Kidder v. Newell CV-96-254-M 11/10/97 C
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Christine A. Kidder, As Administratrix of the Estate of Raymond J. Kidder, and individually, and Fred A. Kidder, Individually
v. Civil No. 96-254-M
Kathleen Newell, M.D., New England Pathology Services and Alice Peck Day Memorial Hospital
REPORT AND RECOMMENDATION
Plaintiffs, Christine A. Kidder, individually and as
Administratrix of the Estate of Raymond J. Kidder, and Fred A.
Kidder, individually, sue Kathleen Newell, M.D., New England
Pathology Services, and Alice Peck Day Memorial Hospital, for the
death of their infant son, Raymond Kidder. Plaintiffs' theories
of recovery include six counts of negligent infliction of
emotional distress: Complaint of May 1, 1996 (hereinafter
"Complaint I") - Counts III and IV against Newell and VII and
VIII against New England Pathology; Complaint of July 18, 1996
(hereinafter "Complaint II") - Counts III and IV against Alice
Peck Day Memorial Hospital. Defendant Alice Peck Day Memorial Hospital moved for partial summary judgment asserting that there
are no disputed issues of material fact and that defendants are
entitled to judgment as a matter of law on the six counts of
emotional distress. Defendant Newell has joined in the motion.
For the reasons stated below, I recommend that the defendants'
motion for partial summary judgment be granted.
DISCUSSION 1. Standard of Review
Summary judgment is appropriate when the record reveals
"that there is no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a matter of law."
Fed. R. Civ. P. 56(c). The moving party has the burden of
showing the absence of a genuine issue of material fact for
trial. See Anderson v. Liberty Lobby, 477 U.S. 242, 256 (1986) .
If the moving party carries its burden, the non-moving party must
set forth specific facts showing that there remains a genuine
issue of material fact for trial, demonstrating "some factual
disagreement sufficient to deflect brevis disposition." Mesnick
v. General Elec. Co., 950 F.2d 816, 822 (1st Cir. 1991), cert.
denied, 504 U.S. 985 (1992). In the context of summary judgment,
" 'genuine' means that the evidence about the fact is such that a
reasonable jury could resolve the point in favor of the non
moving party, [and] 'material' means that the fact is one that
'might affect the outcome of the suit under the governing law.'" United States v. One Parcel of Real Property with Bldqs., 960
F.2d 200, 204 (1st Cir. 1992) (citing Anderson, 477 U.S. at 248.
The court construes the record in the light most favorable
to the non-moving party, the plaintiffs in this case, and draws
all reasonable inferences and resolves factual disputes in their
favor. See Saenger Orq. Inc. v. Nationwide Ins. Licensing
Assoc., 119 F.3d 55, 57 (1st Cir. 1997). When the moving party
provides properly supported and undisputed facts that lead to
only one plausible legal conclusion, summary judgment is
appropriate. See Griggs-Rvan v. Smith, 904 F.2d 112, 115-16 (1st
Cir. 1990) .
2. Facts.1
Plaintiff, Christine Kidder, began her prenatal treatment
with Dr. Newell on October 17, 1994. On that date. Dr. Newell
ordered blood work for prenatal screening. The blood was drawn
at Alice Peck Day Memorial Hospital (hereinafter "Alice Peck")
which sent it to New England Pathology Services, Inc.
(hereinafter N.E. Pathology) for analysis. N.E. Pathology, among
other analyses, tested for the presence of Anti-Kell antibodies
1The facts are drawn from the portions of depositions submitted, Mrs. Kidder's affidavit. Dr. Stanley's affidavit. Dr. Drukteinis' reports and the pleadings.
3 in Mrs. Kidder's blood.2 N.E. Pathology's test revealed the
presence of the antibodies but it did not report the results to
either co-defendant and from October 17, 1994 to at least May 5,
1995 neither co-defendant requested the results or monitored N.E.
Pathology for results.
On May 4, 1995, Mrs. Kidder noticed less fetal movement.
The next day, after movement totally stopped, her husband took
Mrs. Kidder to the hospital. When Dr. Newell examined Mrs.
