Kho v. Pennington

846 N.E.2d 1036, 2006 Ind. App. LEXIS 820, 2006 WL 1195637
CourtIndiana Court of Appeals
DecidedMay 5, 2006
Docket72A04-0507-CV-373
StatusPublished
Cited by3 cases

This text of 846 N.E.2d 1036 (Kho v. Pennington) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kho v. Pennington, 846 N.E.2d 1036, 2006 Ind. App. LEXIS 820, 2006 WL 1195637 (Ind. Ct. App. 2006).

Opinion

OPINION

MAY, Judge.

Attorney Deborah Pennington represented Ruby Miller in a wrongful death action Miller brought against the Scott County Memorial Hospital, Dr. Eusebio Kho, and another doctor. The lawsuit alleged the Hospital's emergency room had negligently treated or released Tracy Merle Lee. Dr. Kho was on-call when Lee was treated and Pennington dismissed Dr. Kho after she determined he was not on duty at that time.

*1040 Dr. Kho sued Pennington, her law firm, and Miller (collectively "Pennington") for malicious prosecution and the trial court granted summary judgment for Pennington. Dr. Kho raises six issues on appeal, which we consolidate 1 and restate 2 as:

1. Whether Pennington lacked probable cause to sue Dr. Kho when some records indicated another doctor was on duty in the emergency room at the time Lee was treated but other records included Dr. Kho's name and one referred to him as "attending physician" (App. at 86);

2. Whether the trial court erred in declining to strike an affidavit 3 in which an attorney opined it was reasonable for Pennington to believe Dr. Kho was involved in Lee's treatment; and

3. Whether Pennington's violation of a statute that prohibits identification of a medical malpractice defendant in a complaint filed in court while a complaint is being considered by a medical review panel provides Dr. Kho a private right of action.

We affirm. 4

FACTS

Pennington's law firm represented Miller, who is the personal representative of Lee's estate. Lee died two days after he was treated at the Seott County Memorial Hospital emergency room. In January 2001, Miller brought a proposed medical malpractice complaint before the Department of Insurance against the Hospital, Dr. Daniel Case, and Dr. Kho, and in February of 2001 she brought an action in *1041 the Seott Cireuit Court naming Dr. Kho as a defendant. The lawsuit also named the Hospital, Dr. Case, and the Sterling Healthcare Group, Inc.

Dr. Kho moved to dismiss and the trial court denied the motion. In August 2001, Pennington dismissed Dr. Kho by stipulation. -In January 2008, Dr. Kho brought a malicious prosecution action against Pennington. Pennington moved for and was granted summary judgment. Dr. Kho's motion to correct error was denied.

DISCUSSION AND DECISION

Summary judgment should be granted only if the evidence authorized by Ind. Trial Rule 56(C) shows there is no genuine issue of material fact and the moving party deserves judgment as a matter of law. TR. 56(C). We view the facts and reasonable inferences drawn from those facts in the light most favorable to the non-moving party. Kennedy v. Guess, Inc., 806 N.E.2d 776, 779 (Ind.2004), reh'g denied. On appeal from summary judgment, we face the same issues that were before the trial court and analyze them the same way, although the trial court's decision is "clothed with a presumption of validity." Id. The non-movant bears the burden of demonstrating the grant of summary judgment was erroneous, but we carefully assess the trial court's decision to ensure that the non-movant was not wrongly denied his or her day in court. Id.

1. Probable Cause

In a malicious prosecution action the plaintiff has the burden of proving: 1) the defendant instituted, or caused to be instituted, a prosecution against the plaintiff; 2) the defendant acted maliciously in doing so; 3) the prosecution was instituted without probable cause; and 4) the prosecution terminated in the plaintiff's favor. Wong v. Tabor, 422 N.E.2d 1279, 1283 (Ind.Ct.App.1981). 5 Termination in favor of a prior defendant for purposes of a claim of malicious prosecution may occur, as it did here, by the withdrawal of the proceedings by the person bringing them. Id. at 1284.

In reviewing a lawyer's decision to bring suit, we are mindful that an attorney's role is to facilitate access to the judicial system for any person seeking legal relief,. Id. at 1285. As such, the probable cause determination must encompass consideration of the law's desire to fully meet the client's needs. Id.

An attorney is under an ethical duty to avoid suit where the only purpose is to harass or injure, but if a balance must be struck between the desire of an adversary to be free from unwarranted accusations and the need of the client for undivided loyalty, the client's interests must be paramount. Id. at 1286. Therefore, any standard of probable cause must preserve the attorney's duty to the client to present the case vigorously in a manner as favorable to the client as the rules of law and professional ethics will permit. Id. Mere negligence in asserting a claim is not sufficient to subject an attorney to liability for bringing suit. "To create lability only for negligence, for the bringing of a weak case, would be to destroy [an attorney's] *1042 efficacy as advocate of his client and his value to the court, since only the rare attorney would have the courage to take other than the 'easy' case." Id. (quoting Berlin v. Nathan, 64 Ill.App.3d 940, 21 Ill.Dec. 682, 381 N.E.2d 1367, 1376 (1978), cert. denied 444 U.S. 828, 100 S.Ct. 53, 62 L.Ed.2d 36 (1979), reh'g denied 444 U.S. 974, 100 S.Ct. 470, 62 L.Ed.2d 390 (1979)).

We recognized in Wong that the effort to protect every citizen's free access to the courts might subject innocent persons to the publicity, expense and other burdens of defending ill-founded lawsuits. But "the chilling effect that a broad rule of attorney liability would have upon the legal system, and ultimately upon its popular acceptance as a means of dispute resolution, appears to outweigh the value of the protection it would afford to those who might be deemed 'innocent' defendants." Id.

An attorney has probable cause to represent a client in litigation when, after a reasonable investigation and industrious search of legal authority, he has an honest belief that his client's claim is tenable in the forum in which it is to be tried. The test is twofold. The attorney must entertain a subjective belief in that the claim merits litigation and that belief must satisfy an objective standard.

Id. at 1287 (quoting Tool Research & Engineering Corp. v. Henigson, 46 Cal. App.3d 675, 120 Cal.Rptr. 291, 297 (1975)).

The objective standard that governs the reasonableness of an attorney's action in instituting litigation for a client is whether the claim merits litigation against the defendant in question on the basis of the facts known to the attorney when suit is commenced. Id. at 1288.

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Related

Kho v. Pennington
875 N.E.2d 208 (Indiana Supreme Court, 2007)

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Bluebook (online)
846 N.E.2d 1036, 2006 Ind. App. LEXIS 820, 2006 WL 1195637, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kho-v-pennington-indctapp-2006.