Kirby v. State

581 So. 2d 1136
Court of Criminal Appeals of Alabama·Decided December 28, 1990·Published·Cited by 15 cases

Opinion

581 So.2d 1136 (1990)

Jeffrey Powell KIRBY
v.
STATE.

5 Div. 595.

Court of Criminal Appeals of Alabama.

June 15, 1990.
As Corrected on Denial of Rehearing September 21, 1990.
On Return to Remand December 28, 1990.
Rehearing Denied May 31, 1991.

*1138 Michael D. Cook, Lanett, for appellant.

Don Siegelman, Atty. Gen., and Robin Blevins, Asst. Atty. Gen., for appellee.

McMILLAN, Judge.

The appellant was indicted for sodomy in the first degree and for sodomy in the second degree; the two sodomy cases were consolidated for trial. He was acquitted of sodomy in the second degree but was convicted of sodomy in the first degree and was sentenced to 15 years' imprisonment.

The appellant argues that the prosecutor failed to disclose exculpatory material which he was entitled to pursuant to a discovery order, Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and the United States Constitution. The alleged exculpatory material was statutorily privileged under § 34-26-2, Code of Alabama (1975), as a confidential communication between a licensed psychiatrist and his client.

The record indicates that, prior to trial, the State requested that a physician, who had previously examined the youngest of the two victims, be exempt from the rule so that he could observe the two victims' testimony. The prosecutor stated that he wished the physician to be able to testify concerning the "generally accepted symptoms" of child abuse and to draw conclusions concerning the present victims from observations he would make while watching the victims testify, in addition to his earlier observations of the one victim. The prosecutor further requested that the appellant be instructed to refrain from asking the physician any questions concerning statements that the youngest victim had previously made to the physician. Defense counsel then objected to the prosecutor's requested limitation of the appellant's cross-examination and, further, stated that "if [the prosecutor is] going to put the doctor on and this child has made statements to him regarding this incident, particularly that this did not occur or anything to that nature and particularly if his notes or anything contain exculpatory material in them, I should have already had them." The prosecutor responded by saying that he would not be entitled to such information because "only a patient can waive the psychologist-psychiatrist privilege" and therefore the information would not be admissible in court anyway. Defense counsel responded, "How am I going to know if this doctor has in his notes if this child has told him about sexual abuse from other people at other times." The trial court stated that he would make a decision later during the trial.

Subsequently, after the State rested its case, defense counsel noted that the State had subpoenaed the doctor and had "obviously... had an opportunity to examine that doctor's files" and said that if the State was aware of any exculpatory material, the defendant was entitled to the information. The following transpired just prior to the resting of the State's case and the commencing of the defendant's case:

"[DEFENSE COUNSEL]: And I would state that, obviously, the State of Alabama has had an opportunity to examine that doctor's files. I am—if there is anything exculpatory in those files, I am entitled to have that information. They've chosen not to put him on, for some particular or specific reason, and the—if they know that this young man never mentioned [the appellant] to him, as he testified, if his notes so indicate, I think I'm entitled to be furnished that information before I proceed with my defense.
"[PROSECUTOR]: I don't think so.
"THE COURT: Does the State have in its possession anything from any expert witness, a physician, that would be exculpatory to the defendant?
"[DEFENSE COUNSEL]: As to impeachment purposes, also.
"THE COURT: Impeachment for who?
"[DEFENSE COUNSEL]: Impeachment of the young man if he never told him.
"THE COURT: That would be in the nature of being exculpatory.
"[DEFENSE COUNSEL]: Right.
*1139 "[PROSECUTOR]: I have never received any report from Dr. Becker. I have only spoken to him. There is a tactical reason that we chose not to call him because, as we discussed earlier, when I brought this up initially at the very beginning of the trial, the court stated that he would allow defense counsel to go into the statements made by the victim—alleged victim in this case made to the doctor. And I chose not to put the doctor on the stand simply so that I would not waive the psychologist-psychiatrist privilege— client privilege as contained in the statute. So I don't—I have not even looked at the notes that the doctor brought with him. I have spoken with him and I know what's—what I think he might say. But my understanding of that privilege is that if I don't put some type of affirmative testimony on the stand, that's not waived unless the client waives it. And to my knowledge—
"THE COURT: That's true.
"[PROSECUTOR]: To my knowledge, the client has not waived that privilege.
"[DEFENSE COUNSEL]: I'd like to be heard because if its—if—it sounds to me like that if I was allowed to cross-examine this man, that there would be exculpatory information that would be revealed because he has stated that he does not want me to be able to ask him questions because of the answers that he expects from oral conversations with him. Now, I would like a minute to look at that—is this man a psychologist or psychiatrist or what are his qualifications? Not knowing that, I don't know what his privilege is.
"[PROSECUTOR]: I don't know if it's exactly a psychologist or psychiatrist. I always get them confused.
"[DEFENSE COUNSEL]: If he's a counselor, you know, there may or may not be a privilege and I would like to know what the man's qualifications are.
"THE COURT: Do you have in your possession any sort of written statements or any written findings from this doctor?
"[PROSECUTOR]: No, sir, I do not.
"THE COURT: Have you complied with the order for discovery that's been in this file since way back yonder?
"[PROSECUTOR]: Yes, sir. I have given everything in the State's possession to [defense counsel] that he is entitled to under the Rules of Criminal Procedure. I have not received any written report from the doctor.
"THE COURT: All right, sir. The State has rested.
"[DEFENSE COUNSEL]: And the doctor is not equally available to me, correct?
"THE COURT: Well, you can subpoena him if you want to.
"[DEFENSE COUNSEL]: What I'm saying is I can't—if I put him on the stand, the privilege cannot be waived.
"THE COURT: It's my understanding of the law that either the client or the psychologist-psychiatrist can assert the privilege. Only the client can waive the privilege. The privilege is there for the benefit of the client.
"[DEFENSE COUNSEL]: So the psychologist or psychiatrist can't assert it?
"THE COURT: Yes, sir, he can assert it.

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Kirby v. State, 581 So. 2d 1136 (Ala. Ct. App. 1990).

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