Kidder, she told Mrs. Kidder that the baby was very sick, that
the baby might not survive and that Mrs. Kidder needed to be
transferred to Dartmouth-Hitchcock immediately.
At Dartmouth-Hitchcock Mrs. Kidder was anethesized and a C-
section was performed while her husband watched through a glass
partition. The infant was rushed to intensive care after
delivery. The resuscitation efforts in ICU, watched by Mr.
Kidder, were terminated after approximately thirty minutes. He
broke the news to their families and, when she awakened, to his
wife.
The following day Dr. Sty explained what happened with
respect to the antibodies destroying red blood cells. Plaintiffs
2The antibody in the mother's blood attacks the fetus' cells eventually destroying them to the point that the red blood cells are unable to carry oxygen and the fetus dies. If detected, an intrauterine exchange transfusion can rid the fetus of the antibody.
4 were not told of the N.E. Pathology test results and the
reporting and follow-up failures until six weeks later.
Mrs. Kidder, from the moment her baby stopped moving, felt
scared, guilty, confused and sad. The feelings woke her up at
night and made her feel nauseous and tense. This, Sheila
Stanley, Ed.D. opines, is severe emotional distress. Mr. Kidder
felt (and feels) terrified, sad and depressed. His heart beats
faster, his muscles tighten, he awakens in the middle of the
night and feels sick to his stomach. Again Dr. Stanley, although
she has not seen Mr. Kidder, is of the opinion that Mr. Kidder
experiences extreme emotional distress. Defendant's expert. Dr.
Drukteinis, opines that the Kidders do experience "emotional
symptoms of grief, mild-to-moderate anxiety, sadness and some
depression" which he attributes to the death of Raymond and
describes as bereavement.
3. Analysis
This is a diversity case to which (as the parties
appropriately agree) the substantive law of New Hampshire
applies. Erie R.R. Co. v. Tompkins, 304 U.S. 64, 78 (1937).
Under New Hampshire law, a bystander need not be in the "zone of
danger" to recover for negligent infliction of emotional
distress. Corso v. Merrill, 119 N.H. 647, 658 (1979). Since
Corso, New Hampshire has permitted recovery for negligent
5 infliction of emotional distress where there is (i) a close
relationship between bystander and victim, (ii) geographic
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Kidder v. Newell CV-96-254-M 11/10/97 C
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Christine A. Kidder, As Administratrix of the Estate of Raymond J. Kidder, and individually, and Fred A. Kidder, Individually
v. Civil No. 96-254-M
Kathleen Newell, M.D., New England Pathology Services and Alice Peck Day Memorial Hospital
REPORT AND RECOMMENDATION
Plaintiffs, Christine A. Kidder, individually and as
Administratrix of the Estate of Raymond J. Kidder, and Fred A.
Kidder, individually, sue Kathleen Newell, M.D., New England
Pathology Services, and Alice Peck Day Memorial Hospital, for the
death of their infant son, Raymond Kidder. Plaintiffs' theories
of recovery include six counts of negligent infliction of
emotional distress: Complaint of May 1, 1996 (hereinafter
"Complaint I") - Counts III and IV against Newell and VII and
VIII against New England Pathology; Complaint of July 18, 1996
(hereinafter "Complaint II") - Counts III and IV against Alice
Peck Day Memorial Hospital. Defendant Alice Peck Day Memorial Hospital moved for partial summary judgment asserting that there
are no disputed issues of material fact and that defendants are
entitled to judgment as a matter of law on the six counts of
emotional distress. Defendant Newell has joined in the motion.
For the reasons stated below, I recommend that the defendants'
motion for partial summary judgment be granted.
DISCUSSION 1. Standard of Review
Summary judgment is appropriate when the record reveals
"that there is no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a matter of law."
Fed. R. Civ. P. 56(c). The moving party has the burden of
showing the absence of a genuine issue of material fact for
trial. See Anderson v. Liberty Lobby, 477 U.S. 242, 256 (1986) .
