Klein v. Commissioner

1985 T.C. Memo. 550, 50 T.C.M. 1368, 1985 Tax Ct. Memo LEXIS 81
CourtUnited States Tax Court
DecidedNovember 4, 1985
DocketDocket Nos. 10479-83, 18545-85.
StatusUnpublished

This text of 1985 T.C. Memo. 550 (Klein v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Klein v. Commissioner, 1985 T.C. Memo. 550, 50 T.C.M. 1368, 1985 Tax Ct. Memo LEXIS 81 (tax 1985).

Opinion

DENNIS RAYMOND KLEIN, Petitioner v. COMMISSIONER OF INTERNAL REVENUE, Respondent
Klein v. Commissioner
Docket Nos. 10479-83, 18545-85.
United States Tax Court
T.C. Memo 1985-550; 1985 Tax Ct. Memo LEXIS 81; 50 T.C.M. (CCH) 1368; T.C.M. (RIA) 85550;
November 4, 1985.
Dennis Raymond Klein, pro se.
robert Schneps, for the respondent.

WRIGHT

MEMORANDUM OPINION

WRIGHT, Judge: These consolidated cases are before the Court on respondent's Motion to Impose Sanctions under Rule 104 1 for petitioner's failure to comply with this Court's discovery order dated September 17, 1984, in docket No. 10479-83 and respondent's Motion to Dismiss for Lack of Prosecution in docket No. 18545-85.

Petitioner resided in Ridgewood, New York, when the petitions herein were filed. By notices of deficiency dated March 12, 1983 and April 2, 1985, for 1980 and 1981, *82 respectively, respondent determined the following deficiencies in petitioner's Federal income tax:

Additions to Tax
YearDeficiencySec. 6653(a)(1)Sec. 6653(a)(2)
1980$2,493$124.651
19813,196159.802

The deficiencies in both years were based on respondent's disallowance of petitioner's claimed charitable contributions to the Good Earth Church and, for taxable year 1980, on respondent's disallowance of a dependency exemption claimed by petitioner and of petitioner's claim to head of household filing status.

I. Motion to Impose Sanctions

Subsequent to the filing of the petition in docket No. 10479-83, respondent informally attempted to obtain information from petitioner pursuant to Rule 70(a)(1). See Branerton Corp. v. Commissioner,61 T.C. 691, 692 (1974). Respondent then submitted interrogatories and requests for production of documents to petitioner pursuant to Rules 71(a) and 72. Petitioner responded to only four of the twelve*83 interrogatories submitted to him, and these responses directed respondent to contact third parties in order to obtain the requested information. Petitioner submitted two additional letters to respondent, neither of which responded to any of respondent's interrogatories or requests for production of documents.

On September 7, 1984, respondent moved that this Court rule on the sufficiency of petitioner's responses, compel complete answers to interrogatories, compel production of documents, and impose sanctions on petitioner for failing to adequately respond. In an order dated September 17, 1984, this Court stated that:

Petitioner shall, on or before October 17, 1984, serve on counsel for respondent complete and responsive answers to respondent's interrogatories served on petitioner on July 6, 1984, and produce to respondent's counsel those documents requested in respondent's request for production of documents served on petitioner on July 6, 1984. Petitioner shall in good faith make every reasonable inquiry regarding obtaining this information necessary to comply with this order. Upon petitioner's failure to comply the Court will be inclined to impose sanctions upon motion by*84 respondent.

Petitioner mailed to respondent a response designated "Reply to Order" and dated October 17, 1984. Petitioner again directed respondent to third parties in order to obtain answers to interrogatories. Petitioner also submitted several documents designed to show that his constitutional rights had been violated. He made similar arguments in his status report filed pursuant to this Court's standing pretrial order. On July 19, 1985, respondent filed a motion to impose sanctions on petitioner for failing to respond to interrogatories or produce documents. A hearing on this motion was held on September 9, 1985.

Petitioner failed to respond to eight of the twelve interrogatories submitted by respondent. In his responses to the remaining for interrogatories, petitioner simply directed respondent to contact third parties to obtain the requested information. His relationship to the parties enumerated in his response was sufficient to require him to make the inquiries necessary to answer the interrogatories. Rosenfeld v. Commissioner,82 T.C. 105, 117-118 (1984). Thus, petitioner's suggestion that respondent contact these parties does not constitute a*85 complete and responsive answer, as required by this Court's order. Further, the constitutional arguments made by petitioner in his "Reply to Order" are meritless ( Rowlee v. Commissioner,80 T.C. 1111, 1114 (1983), and cases cited therein; Habersham-Bey v. Commissioner,78 T.C. 304, 305

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Brushaber v. Union Pacific Railroad
240 U.S. 1 (Supreme Court, 1916)
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771 F.2d 478 (Eleventh Circuit, 1985)
Eisner v. MacOmber
252 U.S. 189 (Supreme Court, 1920)
Branerton Corp. v. Commissioner
61 T.C. No. 73 (U.S. Tax Court, 1974)
Cupp v. Commissioner
65 T.C. 68 (U.S. Tax Court, 1975)
Habersham-Bey v. Commissioner
78 T.C. No. 22 (U.S. Tax Court, 1982)
Rowlee v. Commissioner
80 T.C. No. 61 (U.S. Tax Court, 1983)
Rosenfeld v. Commissioner
82 T.C. No. 10 (U.S. Tax Court, 1984)
Abrams v. Commissioner
82 T.C. No. 29 (U.S. Tax Court, 1984)
Dusha v. Commissioner
82 T.C. No. 47 (U.S. Tax Court, 1984)

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Bluebook (online)
1985 T.C. Memo. 550, 50 T.C.M. 1368, 1985 Tax Ct. Memo LEXIS 81, Counsel Stack Legal Research, https://law.counselstack.com/opinion/klein-v-commissioner-tax-1985.