Kleinert v. Bureau of Land Management
Opinion
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
JAMES KLEINERT,
Plaintiff, No. 24-cv-934 (TSC)
v.
BUREAU OF LAND MANAGEMENT, Defendant.
MEMORANDUM OPINION
Plaintiff James Kleinert sued the Bureau of Land Management (“BLM”) to compel, under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, the release of records related to federal actions impacting wild horses and their habitats. See Compl. ¶¶ 1, 44, ECF No. 1. The parties were unable to reach a settlement agreement after BLM produced responsive documents, and Plaintiff now moves to recover attorneys’ fees and costs. See Pl.’s Mot. for Atty’s Fees (“Pl.’s Mot.”), ECF No. 12. For the reasons that follow, Plaintiff’s motion will be DENIED.
I. BACKGROUND
In September 2022, Plaintiff submitted a FOIA request seeking records from various BLM offices in Wyoming. See FOIA Request at 2–5, ECF No. 13-1, Ex. 1. In November 2022, Detty Crockett, a Government Information Specialist and Privacy Officer for BLM’s Wyoming State Office, acknowledged receipt of Plaintiff’s request and identified five field offices with potentially responsive records. Towers Decl. ¶¶ 1, 6–7, ECF No. 13-2. Two of the offices located responsive records. The Rock Springs office located a four-page record, which it emailed to Crockett, id. ¶¶ 11–12, and the Rawlins office located four records totaling 14 pages (“Rawlins Records”), but mistakenly failed to send them to Crockett for processing, see id. ¶ 16; Warrington Decl. ¶¶ 7–8, ECF No. 13-3.
BLM released its final production to Plaintiff, withholding the four-page Rock Springs record under a FOIA exemption. See Compl. ¶ 33. Plaintiff appealed the decision, which the FOIA Appeals Office granted in March 2023. See First Appeal Determination at 1–2, ECF No. 13-1, Ex. 10. On remand for further processing, Crockett contacted the field offices again to reinitiate the search, and the Rock Springs office identified three additional records totaling 21 pages that were not initially located because the office had limited its search to staff email accounts. See Towers Decl. ¶¶ 19–21. BLM produced the previously withheld four-page record along with the three newly identified records, withholding portions of each under a FOIA exemption. See id. ¶¶ 21; Compl. ¶ 39. Plaintiff appealed again in May 2023, but the Appeals Office denied the appeal. See Second Appeal Determination, ECF No. 13-1, Ex. 14.
Dissatisfied with BLM’s response, Plaintiff sued the agency in April 2024, alleging that it failed “to conduct an adequate search” and “provide . . . all non-exempt records” responsive to his request. Compl. ¶ 1. In August 2024, Plaintiff asked BLM “to conduct a supplemental search” for additional records. Email Exhibits at 2, ECF No. 13-4. BLM declined, explaining that it was already “planning on drafting a declaration” detailing its search process, and that the parties could revisit the question of additional searches once Plaintiff reviewed the declaration. Id. at 1; see Aug. 7, 2024 Jt. Status Rep. at 1, ECF No. 6. In preparing that declaration, Crockett contacted Kirk Warrington, the Rawlins office’s FOIA coordinator, to “verify” that the agency “had received all responsive documents.” Warrington Decl. ¶ 10. Upon review, Warrington “discovered a previously overlooked email from” a custodian who had identified the Rawlins Records during the original search, and immediately forwarded the missing records to Crockett. Id. ¶¶ 10–11.
In October 2024, BLM produced the Rawlins Records, withholding certain portions under a FOIA exemption and explaining that the “records were not properly transmitted to the FOIA Specialist for processing” in November 2022. Suppl. Final Determination at 1, ECF No. 13-1, Ex. 15. Upon receiving the records, Plaintiff elected to conclude the litigation without seeking additional responsive records. See Stotter Decl. ¶ 13, ECF No. 12-4. Plaintiff then submitted a demand for attorneys’ fees in December 2024. See Dec. 17, 2024 Jt. Status Rep. at 1, ECF No. 8.