If the moving party carries its burden, the non-moving party must
set forth specific facts showing that there remains a genuine
issue of material fact for trial, demonstrating "some factual
disagreement sufficient to deflect brevis disposition." Mesnick
v. General Elec. Co., 950 F.2d 816, 822 (1st Cir. 1991), cert.
denied, 504 U.S. 985 (1992). In the context of summary judgment,
" 'genuine' means that the evidence about the fact is such that a
reasonable jury could resolve the point in favor of the non
moving party, [and] 'material' means that the fact is one that
'might affect the outcome of the suit under the governing law.'" United States v. One Parcel of Real Property with Bldqs., 960
F.2d 200, 204 (1st Cir. 1992) (citing Anderson, 477 U.S. at 248.
The court construes the record in the light most favorable
to the non-moving party, the plaintiffs in this case, and draws
all reasonable inferences and resolves factual disputes in their
favor. See Saenger Orq. Inc. v. Nationwide Ins. Licensing
Assoc., 119 F.3d 55, 57 (1st Cir. 1997). When the moving party
provides properly supported and undisputed facts that lead to
only one plausible legal conclusion, summary judgment is
appropriate. See Griggs-Rvan v. Smith, 904 F.2d 112, 115-16 (1st
Cir. 1990) .
2. Facts.1
Plaintiff, Christine Kidder, began her prenatal treatment
with Dr. Newell on October 17, 1994. On that date. Dr. Newell
ordered blood work for prenatal screening. The blood was drawn
at Alice Peck Day Memorial Hospital (hereinafter "Alice Peck")
which sent it to New England Pathology Services, Inc.
(hereinafter N.E. Pathology) for analysis. N.E. Pathology, among
other analyses, tested for the presence of Anti-Kell antibodies
1The facts are drawn from the portions of depositions submitted, Mrs. Kidder's affidavit. Dr. Stanley's affidavit. Dr. Drukteinis' reports and the pleadings.
3 in Mrs. Kidder's blood.2 N.E. Pathology's test revealed the
presence of the antibodies but it did not report the results to
either co-defendant and from October 17, 1994 to at least May 5,
1995 neither co-defendant requested the results or monitored N.E.
Pathology for results.
On May 4, 1995, Mrs. Kidder noticed less fetal movement.
The next day, after movement totally stopped, her husband took
Mrs. Kidder to the hospital. When Dr. Newell examined Mrs.
Kidder, she told Mrs. Kidder that the baby was very sick, that
the baby might not survive and that Mrs. Kidder needed to be
transferred to Dartmouth-Hitchcock immediately.
At Dartmouth-Hitchcock Mrs. Kidder was anethesized and a C-
section was performed while her husband watched through a glass
partition. The infant was rushed to intensive care after
delivery. The resuscitation efforts in ICU, watched by Mr.
Kidder, were terminated after approximately thirty minutes. He
broke the news to their families and, when she awakened, to his
wife.
The following day Dr. Sty explained what happened with
respect to the antibodies destroying red blood cells. Plaintiffs
2The antibody in the mother's blood attacks the fetus' cells eventually destroying them to the point that the red blood cells are unable to carry oxygen and the fetus dies. If detected, an intrauterine exchange transfusion can rid the fetus of the antibody.
4 were not told of the N.E. Pathology test results and the
reporting and follow-up failures until six weeks later.
Mrs. Kidder, from the moment her baby stopped moving, felt
scared, guilty, confused and sad. The feelings woke her up at
night and made her feel nauseous and tense. This, Sheila
Stanley, Ed.D. opines, is severe emotional distress. Mr. Kidder
felt (and feels) terrified, sad and depressed. His heart beats
faster, his muscles tighten, he awakens in the middle of the
night and feels sick to his stomach. Again Dr. Stanley, although
she has not seen Mr. Kidder, is of the opinion that Mr. Kidder
experiences extreme emotional distress. Defendant's expert. Dr.
Drukteinis, opines that the Kidders do experience "emotional
symptoms of grief, mild-to-moderate anxiety, sadness and some
depression" which he attributes to the death of Raymond and
describes as bereavement.
3. Analysis
This is a diversity case to which (as the parties
appropriately agree) the substantive law of New Hampshire
applies. Erie R.R. Co. v. Tompkins, 304 U.S. 64, 78 (1937).
