Knapp v. Anderson

477 F.2d 588, 177 U.S.P.Q. (BNA) 688, 1973 CCPA LEXIS 348
CourtCourt of Customs and Patent Appeals
DecidedMay 17, 1973
DocketPatent Appeal No. 8854
StatusPublished
Cited by6 cases

This text of 477 F.2d 588 (Knapp v. Anderson) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Knapp v. Anderson, 477 F.2d 588, 177 U.S.P.Q. (BNA) 688, 1973 CCPA LEXIS 348 (ccpa 1973).

Opinion

MARKEY, Chief Judge.

This appeal is from the decision of the Board of Patent Interferences awarding priority of invention of the subject matter of counts 1, 3, 4 and 6 to Anderson et al. (Anderson), the senior party. A similar award of counts 2 and 5 has not been appealed.

Anderson is involved on application serial No. 647,632, filed June 21, 1967 which was accorded the benefit of application serial No. 481,916, filed August 23, 1965. Knapp et al. (Knapp) are involved on application serial No. 523,886, filed February 1, 1966.1 The board found the bench test relied upon by Knapp to demonstrate utility of their [589]*589compositions inadequate to establish an actual reduction to practice. We affirm,

The Subject Matter

The invention involved in this interference relates to certain high molecular weight hydrocarbon-substituted amines and lubricating oil compositions containing the same. The primary function of the amine as a lubricant additive is to prevent the deposition of sludge by keeping it dispersed in the lubricating oil. Counts 1 and 4 are representative:

1. A compound of the formula
where R is a hydrocarbon radical having a molecular weight of from about 425 to about 3000 and Ri and R2 are selected from the group consisting of hydrocarbon and hydroxy-hydrocarbon radicals having from 1 to about 10 carbon atoms and hydrogen.
4. A lubricant composition comprising a major amount of a lubricating oil and a minor amount of a compound of the formula
where R is a hydrocarbon radical having a molecular weight from about 425 to about 3000 and Rx and R2 are selected from the group consisting of hydrocarbon and hydroxy-hydrocarbon radicals having from 1 to about 10 carbon atoms and hydrogen.

Count 3 is directed to the morpholine species of generic count 1 and count 6 to the corresponding lubricant composition.

The Record

Both parties took testimony. Knapp attempted to establish actual reduction to practice of the subject matter of the counts on appeal prior to August 23, 1965, the filing date of the earlier Anderson application. Anderson, having elected to rely on that filing date, introduced only rebuttal testimony.

The Board Decision

Priority of conception and preparation of the amines and lubricant compositions containing the same was accorded to Knapp, the board stating:

We are of the opinion that Knapp et al. have established by a preponderance of the evidence now before us that a composition containing a hydrocarbon substituted amine as defined by counts 1, 3, 4 and 6 was prepared by or on behalf of them prior to the record date of Anderson et al.

The chief inadequacy of the Knapp evidence, in the board’s opinion, rested in the sludge dispersancy test, a laboratory test performed to evaluate the usefulness of the amines as dispersants in lubricant compositions.2 The board found that test not

* * * sufficient to simulate actual service conditions to such an extent so [sic] as to warrant its acceptance by the industry as a standard and acceptable means of evaluation * * *.

It was also pointed out that there was no evidence of record which might indicate contemporaneous evaluation or reliance upon the test results. Hence the board concluded:

* * * we are of the opinion that the record does not establish any conviction or appreciation on behalf of [590]*590Knapp et al. that their compositions would operate successfully for their intended or any other purpose.

OPINION

It is well settled that if the counts do not specify any particular use, evidence proving substantial utility for any purpose is sufficient to establish an actual reduction to practice. Blicke v. Treves, 241 F.2d 718, 44 CCPA 753 (1957). Here counts 1 and 3 are directed to the amines per se with no limitation as to use. Although counts 4 and 6 are drawn to lubricant compositions containing the amine additives, any use applicable to a lubricant composition would suffice.

On this record, we find that the only utility contemplated for the amines is as ashless dispersants in lubricant compositions. The compositions are clearly intended to be used in internal combustion engines. We cannot accept appellants’ argument that sufficient utility is demonstrated if the amines are useful for “dispersing sludge” and the compositions are useful for “maintaining sludge in suspension,” regardless of the setting or the type of sludge suspended. The record makes it clear that such was not an objective of the Knapp research. On the other hand, advancement to the stage of commercial acceptability is not necessary to establish an actual reduction to practice, so long as the compositions are capable of fulfilling the function for which they were designed. Land v. Regan, 342 F.2d 92, 52 CCPA 1048 (1965).

It was with the aforesaid contemplated utility in mind, i. e. “ashless dispersants * * * for keeping an engine clear and sludge free during operation,” that the board approached the sludge dispersancy test used by Knapp. The lack of correlation between that bench test and actual service conditions in a combustion engine, gasoline or diesel, led the board to reject the test as an acceptable standard for evaluating detergent lubricating oils. Instead, the test was described as being “preliminary in nature, serving only to screen out the most unlikely candidates and thereby limiting the need for the more expensive but reliable engine tests.”

We find no error in the board’s conclusion. Laboratory testing can be an acceptable means of proving a reduction to practice, but only when a relationship is established between the test conditions and the intended functional setting of the invention. Paivinen v. Sands, 339 F.2d 217, 226-227, 52 CCPA 906, 918 (1964); White v. Lemmerman, 341 F.2d 110, 113, 52 CCPA 968, 972 (1965). The test results must prove that the invention will perform satisfactorily in that intended setting. Knowles v. Tibbetts, 347 F.2d 591, 594, 52 CCPA 1800, 1804 (1965); Koval v. Bodenschatz, 463 F.2d 442, 447, 59 CCPA(1972). Here the tests would have had to establish that the lubricant compositions containing the amine sludge dispersants would function as designed during the operation of a combustion engine. From the evidence of record, we are convinced only that the sludge dispersancy' bench test demonstrates a limited dispersant characteristic of the amine-containing lubricating oils. This property cannot be equated to and has not been adequately correlated with the contemplated useful function of the compositions.

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477 F.2d 588, 177 U.S.P.Q. (BNA) 688, 1973 CCPA LEXIS 348, Counsel Stack Legal Research, https://law.counselstack.com/opinion/knapp-v-anderson-ccpa-1973.