Kimball v. Territory of Arizona

115 P. 70, 13 Ariz. 310, 1911 Ariz. LEXIS 42

• Court: Arizona Supreme Court
• Decided: March 25, 1911
• Docket: Criminal No. 295
• Status: Published

Opinion

KENT, C. J.

The appellants were indicted under the provisions of section 489 of the Penal Code. This section, so far as applicable, reads as follows: “Every person who, with intent to cheat and defraud, shall obtain . . . from any other person . . . any money, property, or valuable thing whatever, by means or by use of any trick or deception, or false or fraudulent representation, or statement of pretense, or by any other means or instruments, or device, commonly called the ‘confidence game,’ . . . shall be deemed guilty of a felony.” The jury rendered a verdict as follows: “We, the jury duly impaneled and sworn in the above-entitled action, upon our oaths do find the defendants guilty of obtaining property by false representations as charged in* the indictment. ’ ’

The first assignment of error urged by the appellants is that the verdict is insufficient to support a judgment of conviction, in that the verdict does not find against the defendants upon the issue raised in the ease upon the indictment and plea of not guilty; the claim being that the verdict finds the defendants guilty of obtaining property by false representations, and does not find that the property was obtained with intent to cheat or defraud, or that the false representations were in the nature of a confidence game, or that the defendants, or either of them, knew that the representations, or any of them, were false or fraudulent; and, further, that the verdict does not find that the property was obtained within the county in which the indictment was found, or that the representations were made within such county. The appellants further claim that by the verdict the jury found the defendants guilty of a matter not charged against them, and that the verdiet was a verdict of acquittal upon the essential elements, of the offense charged, to wit, the element of intent to cheat and defraud, the element of knowledge or design, the element, of the knowledge of the falsity of the representations, the element of the confidence game, and the element of venue.

The rule is universal that a verdict of guilty is a finding of the jury upon every element necessary to constitute the crime as laid in the indictment, and that a verdict which finds a defendant guilty of hut one of a number of essential elements of a crime is not a verdict sufficient to sustain a judgment of conviction for the crime charged. Under our statutes, the plea of not guilty puts in issue every material allegation of the indictment, and no judgment of conviction can be given unless the jury expressly find against the defendant upon the issue. The verdict of .the jury in the case before us found the defendants guilty of obtaining property by false representations as charged in the indictment. The obtaining property by false representations alone is not a crime under any of the provisions of our Penal Code. Under section 481 of the Penal Code, any person who knowingly and designedly by false or fraudulent representations defrauds any other person of money or property is guilty of a misdemeanor, but there the mere obtaining of money by false or fraudulent representation or pretense is not sufficient to constitute the crime specified in that section, unless the money so obtained falsely and fraudulently was obtained knowingly, and designedly. Under section 489, under which the indictment in this ease was drawn as found by the trial court, the obtaining of property by false representation is not in itself made a crime, except that it be done with intent to cheat and defraud. The intent is a material and necessary element of the crime. Therefore, if the verdict before us simply finds the defendants guilty of obtaining property by false representations and does not find that the defendants, with intent to defraud, obtained the property by false representations, then an essentially necessary element of the crime has not been found by the jury. Cases holding that a verdict which specifies one element of a crime and omits other essential elements will not support a judgment of conviction are numerous, and there are none, so far as we are aware, holding the contrary. Wharton’s Criminal Pleading and Practice, 9th ed., 756; Commonwealth v. Call, 21 Pick. (Mass.) 513, 32 Am. Dec. 284; People v. Small, 1 Cal. App. 320, 82 Pac. 87; People v. Cummings, 117 Cal. 497, 49 Pac. 576; People v. Tilley, 135 Cal. 62, 67 Pac. 42; Ring v. State, 42 Tex. 282; State v. French, 50 La. Ann. 461, 23 South. 606; Huffman v. State, 89 Ala. 33, 8 South. 28; State v. Oakley, 103 N. C. 408, 9 S. E. 575; State v. Modlin, 197 Mo. 376, 95 S. W. 345; State v. Stephanus, 53 , 99 Pac. 428; State v. Pollock, 105 Mo. App. 273, 79 S. W. 980; State v. De Witt, 186 Mo. 61, 84 S. W. 956; Harris v. State, 53 Fla. 37, 43 South. 311; State v. Parker, 152 N. C. 790, 67 S. E. 35.

