Knopf v. Esposito

2025 NY Slip Op 51487(U)
New York Supreme Court, New York County·Decided September 19, 2025·No. Index No. 150315/2019·Unpublished

Opinion

Knopf v Esposito (2025 NY Slip Op 51487(U)) [*1]

Knopf v Esposito
2025 NY Slip Op 51487(U)
Decided on September 19, 2025
Supreme Court, New York County
Lebovits, J.
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
This opinion is uncorrected and will not be published in the printed Official Reports.


Decided on September 19, 2025
Supreme Court, New York County


Michael Knopf and NORMA KNOPF, Plaintiffs,

against

Frank M. Esposito, DORSEY & WHITNEY, LLP,
NATHANIEL H. AKERMAN, and EDWARD S. FELDMAN, Defendants.




Index No. 150315/2019

Berry Law PLLC, New York, NY (Eric W. Berry of counsel), for plaintiffs.

Morvillo Abramowitz Grand Iason & Anello P.C., New York, NY (Edward M. Spiro of counsel), for defendants Dorsey & Whitney LLP and Nathaniel H. Akerman.

Edward S. Feldman, Esq., Englewood, NJ, defendant pro se.
Gerald Lebovits, J.

In January 2019, plaintiffs Michael Knopf and Norma Knopf brought this action under Judiciary Law § 487 against several attorneys, defendants Frank M. Esposito, Nathaniel H. Akerman, and Edward S. Feldman, and the law firm of Dorsey & Whitney, LLP, at which Akerman was then a partner.[FN1] Plaintiffs have alleged that defendants were complicit in furthering, and lying to conceal, corruption of a former Appellate Division, First Department, special master, in connection with separate contract litigation between plaintiffs and nonparty Michael H. Sanford.

This court denied in part defendants' motions to dismiss in March 2021. Defendants' appeals, and plaintiffs' cross-appeal, from that order, remain pending in the Appellate Division, Second Department (after transfer from the First Department). During the pendency of the appeal, discovery has been completed, and dispositive motions fully briefed. Plaintiffs' motion for summary judgment was calendared for oral argument on September 11, 2025. On September 3, 2025, the Second Department, on its own motion, directed the parties to show cause why the appeals/cross-appeal should not be dismissed, and this court's underlying orders vacated, on the basis that the action was not stayed, and plaintiff Michael Knopf not substituted, after his death in January 2021.

After the parties notified this court of the Second Department's show-cause order, defendants Akerman and Dorsey & Whitney suggested in a letter that oral argument be left in abeyance indefinitely, pending the Second Department's resolution of that order. The scheduled September 11 oral argument did not occur because of the illness of a party. The question now becomes whether this court should adjourn oral argument indefinitely, going forward.

This court concludes that oral argument need not, and should not, be left in abeyance. In the unusual circumstances presented here, the action has properly proceeded without substitution of an estate representative in place of Michael Knopf. Because Michael Knopf and his widow, Norma Knopf, are asserting identical claims for identical relief, plaintiffs have an identity of interest, and Michael Knopf's death will not affect the merits of the action. Additionally, defendants' litigation conduct has waived any objection that they might raise to proceeding absent a stay and substitution. But to the extent that concern exists about whether the action was required to have been stayed, the court addresses that concern by appointing Norma Knopf as temporary administrator of Michael Knopf's estate (pending her formal appointment as estate executor), and retroactively substituting her in that representative capacity.

BACKGROUND


I. Plaintiff's Allegations of Corrupt Acts by Defendants

Plaintiffs were previously engaged in long-running litigation against Michael Sanford over loans that plaintiffs made to Sanford that he failed to repay. Defendants represented Sanford in different capacities during that litigation. Plaintiffs have alleged in this action that in 2015, defendants wrongly assisted Sanford to evade a court order issued by a justice of the Appellate Division, First Department, escrowing proceeds from the sale of a luxury penthouse apartment owned by one of Sanford's companies. Getting out from under that escrow order, plaintiffs say, enabled Sanford to dissipate those sale proceeds to avoid enforcement of a multi-million-dollar judgment that the Knopfs were about to obtain against him.

In particular, plaintiffs allege, Sanford paid a $55,000 bribe to Esposito. Esposito's wife, Melissa Ringel, was then a First Department special master. This bribe served to procure Ringel's inaccurate statement to Akerman and Feldman—in an improper ex parte telephone call—that the First Department escrow order about the apartment-sale proceeds was no longer in effect. Obtaining this statement, plaintiffs have alleged, was necessary to ensure that Sanford's buyer for the apartment would close on the sale.

Plaintiffs have further alleged that Esposito, Akerman, and Feldman lied in state-court and related federal-court proceedings about the circumstances of the corrupt ex parte phone call to cover up their wrongdoing. Those lies, plaintiffs contend, deceived a federal district judge into dismissing claims plaintiffs had brought against defendants related to the call—and even to sanction plaintiffs and their counsel for (supposedly) asserting frivolous claims.[FN2]

Plaintiffs' allegations against the Knopfs also brought about an investigation conducted by the Office of Court Administration (OCA). Following this investigation, OCA's deputy [*2]inspector general determined in a formal report in 2018 that the call between Ringel and Akerman and Feldman was an improper ex parte conversation; that Ringel had not been candid with court executives (or OCA investigators) about the circumstances of that call; and that Ringel's "involvement in this matter is extremely troubling and at the very least created an appearance of impropriety and reflects poorly on the impartiality of the court." (NYSCEF No. 51 at 19-20.)

In 2021, the District Attorney for New York County indicted Ringel in Supreme Court, New York County, on one count of the misdemeanor offense of official misconduct. (See People v Ringel, Indictment No. 1237/2021 [Sup Ct, NY County].) Following a jury trial held in 2024, after deliberations lasting less than an hour, Ringel was found guilty. (See NYSCEF No. 1259 at Tr. 616-619 [transcript of proceedings in People v Ringel].)


II. This Action

Plaintiffs brought the current action in January 2019, asserting 10 causes of action. Akerman/Dorsey, Esposito, and Feldman each separately moved to dismiss under CPLR 3211. In March 2021, this court issued a lengthy decision granting in part and denying in part the motions to dismiss. (See Knopf v Esposito, 2021 NY Slip Op 50250[U] [Sup Ct, NY County 2021].) Defendants separately noticed appeals; plaintiffs noticed a cross-appeal.


1. Initial proceedings on appeal from this court's order resolving the motions to dismiss

Defendants' appeals, and plaintiffs' cross-appeal, were timely perfected before the First Department in October 2021. (See generally Knopf v Esposito, Dkt. No.

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