Kimball v. Success Mining Co.

110 P. 872, 38 Utah 78, 1910 Utah LEXIS 3
CourtUtah Supreme Court
DecidedAugust 27, 1910
DocketNo. 2091
StatusPublished
Cited by5 cases

This text of 110 P. 872 (Kimball v. Success Mining Co.) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kimball v. Success Mining Co., 110 P. 872, 38 Utah 78, 1910 Utah LEXIS 3 (Utah 1910).

Opinions

MoOÁRTY, J.

This is a suit in equity in which plaintiff seeks to be adjudged the owner of, and entitled to have issued to him, 1,060 shares of the capital stock of the Colorado Mining Company, a corporation organized under the laws of this state. Service of summons was had on Jesse Knight and the Colorado Mining Company, each of whom filed an answer to plaintiff’s complaint. The other defendants were not served [82]*82with process, nor did they appear in the action. A trial was had, and the court found in favor of the defendants Knight and the Colorado Company on the issues presented by the pleadings, and dismissed plaintiff’s complaint for want of equity. From the judgment rendered plaintiff prosecutes this appeal.

In order to understand the points 'and questions involved, it is necessary to make a somewhat elaborate and detailed statement of the issues and facts. The Success Mining Company was incorporated under the laws of this state, with its general place of business in Salt Lake City. It 'had a capital stock of thirty thousand dollars divided into three hundred thousand shares of the par value of ten cents per share. The capital stock was all subscribed for and fully paid up by the incorporators, six in number, by the conveyance to the corporation of the Success mining claim situate in the Tintic mining district,' this state. The articles of incorporation were filed December 7, 1898. There were five directors, three of whom resided at Eureka, and one at Robinson, in Juab County, Utah, and the other, Ernest Williams, who was also secretary and treasurer of the company, lived in Salt Lake City, Utah. The articles of incorporation provided that the persons therein named as officers should continue in office until the annual stockholders’ meeting, and until their successors were elected and qualified. No election of officers was held until October 3, 1906, and the persons rained as officers of the company in the articles of incorporation continued to be the officers of the company until that date. The company was unable to find any ore or valuable minerals in its ground, and therefore was not a financial success. There were eight assessments levied upon the capital stock. The eighth and last assessment was levied at a meeting of the board of directors held at Eureka, Juab County, February 10, 1900. This was the last meeting held by the board of directors first appointed, and with the exception of an entry made by the secretary in the minute book of the company April 14, 1900, reciting that certain stock had been sold to pay the eighth assessment levied thereon, there was [83]*83no other or further business transacted in the name of the company thereafter for a period of more than six years. There was not a single transfer of stock made on the books of the company from April 14, 1900, until May 3, 1906. And the undisputed evidence tends to show that during this time the stock had practically no market value whatever. On February 6, 1899, there was issued to plaintiff two thousand shares of the capital stock of this conlpany represented by certificates two hundred and fifty-two and two hundred and fifty-three for one thousand shares each. On March 3, 1898, there was issued to one George W. Heintz certificate number three hundred and four for two thousand shares of said stock. About three weeks prior to the commencement of this action (March 5, 1908) Heintz assigned certificate three hundred and four to plaintiff. On April 14, 1900, there was issued to one O. E. Pearson certificate number three hundred and sixty-five for eighty-four thousand nine hundred and twenty-five shares of stock. On the stub from which the certificate was detached is listed in the handwriting of Ernest Williams, then secretary of the company, certain stock, including the four thousand shares held by plaintiff. The stock so listed was merged in certificate three hundred and sixty-five issued to Pearson. On each of the stubs from which the certificates representing this stock was taken is an indorsement or notation, made with a blue pencil and in the handwriting of the secretary, reciting that the stock was “sold at eighth sale.” And on each of these stubs there is also a cross made with a blue pencil. The record book of the company, on page twenty-six, contains the following entry in the handwriting and over the signature of Williams, as secretary: “No. 8. April 14r.1900, Salt Lake City, Htah. The assessment not having been paid on the following described stock, same was sold according to law for assessment and costs.” Then follows a description of the certificates, about seventy in number, representing stock alleged to have been sold, the number of the certificate, the number of shares for which it was issued, to whom issued, and the amount of the assessment for [84]*84wbicb it was sold. Tbe three certificates held by plaintiff are listed thereon as follows:

A copy of a printed notice purporting to contain a list of the certificates representing stock on which the eighth assessment had become delinquent, and which was published in one of the daily papers of Salt Lake City, with the publisher’s affidavit attached thereto, was introduced in evidence by plaintiff, and was made part of the bill of exceptions. The notice did not include any of plaintiff’s stock. While we think it may be fairly inferred from this that no publication of plaintiff’s stock was made as required by law, yet it does not necessarily follow that, because of this, plaintiff is entitled to recover in this action. If this were a suit for the conversion of plaintiff’s stock, or to compel the Success Mining Company to replace the stock and make an entry of plaintiff’s ownership on the books of the company, the fact that the stock was not advertised and sold as required by law might be a controlling feature in the case. But, as we have observed, this is a suit to compel the Colorado Mining Company to issue to plaintiff one thousand and sixty shares of its stock. Therefore the fact that plaintiff may have been unlawfully deprived of his stock in the Success Mining Company by a void sale which the record shows was made, if made at all, more than eight years before the commencement of this action, is not necessarily decisive of the case. This phase of the case will be more fully discussed further along in the opinion.

Again reverting to the facts: We find that on or about May 3, 1906, the eighty-four thousand nine hundred and twenty-five shares of the stock of the Success Mining Company, represented by certificate three hundred and sixty-five issued to C. E. Pearson, were purchased from Pearson by [85]*85defendant Jesse Knight, and certificate three hundred and sixty-seven was issued for the stock, which also includes sixteen thousand and seventy-five shares that he purchased at about the same time from other parties, and recorded in his name upon the books of the company. Defendant Knight, prior to the purchase of the Pearson stock, had had no interest in or connection with the Success Mining Company. On October 3, 1906, in pursuance to a call theretofore made, a stockholders’ meeting of the Success Mining Company was held in Salt Lake City at which a full board of directors was elected. Jacob Evans, Lester Mangum, and defendant Jesse Knight were three of the five directors elected. Knight (who at the time was president of the Colorado Mining Company) was mad^president and Mangum secretary of the company.

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Bluebook (online)
110 P. 872, 38 Utah 78, 1910 Utah LEXIS 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kimball-v-success-mining-co-utah-1910.