Counsel for the respondent do not, as we understand their position, controvert the general rule, but they claim that, by reason of the insertion in the verdict of the words ‘ ‘ as charged in the indictment,” the verdict in this .ease is not within the rule. A verdict of “not guilty as charged in the indictment” is, of course, equivalent to a verdict of not guilty, and is a finding by the jury upon all of the essential allegations of the indictment. It is also true that in many verdicts there occur words which can be ignored as surplusage, but they are words which have not to do with the issues directly raised by the plea of not guilty, as, for example, in the ease of People v. Jochinsky, 106 Cal. 640, 39 Pac. 1077. There the verdict was, “We, the jury, find the defendants guilty of burglary in the first degree, and we further find that the goods taken from Prince’s store on the night of the 13th or 14th of April, 1893, were brought from Sonoma county into the city and county of San Francisco, state of California, by the defendant.” There the jury directly found the defendant guilty of burglary in the first degree. This was a finding of all the essential elements of the crime. The court properly held that the general verdict of guilty implied proof of all the facts necessary to conviction, and that the latter part of the verdict was mere surplusage, resulting in no prejudice to the appellant. We do not see how it is possible to treat the words in the indictment, “of obtaining property by false representations, ’ ’ as mere surplusage, because they are words which have to do with one of the issues directly raised by the plea of not guilty. It is a direct finding of the jury that upon one of the elements of the statute the defendants were guilty, to wit, the obtaining of the money by false representations, and it is also a direct refusal to find upon another essential element, to wit, the intent to cheat and defraud. The words “as charged in the indictment” qualify the phrase “of obtaining property by false representations.” They serve to specify the property obtained and the false representations made, but with the expression in the verdict of one of the elements of the crime and the omission of another essential element the defendants, by the words “as charged in the indictment,” are not found guilty of anything else as charged in the indictment, and the words in question cannot be held to incorporate by reference other' facts upon which there is no finding. In the case of People v. Lee, 237 Ill. 272, 86 N. E. 573, the supreme court of Illinois considered the. following verdict: “We, the jury, find the defendant, Leona Garrity, guilty of harboring a female under the age of eighteen years in a house of prostitution in manner and form as charged in the indictment.” The court said: “To authorize a judgment against the defendant, the verdict in a criminal case must respond to the issues submitted to the jury. Its sufficiency is determined by ascertaining whether it is responsive to and covers the offense charged in the indictment. It must contain either in itself or by reference to the indictment every material element of the crime. . . . The verdict does not find directly or by necessary implication that plaintiffs in error were the keepers of the house of prostitution, or that the female harbored therein was unmarried. These were both essential elements of the offense and constituted material facts in issue at the trial. . . . The clause in the verdict ‘in manner and form as charged in the indictment’ refers to the indictment for the facts which are specially found in the verdict, and cannot be held to incorporate by reference other facts upon which there is no finding. The verdict is insufficient to authorize a judgment of guilty. ” It is claimed by counsel for the respondent that it appears from the record that the trial judge at the conclusion of his instructions handed the jurors two verdicts, one being a verdict of not guilty and the other being the verdict in controversy herein, explaining to them that, if they found the defendants guilty as alleged in the indictment, they would return the- verdict which is in controversy here, otherwise they would return the verdict of not guilty.

It is claimed that the jury having brought in the verdict in question, this fact alone unqualifiedly demonstrates the intention of the jurors. We do not think this contention, even if the record bore out the contention of counsel, aids them in their position that the verdict expresses the intention of the jury to find a general verdict of conviction. The court charged the jury at length of its own motion, and further gave a great number of instructions requested by counsel; the instructions covering some fifty folios. The trial judge specifically charged the jury that it was necessary that they should find that the defendants had obtained the money with the intent to cheat and defraud. At the close of the instructions, the record shows that the trial court stated to the jury: “You will be furnished with blank forms of verdict that express the findings that you are warranted by law to find in the case.” We think, as contended by counsel for the appellants, that the effect of that statement, together with the instructions given by the court and the submission of a verdict in the form returned by them, coming as the court’s final directions to the jury, was calculated to mislead the jury as to the nature of the findings which they were “warranted by the law to find,” and to place undue emphasis upon two elements, to wit, the obtaining of the property and the falseness of the representations enumerated in the indictment, to the neglect of the elements that the property must have been obtained “with intent to cheat and defraud.” The trial judge charged that intent must be proved, and then by the form of the verdict submitted to the jury prevented any juror who desired to vote for a conviction upon this essential element of the offense from expressing his conviction that such element had been proved. On the other hand, any juror who was convinced of the guilt of the defendants as to the obtaining property by false representations and was not convinced as to the intent to cheat and defraud might have been very easily induced to sign the verdict in the form rendered in the proper belief that he was thereby only giving expression to the facts that he was satisfied had been proved by the evidence.