Under New Hampshire law, a bystander need not be in the "zone of
danger" to recover for negligent infliction of emotional
distress. Corso v. Merrill, 119 N.H. 647, 658 (1979). Since
Corso, New Hampshire has permitted recovery for negligent
5 infliction of emotional distress where there is (i) a close
relationship between bystander and victim, (ii) geographic
proximity to the accident, (iii) a close connection in time
between the accident and the resulting emotional distress, and
(iv) emotional distress accompanied by objective physical injury.
See id. at 653-58. Defendants first maintain that they are
entitled to partial summary judgment because plaintiffs had no
"contemporaneous perception of the accident and immediate
observance of the accident victim . . . " Id. at 658. Secondly,
defendants maintain that the emotional distress is not
accompanied by causally related physical injury. See id.; see
also Thorpe v. State, 133 N.H. 299, 303-304 (1990).
a. physical injury
Defendant Alice Peck initially seeks to support the alleged
lack of resultant physical injury on brief extracts from each
plaintiff's deposition in which each plaintiff denies physical
health problems as a result of the stillbirth delivery of Baby
Raymond (document no. 13, memorandum, p.9). The testimony relied
upon was in response to guestions about physical injury and
implicitly connected emotional distress related to the
stillbirth. The testimony relied upon is responsive to only one
part of the events observed by the parents of the victim, i.e.
the stillbirth.
6 Plaintiff has produced specific facts to demonstrate genuine
material facts from which a reasonable jury could conclude that
each plaintiff suffered physical injury related to and
accompanying their emotional distress. Nauseousness, tenseness,
sleeplessness, increased heartbeat, weight gain and muscle
tenseness are all physical symptoms of the emotional shock.
Neither reply brief addresses the issue of physical symptoms or
injury being related to the emotional distress. If supported by
appropriate expert testimony the physical manifestations set
forth in the depositions and affidavits meet the reguirement of
physical injury related to emotional distress. See Thorpe v.
Dept, of Corrections, 133 N.H. 299 (1990) (stomach problems).
The evidence is to be viewed "in the light most favorable to
the non-movant, with all reasonable inferences indulged in that
party's favor." Pacamor Bearings, Inc. v. Minebea Co., Ltd., 918
F. Supp. 491, 496 (D.N.H. 1996). On the Corso prong reguiring
that physical injury accompany the emotional distress, defendants
have failed to meet their burden and I would recommend denial of
the Motion for Summary Judgment on this basis.
b. Plaintiffs' emotional distress and its relationship to their contemporaneous sensory perception of the accident
This is the principal issue upon which the partial summary
judgment battle is joined. The key facts are not in dispute.
7 The anti-kell test was ordered and the blood drawn and forwarded
to the laboratory for testing. The analysis results showing the
antibodies were not forwarded by N.E. Pathology prior to the
stillbirth and neither Dr. Newell or Alice Peck monitored for, or
reguested, the results. If the test results had been known, a
blood exchange transfusion would have been done and Baby Raymond
would not have died. On the day following the stillbirth the
parents were aware that the death was caused by the mother's
antibodies but they were unaware of defendants' negligence or its
relationship to the death until six weeks after the stillbirth.
New Hampshire law reguires that "the emotional injury must
be directly attributable to the emotional impact of the
plaintiff's observation or contemporaneous sensory perception of
the accident and immediate viewing of the accident victim."
Corso, 119 N.H. at 656. As a matter of law was there a
"contemporaneous sensory perception of the accident"?
Alice Peck, in its motion, maintains that in a medical
malpractice case a sensory perception of an accident reguires a
sensory perception of a definable perceivable event, namely
defendant's conduct (document no. 13, Memorandum, pp. 7-8).
Defendants do not claim that the stillbirth was "the accident".3
3By definition a stillbirth is the birth of a dead child and is thus not even a view of the ultimate injury - the death of the victim. In fact, Alice Peck states that "there is no definable,
perceivable event . . . " (document no. 13, p.8). Defendants say
there was no "accident". Instead, as plaintiffs allege in their
complaints, the negligence was a continuing failure to send or
reguest the antibody test results which is not a "perceivable
event." Complaint I, 5518, 25, 30 and 35; Complaint II, 5519,
26, 31, 36, 42, 49, 54, 59. Defendant Newell's "Joinder" goes
one step further, asserting that the necessary sensory perception
of the accident is synonymous with "an awareness at the time of
the injury of the defendant's conduct, or lack thereof, and its
causal relationship to the loved one's injury." (Document no.
