Klein's Estate

38 Pa. D. & C. 632, 1940 Pa. Dist. & Cnty. Dec. LEXIS 380
CourtPennsylvania Orphans' Court, Berks County
DecidedJanuary 27, 1940
Docketno. 25
StatusPublished

This text of 38 Pa. D. & C. 632 (Klein's Estate) is published on Counsel Stack Legal Research, covering Pennsylvania Orphans' Court, Berks County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Klein's Estate, 38 Pa. D. & C. 632, 1940 Pa. Dist. & Cnty. Dec. LEXIS 380 (Pa. Super. Ct. 1940).

Opinion

Marx, P. J.,

— Lucy E. Klein died unmarried and testate on February 12, 1939. Letters testamentary were awarded to Frederick Hunter Klein, executor, on February 16, 1939. The following extracts from the adjudication upon the final account of the executor define the question raised upon the adjudication.

The accountant requests distribution to himself as testamentary guardian of his son, or, failing that, to himself, the accountant, as testamentary trustee. Testatrix was the mother of Frederick Hunter Klein, the grandmother of Conrad Klein, 4th. By her will she gave, inter alia, as follows:

[633]*633. . to my grandson, Conrad Klein, 4th, the son of Frederick Hunter Klein, the sum of five hundred dollars, and appoint my son, Frederick Hunter Klein, as his guardian without bond to hold and invest said money for the benefit of my said grandson during his minority.”

The request cannot be granted. The intended testamentary guardianship is invalid and the estate given is not an active trust.

A testamentary guardian is purely a creature of statute law. The common law recognized no such fiduciary: Ex parte Ilchester, 7 Ves. Jr. 348, 32 Eng. Repr. 142; Wardwell v. Wardwell, 9 Allen (Mass.), 618. By virtue of the statute 12 Charles II, chap. 24, sec. 8, 3 Eng. Stat. at L. 192, the father of a minor was enabled to “dispose of the custody and tuition of such child . . . to any person”. Such disposition was “good and effectual against all and every person or persons claiming the custody or tuition of such child.”

The functions and scope of authority of a testamentary guardian under that act are set forth in the ninth section, as follows:

“ ‘Such person or persons, to whom the custody of such child or children hath been or shall be so disposed or devised, shall and may take into his or their custody, to the use of such child or children, the profits of all lands, tenements and hereditaments of such child or children; and also the custody, tuition and management of the goods, chattels and personal estate of such child or children, till their respective age of one and twenty years, or any lesser time, according to such disposition aforesaid; and may bring such action or actions in relation thereunto, as by law a guardian in common socage might do’ ”: Sheetz’s Estate, 19 Pa. C. C. 683, 584.

Enacted in 1660, those sections followed English colonization into America, were embodied in our law by statute: Act of January 28,1777,1 Sm. L. 429, 46 PS §162; and were so reported to the legislature of the Commonwealth by the judges of the Supreme Court of the Commonwealth [634]*634on December 14, 1808: 3 Binn. 595;. Sheetz’s Estate, supra, p. 685.

Section 4 of our Act of April 8, 1833, P. L. 249, provided that:

“Every person competent to make a will . . . being the father of any minor child unmarried, may devise the custody of such child during his or her minority, or for any shorter period.”

In the light of this statute, the Supreme Court (Rogers, J.) said, in Vanartsdalen v. Vanartsdalen, 14 Pa. 384, 387 (1850) :

“So far as the custody and care of the person of the infant is concerned, it cannot be doubted that a testamentary appointment by a grandfather, mother, or stranger, is simply void. But although a grandfather may not appoint, under the statute, a guardian for his grandson, in derogation of the unquestioned right of the father, yet there is nothing to prevent him from giving his estate to him on that condition.” The court further said (p. 388), and this suggests a well-settled distinction:

“It is plain the testator does not mean to interfere with the natural right of the father to the custody and care of his children. All that is intended is to commit the management of the estate to his executors, who are appointed guardians of the children. It is of no sort of consequence that he designates them as guardians, rather than as trustees or curators of the estate for the benefit of the infants. The will must receive such a construction as is beneficial to the minors, at the same time carrying out the intention of the testator. The disposition in the will does not require the assent of the father, as none of his rights are affected by it, nor is it in his power to defeat its provisions, or, by any opposition, work a forfeiture of the estate, as perhaps might be the case if the grandfather had undertaken to deprive him of the care and 'management of his children. What right then has he to complain, when a grandfather or mother, or even a stranger, devises an estate to his children, coupled with a condition that its [635]*635care and management shall be intrusted to another rather than to him.”

The grandfather had devised a farm to his daughter for life, remainder to her children, and appointed his son executor of his will and guardian of the grandchildren. The appointment imposed active trust duties on the son and he was held to be testamentary trustee, and not, as designated, guardian. Of like import is the decision in Colehower’s Estate, 12 Phila. 78.

Section 6 of the Act of May 4,1855, P. L. 430, withheld the right of appointment from any father who had, for one year and upwards, wilfully neglected and refused to provide for the child or children.

The Act of June 10,1881, P. L. 96, sec. 1, gave the right of appointment of a testamentary guardian to the mother of a minor, “Provided, That the father be not living, or being deceased he has not appointed such guardian”, and the mother “shall leave to such child an estate”.

This right was extended (Act of May 25, 1887, P. L. 264) to cases of neglect or refusal, by the husband, to provide for his wife and children, or his desertion of them.

The last four foregoing statutes were repealed by the Wills Act of June 7,1917, P. L. 403, sec. 27. They were supplanted by section 8 of the repealing act, which:

(a.) Gives the right to appoint a testamentary guardian to the father .or adopting father of the unmarried minor. The right of custody goes to such guardian only if the surviving mother or adopting mother of the minor consents, or the best interests of the child shall require that such surviving mother or adopting mother should not retain the custody of the person of such child;

(6) Gives the right of appointment to the mother or adopting mother of such minor “whenever the father or adopting father . . . shall be deceased, and has not appointed such a guardian. Such mother or adopting mother, who shall leave to such child an estate, either real or personal, may appoint a testamentary guardian for such estate of the child, whether the father or adopting father [636]*636of such child shall be living or dead, and whether he shall or shall not have appointed a testamentary guardian for such child”;

(c) Withholds the aforesaid rights from fathers and mothers who shall have wilfully neglected or refused to provide for, or deserted the child or children, for one year or upwards previous to death.

Subsection (a) was amended by the Act of May 13, 1925, P. L. 689, by substituting for “father or adopting father” the “sole surviving parent or adopting parent” and by authorizing the appointment by such person, of a testamentary guardian “of the person or property or both of such child”.

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Related

Vanartsdalen v. Same
14 Pa. 384 (Supreme Court of Pennsylvania, 1850)
Kuhn v. Newman
26 Pa. 227 (Supreme Court of Pennsylvania, 1856)
Barnett's Appeal
46 Pa. 392 (Supreme Court of Pennsylvania, 1864)

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Bluebook (online)
38 Pa. D. & C. 632, 1940 Pa. Dist. & Cnty. Dec. LEXIS 380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kleins-estate-paorphctberks-1940.