Key Bank, N.A. v. Mott

1998 ME 151, 712 A.2d 1064, 1998 Me. LEXIS 164
CourtSupreme Judicial Court of Maine
DecidedJune 17, 1998
StatusPublished
Cited by1 cases

This text of 1998 ME 151 (Key Bank, N.A. v. Mott) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Key Bank, N.A. v. Mott, 1998 ME 151, 712 A.2d 1064, 1998 Me. LEXIS 164 (Me. 1998).

Opinion

LIPEZ, Justice.

[¶ 1] Stanley W. Mott, Jr. and Cheryl C. Mott appeal from the judgment entered in the Superior Court (Penobscot County, Mead, J.) granting Key Bank, N.A.’s motion for a summary judgment on the Bank’s foreclosure action pursuant to 14 M.R.S.A. § 6321-6325 (1980 & Supp.1997). On appeal the Motts argue that the existence of genuine issues of material fact precluded the entry of a summary judgment; and that the court exceeded the bounds of its discretion by failing to rule on their motions to amend their answer before ruling on the Bank’s motion for a summary judgment. Because we agree that Cheryl Mott’s affidavit raised a genuine issue of material fact, we vacate the judgment.

[1065]*1065i.

[¶2] On March 17, 1989, Stanley and Cheryl Mott executed and delivered to Key Bank, N.A. (the Bank) a mortgage deed on real property located in Lincoln. The mortgage deed stated that it covered, inter alia, ■ “any other note or notes given by Mortgagor to Mortgagee in renewal or extension” of contemporaneously-incurred debt, and “future advances made by the Mortgagee to the Mortgagor at the option of the parties hereto.” The mortgage deed was accompanied by a note, also dated March 17, 1989, in the amount of $224,485 which was executed by Stanley only.

[¶ 3] In September 1990 Stanley executed two promissory notes in the amounts of $100,211 and $130,044, respectively, to the Bank. According to the Bank’s commitment letters, which were signed by Stanley, the purpose of both loans was “to refinance Key Bank debt and to bring accounts payable up to date.” According to the deposition testimony of the Bank’s loan officer, the 1990 notes appeared to have been used in part to “pay off” Stanley’s existing indebtedness pursuant to the 1989 note; the remaining funds, which she estimated totaled approximately $68,000, were then disbursed to Stanley. Although neither 1990 note stated on its face that it was secured by the previously-executed mortgage on the Motts’ Lincoln property, both commitment letters expressly provided that the notes would be secured by, inter alia, “a first mortgage on land and buildings located in Lincoln, Maine, described in [the March 1989 mortgage deed].” In October 1995 Stanley paid off the $100,211 note, leaving only the $130,044 note outstanding.

[¶4] In November 1995 the Bank commenced a foreclosure action in the Superior Court pursuant to 14 M.R.S.A. §§ 6321-6325, alleging that Stanley had defaulted on the $130,044 note and that the Motts therefore were in breach of the terms of the mortgage. In their answer, the Motts admitted that the note was in default and that they had executed the mortgage, but denied that the mortgage encompassed the 1990 note. In July 1996 the Bank filed a motion for a summary judgment. The Motts opposed the motion, stating in separate affidavits that, inter alia, Cheryl had not signed the 1990 note and that her husband had not told her about his execution of the note; and that at the time Stanley signed the commitment letter for the 1990 note, he understood from his conversations with the Bank’s loan officer that the note would be renewed at the end of its term.

[¶ 5] In December 1996 Stanley moved to amend his answer to add what he characterized as the affirmative defense of promissory estoppel and a counterclaim for breach of contract. Cheryl also moved to amend her answer to include the affirmative defense of recoupment and a counterclaim pursuant to the Equal Credit Opportunity Act, 15 U.S.C. § 1691. The court did not rule on these motions. In January 1997 the Superior Court granted the Bank’s motion for a summary judgment and issued an order of foreclosure. This appeal followed.

II.

[¶ 6] The Motts first argue that Stanley’s affidavit, which asserted that the Bank’s loan officer had promised him that the Bank would renew the 1990 note at the end of its term and that the Bank later reneged on this promise, raised a genuine issue of material fact that precluded a summary judgment in this foreclosure proceeding. See M.R. Civ. P. 56(c). The Bank contends, however, that the parol evidence rule bars the admission of such extrinsic evidence to vary the unambiguous terms of the mortgage deed and note. See Farley Investment Co. v. Webb, 617 A.2d 1008, 1010 (Me.1992).

[¶ 7] To overcome the parol evidence rule argument, the Motts rely on our decision in Canal National Bank v. Becker, 431 A.2d 71 (Me.1981). Their reliance is misplaced. In Becker, we observed that when a mortgagee is under no obligation to make future advances, the coverage of a mortgage deed’s future advance clause for a subsequent advance depends on the parties’ intentions both at the time of the mortgage and at the time of the subsequent advance. See id. at 73. Because these intentions cannot be determined solely by reference to the language of [1066]*1066the future advance clause, the trial court must also look to extrinsic evidence bearing on that issue. See id. Thus, pursuant to Becker, extrinsic evidence on the issue of whether the parties intended the mortgage deed’s future advance clause to cover the 1990 note would be admissible.

[¶ 8] Contrary to the Motts’ contention, however, Becker’s rule permitting consideration of extrinsic evidence does not extend to issues other than the parties’ intent with respect to the security for the 1990 note. Stanley’s conversation with the Bank’s loan officer in which she allegedly promised to renew the loan at the end of its term does not bear upon the parties’ intent with respect to the note’s security, and does not fall within the ambit of Becker’s holding. Accordingly, the court did not err by concluding that Stanley’s affidavit failed to raise a genuine issue of material fact.1

III.

[¶ 9] The Motts next argue that the mortgage deed did not secure the 1990 note. In her affidavit opposing the Bank’s summary judgment motion, Cheryl asserted that Stanley did not tell her that he had executed the 1990 note and that she did not sign the note. Relying on a provision in the mortgage deed stating that the mortgage covered “future advances made ... at the option of the parties hereto,” the Motts contend that the mortgage covered only subsequent advances authorized by all of the parties to the mortgage deed. Thus, they argue, Cheryl’s assertion that she had not authorized the 1990 note raised a genuine issue of material fact that precluded the entry of a summary judgment. We agree in part.

[¶ 10] We begin by examining the two pertinent provisions contained in the mortgage deed.2 First, the mortgage deed stated that it covered “any other note or notes given by Mortgagor3 to Mortgagee in renewal or extension” of Stanley’s 1989 note. Second, the mortgage deed stated that it covered “future advances made by the Mortgagee to the Mortgagor at the option of the parties hereto.” Thus, the language on which the Motts rely (namely, “at the option of the [1067]*1067parties hereto”) appears only in the future advance clause, and does not appear in the renewal and extension clause.

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Bluebook (online)
1998 ME 151, 712 A.2d 1064, 1998 Me. LEXIS 164, Counsel Stack Legal Research, https://law.counselstack.com/opinion/key-bank-na-v-mott-me-1998.