II. LEGAL STANDARD
Under FOIA’s fee recovery provision, “[t]he court may assess against the United States reasonable attorney fees and other litigation costs reasonably incurred in any case . . . in which the complainant has substantially prevailed.” 5 U.S.C. §552(a)(4)(E)(i). A plaintiff must be both eligible for and entitled to fees. See Brayton v. Office of the U.S. Trade Representative, 641 F.3d 521, 524 (D.C. Cir. 2011). A plaintiff has “substantially prevailed” if he “obtained relief” through either: (1) “a judicial order, or an enforceable written agreement or consent decree,” or (2) “a voluntary or unilateral change in position by the agency, if the [plaintiff]’s claim is not insubstantial.” Grand Canyon Tr. v. Bernhardt, 947 F.3d 94, 95 (D.C. Cir. 2020) (quoting 5 U.S.C. § 552(a)(4)(E)(ii)). Under the latter theory, known as the “catalyst theory,” the question is whether the “institution and prosecution of the litigation cause[d] the agency to release the documents obtained.” Church of Scientology of California v. Harris, 653 F.2d 584, 587 (D.C. Cir. 1981) (emphasis added). In establishing causation, the timing of the plaintiff’s suit and the agency’s subsequent release of responsive documents are not dispositive; the plaintiff “must show that prosecution of the action could reasonably be regarded as necessary to obtain the information.” Id. at 588 (D.C. Cir. 1981) (quoting Cox v. Dep’t of Just., 601 F.2d 1, 6 (D.C. Cir. 1979)).
III. ANALYSIS
Plaintiff argues he is eligible for attorneys’ fees under the catalyst theory because his lawsuit and follow-up requests triggered the discovery and release of the Rawlins Records. See Pl.’s Mot. at 8–9; Reply at 6, 10, ECF No. 15. The court disagrees.
The record reflects that the disclosure of the Rawlins Records resulted from “delayed administrative processing,” not a change in position prompted by Plaintiff’s lawsuit. Short v. U.S. Army Corps of Eng’rs, 613 F.Supp.2d 103, 106 (D.D.C. 2009). BLM discovered the records in November 2022—more than a year before Plaintiff filed suit. See Warrington Decl. ¶ 7. Warrington avers he inadvertently “neglected to send” them upon receipt, and in 2023 again “mistakenly overlooked” the records “while trying to meet [a] tight deadline.” Id. ¶¶ 8–9. When Crockett followed up again in August 2024, Warrington realized that he had “previously overlooked” the relevant email and “immediately notified Ms. Crockett and sent her the 14 pages of records contained therein.” Id. ¶ 10. The nearly two-year delay, while regrettable, was not a matter of agency policy or deliberate decision, but “entirely unintentional human error,” which the agency “remedied . . . as soon as [it] discovered it.” Id. ¶ 11; see Harvey v. Lynch, 178 F. Supp. 3d 5, 7–8 (D.D.C. 2016) (finding no “change in position” where the agency’s late production reflected administrative error rather than a decision to reverse course).
The parties’ email exchange confirms that an agency-initiated review process, not this litigation, was the proximate cause of the records’ release. When Plaintiff asked BLM to conduct a supplemental search in August 2024, the agency denied the request, explaining that it was already “drafting a declaration” that would “provide an in-depth explanation” of the agency’s search process, and that “[s]hould there be any issues after seeing the declaration,” the parties could “re- discuss” the possibility of “conducting a different search.” Email Exhibits at 1. In preparing that declaration, Crockett followed up with the Rawlins office to verify receipt of all responsive documents, which prompted Warrington to discover the “overlooked” records. See Warrington Decl. ¶ 10. That BLM’s self-initiated review happened to occur during the pendency of litigation does not transform it into a litigation-caused disclosure. See Codrea v. ATF, 272 F. Supp. 3d 49, 53 (D.D.C. 2017).
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