Koch v. Arnesen

322 N.W.2d 362, 1982 Minn. LEXIS 1678
CourtSupreme Court of Minnesota
DecidedJuly 30, 1982
DocketNo. 81-733
StatusPublished
Cited by1 cases

This text of 322 N.W.2d 362 (Koch v. Arnesen) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Koch v. Arnesen, 322 N.W.2d 362, 1982 Minn. LEXIS 1678 (Mich. 1982).

Opinions

SIMONETT, Justice.

By certiorari the employer-insurer seeks review of a decision of the Workers’ Compensation Court of Appeals affirming by a divided vote the ruling of the compensation judge that the employee had sustained a compensable injury to his neck in an accident that had occurred 16 years before the employee’s petition was filed. We reverse and remand for further proceedings.

On June 24, 1980, Nicholas A. Koch testified at the hearing on his petition for workers’ compensation benefits for a neck injury allegedly sustained in an accident on September 12, 1964. Mr. Koch said he had fallen about 8 feet from a scaffold, landing [363]*363on his left hip. He testified that, while his neck “hurt a little” at the time, his big problem was an injury to his low back. He said the back injury occupied all his attention. He testified he initially had consulted with a chiropractor, then a physician. He continued, however, to work for his employer as a carpenter until December 1974, when he had low back surgery. Mr. Koch said his neck got progressively worse, and, finally, in the fall of 1978, a myelogram showed a defect at the C5-C6 area and a cervical fusion was performed.

The compensation judge held that the 1964 accident was causally related to the disc degeneration in the employee’s neck and the employee’s need for surgery. The court of appeals, one judge dissenting, affirmed.

The issues are whether there is a sufficient causal connection between the neck complaints and the 1964 accident, and, in this connection, whether it was proper for the court of appeals to consider a medical report that was in the file but that had not been offered into evidence by either party. Ordinarily we defer to the findings of the court of appeals, but in this instance we do not think the award can stand on the present state of the record.

Apparently, both parties recognized that the employee’s recollection in 1980, when he made the claim for his neck, that his neck had bothered him at the time of the accident 16 years before, afforded at best slight support for a finding of a causal connection. Thus both sides endeavored to produce other evidence to either support or disprove this recollection.

Dr. Robert Wengler testified for the employee. He said Mr. Koch had been referred to Dr. Meyer Goldner in 1969, about 5 years after the accident. Dr. Wengler subsequently became Dr. Goldner’s associate and saw the patient about six times between 1975 and 1978. Not until May 2, 1978, did the patient first complain to Dr. Wengler of neck difficulties. Dr. Wengler reviewed Dr, Goldner’s office notes. These disclosed that Mr. Koch had first complained of neck problems to Dr. Goldner at an office visit on June 17, 1974, at which time the patient stated his neck had been particularly bothersome “in the early part of 1974.” This would have been about 10 years after the scaffold accident.

The employer-insurer, on the other hand, noted that the employee had previously filed two other claim petitions for the 1964 accident, both claiming only low back injury. Hearings were held on these petitions on April 30, 1970, and on January 21, 1975. At both hearings the employee was asked to describe his complaints and in neither instance did he mention his neck.1

On the basis of this history, Dr. Wengler testified that he knew his patient to be an honest man and that “it’s a reasonable assumption that the man did injure his neck in the fall that occurred in 1964.” On the other hand, the employer-insurer called Dr. David Johnson, who testified “there is no way of knowing at all” if the neck problems were related to the 1964 accident. He conceded there might be a connection, but since the neck complaints surfaced after the elapse of some 10 years, from 1964 to 1974, there was no way of knowing. He pointed out the patient had “wear and tear” degeneration, i.e., degenerative osteoarthritis; that the employee’s active work for 10 years as a carpenter could make the arthritis symptomatic; and that in his opinion this was the cause of the neck problems.

This is not quite the ordinary case of the trier of fact choosing between two conflict[364]*364ing medical opinions. The evidentiary basis for the opinions must, of course, be considered and the burden of proving causal connection is with the employee. See Blanchard v. Koch Refining Co., 282 N.W.2d 495 (Minn.1979); Morgan v. State, 281 N.W.2d 710 (Minn.1979). In choosing Dr. Wengler’s opinion, the court of appeals noted the 1964 fall from the scaffold resulted in considerable trauma; a nail from the employee’s carpenter apron was driven into the hip area, resulting in an admittedly significant lumbar injury.

But what apparently tipped the scales for a finding of causal connection was a medical report of Dr. Wesley Burnham found in the file by the court of appeals but which had not been admitted in evidence. This report is not a part of the record before us. Apparently, however, Dr. Burnham had examined the patient for the employer on January 27, 1965, on April 20, 1965, and again on November 1, 1965. In his report dated November 23, 1965, Dr. Burnham stated that “during the past six weeks, he has also had some aching in the base of his neck. This is apparently a new symptom.” The majority opinion of the court of appeals cites this passage and then observes that it “gives added basis to Dr. Wengler’s opinion and certainly gives a more negative basis to Dr. Johnson’s opinion.” Judge Adel, in his dissent, points out that Dr. Burnham obtained no history of neck symptoms in examinations of the employee conducted on January 27, 1965, and April 20, 1965. The dissent also noted, concerning the new symptom of aching in the base of the neck first reported by the doctor in November 1965, that Dr. Burnham stated, “I am not aware of any connection between the neck symptoms which have recently appeared and the previous injury to his low back.”

The issue, then, is whether the court of appeals erred in relying on a medical report that was in its file but that had not been received in evidence. We hold, under the particular circumstances of this case, that it was error for the court of appeals to rely on this report in making its decision.

The majority opinion of the court of appeals cites as authority for considering Dr. Burnham’s report Minn.Stat. § 176.391 (1980), and Bushnell v. City of Duluth, 241 Minn. 189, 62 N.W.2d 813 (1954). Section 176.391, subd. 1, provides:

Before, during, or after any hearing, the commissioner of the department of labor and industry, compensation judge, or workers’ compensation court of appeals, if the matter is before it, may make an independent investigation of the facts alleged in the petition or answer.

It would seem this statute permits the court of appeals, as part of its “independent investigation” to consider Dr. Burnham’s medical reports. On the other hand, Minn. Stat. § 176.411, subd.

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Bluebook (online)
322 N.W.2d 362, 1982 Minn. LEXIS 1678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/koch-v-arnesen-minn-1982.