14, p.2). Plaintiff, relying principally upon two unpublished
decisions of the Superior Court,4 maintains that the "accident"
test is met if the observation is of the injury resulting from
the defendant's conduct. In reply, defendants acknowledge that
Corso does not reguire that plaintiffs understand defendants'
conduct to be negligent but maintain that, at a minimum, there
must be a temporal appreciation or perception of the negligent
4Hilber v. Horslev, No. 93-C-790, Order on Motion for Summary Judgment (Hillsborough Superior Court, Southern District, May 2, 1995) (the "accident" is the resulting premature death); Aldrich v. Witkin, No. C-94-074 (Belknap County Superior Court, February 15, 1995) (the "accident" is resulting heart attack); but see Bravel v. White, No. 96-C-0238 (Strafford County Superior Court, May 27, 1997) (the "accident" criteria is not met by observation of a slow deterioration from misdiagnosed cancer). conduct in relation to a definable moment - the accident.
Plaintiffs in their reply assert that this court has clearly
recognized that Corso does not require appreciation of the
conduct.5
The arguments of the parties demonstrate the difficulty of
applying the Corso standard to many medical malpractice fact
patterns. It is not difficult to find a contemporaneous sensory
perception of the accident and viewing of the victim where a
mother holds a child while a doctor mistakenly injects an unsafe
dose of glucose and dye into the child followed shortly by
convulsions and a comatose state. See Mobaldi v. Regents of
University of California, 55 Cal. Ap p . 3d 573 (1976). It is far
more difficult to apply the Corso factors where the emotional
distress was caused by an awareness of the distress of the child
in the womb, a resultant stillbirth and an unsuccessful
resuscitation; where no overt act of negligence is observed and
no specific event as a consequence of the negligence is observed;
but simply an unperceived failure to obtain test results in time
to perform an intrauterine exchange which would have prevented
5See Pond v. Maiercik, No. CV-94-225-M (D.N.H. February 21, 1996) (plaintiff observed parachutist's husband's body descending limply on reserve chute but did not witness the impact with chase plane); Patterson v. Star Island Corp., No. CV-92-400-B (D.N.H. February 19, 1993) (father heard crowd reaction to son being hit on head by baseball bat).
10 the inevitable natural death from the mother's antibodies. Does
New Hampshire require an "accident" and, if so, what is an
"accident" in this context?
Prior to its decision in Corso, New Hampshire denied
recovery to parental bystanders who were not in the "zone of
danger" but who suffered emotional distress from their
observation of an accident and injury to or death of their child.
See Jellev v. LaFlame, 108 N.H. 471, 238 A.2d 728 (1968). The
refusal to grant relief was premised upon a balancing of social
interests and a concern that such a cause of action had no
sensible, rational stopping point. In his dissent
in Corso Justice Grimes wrote:
Although this case professes to be limited to situations where the parent is near enough to hear the accident and then see the child, how long will it be before the law will be extended . . . [0]nce the court enters on this course there is no sensible point at which to stop . . . .
Corso, 119 N.H. at 660.
The Corso majority set out what it believed were criteria
which established the sensible point to stop:
The emotional injury must be directly attributable to the emotional impact of the plaintiff's observation or contemporaneous sensory perception of the accident and immediate viewing of the
11 accident victim. Therefore, recovery will not be permitted for emotional distress . . . for grief that may follow from the death of the related accident victim.
Id. at 656 ((citations omitted)(emphasis added)). The New
Hampshire Supreme Court since Corso has shown its determination
not to expand the doctrine. See Nutter v. Frisbee Memorial
Hospital, 124 N.H. 791, 795 (1984) (a parent who views a child
one-half hour after death caused by medical malpractice is not
close enough to experience the accident first hand); Wilder v.