We agree with the counsel for the appellee that, if the intention to convict of the crime is unmistakably expressed in the verdict, any mere irregularity or surplusage contained in •the verdict is immaterial, but we are of the opinion that, upon the verdict before us, we cannot say that the intention of the •jury to convict of the crime was unmistakably expressed. Our conclusion that the verdict does not support the judgment is strengthened by the form of the judgment itself, which reads in part as follows: “You were indicted by the grand juiy of this county for obtaining property by false representation in the nature of a confidence game with intent to defraud. To this indictment you pleaded not guilty. On . . . you were given a fair and impartial trial in this court before a jury of your peers and said jury returned into open court their verdict finding you guilty of obtaining property by false representations as charged in the indictment. Have you anything to say or legal cause to show why the judgment of this court should not now be pronounced against you? The defendant replied, ‘No, sir.’ No legal cause being shown or appearing to the court, the court doth render its judgment that whereas you, Elias S. Kimball, having been on the twenty-fifth day of June, A. D. 1910, after a fair and impartial trial in this court, found guilty by a jury of your peers of the crime of obtaining property by false representations in the nature of a confidence game with intent to defraud, it is ordered, adjudged, and decreed that you, Elias S. Kimball, are guilty of obtaining property by false representations in the nature of a confidence game with intent to defraud, and that you be punished therefor,” etc.

It is further contended by appellants that upon the state of the record the defendants have been in jeopardy and are entitled to be discharged. After the rendition of the verdict and its recording by the clerk, and after the -verdict had been read to the jury and they were asked if it was their verdict and had replied that it was, the court discharged the jury from further consideration of the case. Thereafter, and before the jury had left the box, the defendants’ counsel moved for the discharge of the defendants. This was denied by the court on the ground that it was then too late to resubmit the verdict for correction, the jury having been discharged from the case. Thereafter the defendants moved in arrest of judgment, and this motion was also denied. As the verdict was insufficient, judgment should not have been entered thereon, but we do not agree with counsel that the defendants have been in jeopardy and are entitled to be discharged. Such seems to be the rule in California and Oregon under a similar state of facts, but it is not the general rule. In all the cases heretofore cited in this opinion, except the California and Oregon cases, the courts hold that, as such a verdict is insufficient to support a judgment of conviction, a judgment entered thereon must be set aside and a new trial granted. The general, and we conceive the correct, rule is that where the verdict is so uncertain that the court is unable to tell what the intent of the jury was, and the matter is brought before the appellate court on appeal by the defendant, he cannot by such verdict be held to have been in jeopardy and therefore entitled to his discharge, but that the judgment is not a bar to a further prosecution. 12 Cyc. 262, note 31; Waddle v. State, 112 Tenn. 556, 82 S. W. 827.

It is also urged that the indictment does not state an offense under the statute, either under section 481 or section 489. This latter section, taken from Missouri, so far as its provisions which we have discussed are concerned, is intended to reach a class of offenders sometimes known as “confidence men,” who, with intent to cheat and defraud, obtain through some false representation, trick, or deception the money of their victim whose confidence has first been secured through some false representation or deception. It provides for a class of false representations not included in section 481, which deals with the subject of ordinary false representations. State v. Pickett, 174 Mo. 663, 74 S. W. 844. We think the indictment, though somewhat inartificially drawn, sufficiently charges facts to bring it within the requirements of section 489. State v. Wilson, 223 Mo. 156, 122 S. W. 701.

The verdict in the case being insufficient to sustain the judgment of conviction, the verdict and judgment are set aside, and the ease is remanded to the district court for a new trial.

CAMPBELL and DOE, JJ., concur.