Kleese v. Pennsylvania State Board of Funeral Directors

738 A.2d 523, 1999 Pa. Commw. LEXIS 732
CourtCommonwealth Court of Pennsylvania
DecidedSeptember 30, 1999
StatusPublished
Cited by8 cases

This text of 738 A.2d 523 (Kleese v. Pennsylvania State Board of Funeral Directors) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kleese v. Pennsylvania State Board of Funeral Directors, 738 A.2d 523, 1999 Pa. Commw. LEXIS 732 (Pa. Ct. App. 1999).

Opinion

FLAHERTY, Judge.

Ralph T. Kleese (Petitioner) petitions for review from an order of the State Board of Funeral Directors (Board) which ordered Petitioner to pay a $2,100.00 civil penalty because Petitioner violated 49 Pa. Code § 13.193. 1 We affirm.

On March 30, 1998, an investigator for the Board issued sixteen (16) citations to Petitioner for violations of Board regulations. 2 Prior to March 13,1998, Petitioner had been the supervisor of Morris & Kleese Funeral Home, a restricted business corporation. Nine of the citations charged Petitioner with violating Board regulation 49 Pa.Code § 13.193 because Petitioner failed to include his name as the permanent supervisor of the funeral home in nine separate newspaper advertisements published from November 27, 1997 to February 28,1998. 3 Although the name of another employee of the funeral home was included in the advertisements, Petitioner’s name and the indication that he was the supervising funeral director were not included.

A hearing was conducted on May 12, 1998, and the hearing examiner affirmed the nine citations and imposed a civil penalty of $ 2,100.00. 4 Petitioner filed an application for review with the Board. By decision and order dated September 2, 1998, the Board affirmed the hearing examiner’s decision. Petitioner then filed a petition for review with this Court.

Petitioner raises one issue for this Court’s review: whether the regulation of the Board requiring that the name of a funeral establishment’s supervisor be printed in all of the establishment’s advertising is an infringement of the establishment’s constitutional right of commercial free speech, (1) when the Board has not supported the regulation with evidence showing that the omission of the name is *525 misleading; and (2) when the Board has not supported the regulation with evidence showing that a substantial governmental interest is served by the requirement that the name be included in the advertising. 5

Petitioner argues that the requirement that he include his name in all advertising is a violation of his freedom of commercial speech. 6 Petitioner contends that the Board has not met its burden of satisfying all four prongs of the test outlined in Central Hudson Gas & Electric Corp. v. Public Service Commission of New York, 447 U.S. 557, 100 S.Ct. 2343, 65 L.Ed.2d 341 (1980) which was adopted by the Pennsylvania Supreme Court in Insurance Adjustment Bureau v. Insurance Commission, 518 Pa. 210, 542 A.2d 1317 (1988).

The Board responds that it has met its burden in this case. The Board contends that failure to include the name of a supervisor in advertising is inherently and/or potentially misleading, that there is a substantial public interest in identifying the supervising funeral director of each establishment, and that the regulation is no broader than necessary to further that interest.

The United States Supreme Court stated in Virginia State Board of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U.S. 748, 96 S.Ct. 1817, 48 L.Ed.2d 346 (1976) that even though commercial speech is protected, it may be subject to some regulation. The protection available for particular commercial expression turns on the nature of both the expression and of the governmental interest served by its regulation. Central Hudson, 447 U.S. at 563, 100 S.Ct. 2343. Central Hudson outlined a four part test for assessing the validity of restrictions on commercial speech. First, it must be determined whether the expression is constitutionally protected. For commercial speech to receive such protection, it at least must concern lawful activity and not be misleading. Id. at 566, 100 S.Ct. 2343. Second, we ask whether the governmental interest is substantial. If it is concluded that the interest is substantial, a determination must be made as to whether the regulation directly advances the government interest asserted, and whether it is not more extensive than necessary to serve that interest. Id. at 566, 100 S.Ct. 2343. However, contrary to the arguments put forth by the parties in this case, this Court’s research indicates that the parties have incorrectly focused on the Central Hudson test and that this test does not apply in this instance.

The test in Central Hudson has been used to determine if prohibitions on information in advertising, such as a prohibition on advertising prices of prescription drugs or advertising what state and federal bars an attorney has been admitted to practice, violates the right to freedom of commercial speech. In this case, there is no prohibition at issue but a disclosure requirement is at issue, i.e. that the advertising funeral *526 establishment must include the name of the supervising funeral director in its advertisements. The parties have overlooked the material differences between disclosure requirements and outright prohibitions. See Zauderer v. Office of Disciplinary Counsel of the Supreme Ct. of Ohio, 471 U.S. 626, 105 S.Ct. 2265, 85 L.Ed.2d 652 (1985). In Zauderer, an attorney challenged as violative of his right to free commercial speech a state requirement that he include, in advertising his availability on a contingent fee basis, the information that clients might be hable for significant litigation costs even if their lawsuits were unsuccessful. The appellant argued that the assessment of the vahdity of this requirement involved the same analysis as an assessment of the vahdity of a prohibition on advertising content. In determining that such an analysis was not warranted, the Court reasoned that:

In requiring attorneys who advertise their willingness to represent chents on a contingent-fee basis to state that the chent may have to bear certain expenses even if he loses, Ohio has not attempted to prevent attorneys from conveying information to the pubhc; it has only required them to provide somewhat more information than they might otherwise be inclined to present. We have, to be sure, held that in some instances compulsion to speak may be as violative of the First Amendment as prohibitions on speech.... But the interests at stake in this case are not of the same order.... Ohio has .not attempted to prescribe what shall be orthodox in politics, nationalism, religion, or other matters of opinion or force citizens to confess by work or act their faith therein.

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Bluebook (online)
738 A.2d 523, 1999 Pa. Commw. LEXIS 732, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kleese-v-pennsylvania-state-board-of-funeral-directors-pacommwct-1999.