City of Keene, 131 N.H. 599, 603 (1989) (denying recovery to
parents who viewed a child in extremis after an accident but who
did not see or hear the accident, because the facts did not meet
the Corso reguirement of a "contemporaneous sensory perception of
the accident, and not, as the plaintiff argues, a perception of
the injury standard"); but see Wald v. Ford Motor Co., 125 N.H.
640 (1984) (permitting Corso to apply retroactively to permit the
emotional distress claim of a wife who came upon the fatal
accident scene of her husband shortly after the accident). In
short, the Corso "perimeters have been vigilantly policed."
Kassel v. Gannett Co., Inc., 875 F.2d 935, 949 (1st Cir. 1989).
As is apparent from Corso itself. New Hampshire does not
reguire that the parent see the accident but the parent must be
close enough to experience it at first hand. See Nutter, 124
12 N.H. at 795. While plaintiff is correct that Corso does not
require a sensory perception of the "impact" portion of an
accident, C f . Pond v. Maierick, supra, it is clear that the New
Hampshire Supreme Court requires that the focus must be "on
whether the plaintiffs observed or perceived the accident when it
occurred, not on whether they observed or perceived the injuries
their child sustained." Wilder, 131 N.H. at 604. The
requirement that there be an "accident" which causes an "injury"
both of which must be observed or perceived, cannot be met by
defininq "accident" as synonymous with "injury". Otherwise the
Corso requirements become not only arbitrary but meaninqless as
well. "Accident," as used in Corso, must mean the event or
events which produce the injury.
The natural process of the mother's antibodies upon the red
blood cells of the child is the injury producinq event or events.
The neqliqence of defendants was the failure to interrupt that
series of naturally occurrinq, injury producinq, events. There
simply was no accident for plaintiffs to observe. Plaintiffs did
not observe defendants' neqliqence; did not observe any injury
producinq event or events; and certainly did not perceive any
connection between the neqliqence or injury producinq events and
the injury.
To the extent that Hilber, supra and Aldrich, supra
13 represent lower court decisions which equate "injury" with
"accident" I view them as inconsistent with the New Hampshire
Supreme Court's expressed view that it is the "accident" not the
"injury" that must be perceived. See Wilder, 131 N.H. at 604.
" [L]itigants who reject a state forum in order to bring suits in
federal court under diversity jurisdiction cannot expect that new
trails will be blazed." Ryan v. Royal Ins. Co. of America, 916
F.2d 731, 744 (1st Cir. 1990). I conclude that New Hampshire
will reject the journey of the California courts6, and will apply
Corso strictly.
The court fully acknowledges plaintiffs' terrible loss has
produced emotional distress. However, grief resulting from the
injury or death itself does not permit recovery under the Corso
cause of action. See Corso, 119 N.H. 656. Plaintiffs can only
6After twenty years of relaxation of Dillon "guidelines" the California Supreme Court returned to the guidelines, tightening them into a rule: [A] plaintiff may recover damages for emotional distress . . . only if . . . plaintiff: (1) is closely related to the injury victim; (2) is present at the scene of the injury producing event at the time it occurs and is then aware that it is causing injury to the victim; and (3) as a result suffers serious emotional distress.
Thing v. LaChusa, 48 Cal. 3d. 644, 771 P.2d 814 (1989). California came full circle to tighten the requirements.
14 recover for that emotional distress directly caused by a
contemporaneous sensory (i.e., conscious perception) of both an
accident and the injury to the child. See id. Construing the
record most favorably to plaintiffs, the facts lead to only one
legal conclusion under Corso that summary judgment is
appropriate. I recommend that the summary judgment be entered as
to counts III, IV of the May 1, 1996 complaint and as to counts
III and IV of the July 18, 1996 complaint.
Any objections to this report and recommendation must be
filed within ten days of receipt of this notice. Failure to file
objections within the specified time waives the right to appeal
the district court's order. See Unauthorized Practice of Law
Committee v. Gordon, 979 F.2d 11, 13-14 (1st Cir. 1992); United
States v. Valencia-Copete, 792 F.2d 4, 6 (1st Cir. 1986) .
James R. Muirhead United States Magistrate Judge
Date: November 10, 1997
cc: Mark A. Abramson, Esg. Michael P. Lehman, Esg. William L. Chapman, Esg. Michael A. Pignatelli, Esg.