; however, Jenna has since run fevers without having a seizure.

On May 8, 1990, Jenna’s father filed a petition seeking compensation under the Act. Special rules are applicable to petitions filed under the Act. RUSCC, Appendix J, Vaccine Rule 4(b) requires respondent to file a report within 90 days after the filing of the petition setting forth a full and complete statement of respondent’s position as to why an award should or should not be granted. The report must contain respondent’s medical analysis of petitioner’s claims and also must present any legal arguments that respondent advances in opposition to the petition. After reviewing the medical records submitted by petitioner, respondent filed its Rule 4(b) report on August 6,1990. This report concluded that causation by factors unrelated to the vaccine injection was not supported by a preponderance of the evidence submitted with the petition. Respondent therefore conceded the issue of causation and recommended that further proceedings be scheduled to determine the proper compensation to be awarded.

During a telephone status conference with Special Master Elizabeth E. Wright on August 14, 1990, respondent requested and received voluntary consent from petitioner that Jenna undergo an independent medical evaluation (“IME”) solely to provide a basis for settlement. Respondent chose Dr. Doris Trauner of the University of California at San Diego (“U.C.S.D.”) Medical Center to perform the IME. In her undated evaluation, Dr. Trauner gave her opinion that Jenna has a variant of Rett Syndrome. Appended to her explanation was an undated Addendum setting forth the basis for her diagnosis. The following manifestations, in Dr. Trauner’s view, were consistent and typical of Rett Syndrome: (1) Jenna’s repetitive midline hand movements consisting of clapping movements; (2) Jenna’s autistic-like features; (3) Jenna’s having developed normally until the age of one and one-half years after which she has shown some evidence of regression and a lack of normal progress; (4) Jenna’s developing an abnormally small head since birth [599]*599and being thin despite adequate food intake; and (5) Jenna’s gait showing a lack of ability to carry out familiar, purposeful movements in the absence of paralysis or other motor or sensory impairment and also showing signs of failure of muscular coordination. The medical information submitted by petitioner with his petition included a medical evaluation performed in October 1988 by Dr. Richard Haas, a consulting neurologist at U.C.S.D. Medical Center. Although Dr. Haas’ evaluation mentioned Rett Syndrome as a possible cause of Jenna’s condition, he closed the report by stating that he did not then notice any evidence of Rett Syndrome.

According to the special master’s order of December 3, 1990, on October 2, 1990, respondent’s counsel requested that the special master arrange an immediate status conference to discuss the new information disclosed from Dr. Trauner’s IME of Jenna’s condition.1 During the status conference, respondent’s counsel orally moved for leave to amend the Rule 4(b) report by withdrawing respondent’s concession of causation. The special master gave the parties leave to brief the issue and scheduled the hearing on compensation for December 5-6, 1990, in San Diego, California. On October 18, 1990, respondent filed its motion for leave to amend the Rule 4 report.

In briefing the motion for leave to amend, respondent asserted that Dr. Trauner’s IME, performed in good faith, constituted newly discovered evidence. In addition, respondent contended that petitioner had submitted outdated medical records and that due to the nature of the program, under which respondent relies on petitioner to provide all relevant information and discovery is limited, “ ‘it is inevitable that, on occasion, the respondent’s position as to compensability in a particular case will change over time.’ ” Koston v. Secretary of HHS, No. 90-395V, slip op. at 5 (Cl.Ct.Spec.Master Dec. 3, 1990) (order denying leave to amend). Respondent argued that no undue delay or prejudice would result to petitioner, and that in the future if respondent’s Rule 4(b) report is to be considered “ ‘indelibly etched in stone,’ ” respondent will not as readily concede cases. Id. at 6. Lastly, respondent argued that Dr. Trauner’s diagnosis precluded the special master from finding that there is not a preponderance of the evidence that Jenna’s condition is due to factors unrelated to the administration of the DPT vaccine.

Petitioner responded that a grant of respondent’s motion to amend would have prejudiced petitioner by both delaying the disposition of his claim and reducing the amount of recovery and also would have disadvantaged him in presenting the claim for compensation. Petitioner contended that respondent was given ample time to undertake a thorough analysis of Jenna’s medical records and that he was entitled to rely on respondent’s concession of entitlement. Finally, petitioner argued that respondent’s proposed amendment asserting an alternate causation for Jenna’s condition would be futile since the Act requires that any alternative cause must be of known causation and the cause of Rett Syndrome is unknown. 42 U.S.C. § 300aa-13(a)(2).

By order entered on December 3, 1990, the special master denied leave to amend. The special master noted that respondent was aware of the possibility that Rett Syndrome was the cause of Jenna’s condition and that the medical records furnished to respondent revealed that Jenna had shown a symptom of the syndrome, specifically, losing previously acquired skills. The special master considered that respondent’s counsel chose to ignore this information or was careless in her review of the case.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
23 Cl. Ct. 597, 1991 U.S. Claims LEXIS 275, 1991 WL 119925, Counsel Stack Legal Research, https://law.counselstack.com/opinion/koston-v-secretary-of-the-department-of-health-human-services-cc-1991.